FSS Korea C-Level Executive Meeting on Securities CP and IMA
Summary
The Financial Supervisory Service Korea held a C-level executive meeting on April 21, 2026 with 7 comprehensive financial investment operators from the operations and audit departments. The meeting addressed risk management related to securities-issued commercial paper and IMA operations, discussed strengthening investor protection, and explored the role of securities firms in leading productive finance initiatives.
About this source
GovPing monitors FSS Korea News for new banking & finance regulatory changes. Every update since tracking began is archived, classified, and available as free RSS or email alerts — 3 changes logged to date.
What changed
The Financial Supervisory Service Korea convened a C-level executive meeting on April 21, 2026 with 7 comprehensive financial investment operators from the Capital Markets Supervision Bureau and Consumer Damage Prevention Bureau. The discussion focused on risk management related to securities-issued commercial paper and IMA (Investment Management Association) operations, strengthening investor protection, and the role of securities firms in advancing productive finance initiatives.
For affected securities firms and financial investment operators, this meeting represents a dialogue platform between regulators and industry participants. The practical impact is informational rather than regulatory, as the meeting aimed to discuss supervisory priorities and risk management approaches rather than establish new compliance mandates.
Archived snapshot
Apr 22, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
증권사 발행어음,IMA 부문 C-level 임원 간담회 개최
등록일 2026-04-21 조회수 3693 첨부파일 260421(보도자료) 증권사 발행어음, IMA 부문 C-level 임원 간담회 개최.hwp (파일크기: 242KB) 문서뷰어 260421(보도자료) 증권사 발행어음, IMA 부문 C-level 임원 간담회 개최.pdf (파일크기: 397KB) ㅁ '26.4.21.(화) 금융감독원은 7개 종합금융투자사업자(이하 '종투사') 운용 및 감사 부문장과 간담회를 개최하여,
ㅇ 발행어음 및 IMA 운용 관련 리스크 관리 및 투자자 보호 강화, 생산적 금융을 선도하기 위한 종투사의 역할 등에 대해 논의
※ 자세한 내용은 첨부파일을 참고하시기 바랍니다. 담당부서 자본시장감독국/소비자피해예방국 담당팀 건전경영팀,자본시장제도팀/피해예방2팀 문의 3145-7602,7587/8235 목록 이전글 2025년 금융민원 및 금융상담 등 동향 다음글 「금융소비자보호 거버넌스 모범관행」 도입 이후 소비자보호 중심의 조직문화가 빠르게 확산되고 있습니다
Department/Division in charge of Information management
- Department/Division In charge IT Strategy Department Management Information System Team Phone Number +82-2-3145-5439
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