Form 144 PRA Information Collection Extension Request for Comments
Summary
The SEC is soliciting comments on extending OMB Control No. 3235-0101 for Form 144 filings under Rule 144 of the Securities Act of 1933. Form 144 reports securities sales exceeding 5,000 shares or $50,000 aggregate price. The SEC estimates 32,276 annual responses with 32,276 total burden hours. Comments are due June 15, 2026.
What changed
The SEC published a 60-Day Collection Notice seeking public comments on extending the information collection requirements for Form 144, which reports securities sales under Rule 144. The notice summarizes the estimated burden: approximately 11,500 respondents filing 32,276 Form 144 responses annually at one hour per response. This is a standard Paperwork Reduction Act renewal process.
Insiders, affiliates, and persons selling restricted securities who exceed the thresholds should monitor this extension. The existing filing requirements and thresholds remain unchanged during this consultation period.
What to do next
- Submit written comments to SEC by June 15, 2026
Archived snapshot
Apr 15, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
Notice
Agency Information Collection Activities; Proposed Collection; Comment Request; ICR Type Extension: Form 144-Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933
A Notice by the Securities and Exchange Commission on 04/15/2026
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- Public Inspection Published Document: 2026-07324 (91 FR 20198) Document Headings ###### Securities and Exchange Commission
- [OMB Control No. 3235-0101] Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (“Commission”) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.
Form 144 (17 CFR 239.144) is used to report the sale of securities during any three-month period that exceeds 5,000 shares or other units and has an aggregate sales price that does not exceed $50,000. Form 144 operates in conjunction with Rule 144 (17 CFR 230.144). Rule 144 is designed to prohibit the creation of public markets in securities of issuers concerning which adequate current information is not available to the public. At the same time, where adequate current information concerning the issuer is available to the public, the rule permits the public sale in ordinary trading transactions of limited amounts of securities owned by persons controlling, controlled by, or under common control with, the issuer and by persons who have acquired restricted securities of the ( printed page 20199) issuer. We estimate that Form 144 takes approximately one hour per response and is filed approximately 2.8 times per year by approximately 11,500 respondents, for a total of approximately 32,276 responses annually. We estimate that 100% of the burden is carried internally by the respondent for total annual reporting burden of 32,276 hours (one hour per response × 32,276 responses).
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
Written comments are invited on: (a) whether this proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.
Please direct your written comments on this 60-Day Collection Notice to Austin Gerig, Director/Chief Data Officer, Securities and Exchange Commission, c/o Tanya Ruttenberg via email to PaperworkReductionAct@sec.gov by June 15, 2026. There will be a second opportunity to comment on this SEC request following the Federal Register publishing a 30-Day Submission Notice.
Dated: April 13, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-07324 Filed 4-14-26; 8:45 am]
BILLING CODE 8011-01-P
Published Document: 2026-07324 (91 FR 20198)
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