Regs.gov: Securities and Exchange Commission

SEC Extends Comment Period for Nasdaq Listing Rule

The SEC has extended the comment period for a proposed rule change by Nasdaq to establish a new continued listing requirement of at least $5 million in market value of listed securities. The new deadline for the SEC to act on the proposal is April 29, 2026.

Nasdaq MRX LLC Proposed Rule Change - Fees and Rebates

Nasdaq MRX LLC has filed a proposed rule change with the SEC to amend its fee schedule. The exchange proposes to discontinue the Tier 4 Priority Customer Maker Rebate for Non-Penny Symbols. The SEC is soliciting comments on this proposal.

SEC Proposes Rule Change for MIAX Sapphire Fee Schedule

The SEC is publishing for comment a proposed rule change filed by MIAX Sapphire, LLC. The proposal seeks to amend the exchange's Fee Schedule to update certain non-transaction fee waivers and remove expired text related to trading floor operations. This action follows the exchange's launch of its trading floor in September 2025.

SEC Proposed Rule Change: 24X National Exchange LLC Rebates

The SEC is seeking public comment on a proposed rule change by 24X National Exchange LLC. The exchange proposes to amend its transaction rebates, increasing the rebate for added displayed volume and decreasing rebates for added midpoint volume executions. These changes aim to incentivize liquidity provision.

SEC Extends Nasdaq Rule Change Review for China Listing Criteria

The SEC has extended the review period for Nasdaq's proposed rule change regarding additional initial listing criteria for companies primarily operating in China. The comment period was originally set to end on March 18, 2026, but has been extended by 60 days.

SEC Notice: JPMorgan Private Markets Fund Co-Investment Application

The SEC has issued a notice regarding an application from JPMorgan Private Markets Fund and affiliated entities. The application seeks an order to permit certain registered closed-end management investment companies and business development companies to co-invest in portfolio companies.

Paxos Securities Settlement Company LLC Application Amendment

The SEC is publishing a notice of an amendment filed by Paxos Securities Settlement Company, LLC (PSSC) to its application for registration as a clearing agency. The amendment modifies exhibits related to member director considerations, PSSC rules on credit risk and counterparty termination, and ongoing monitoring of participants. The SEC is soliciting public comments on the amendment.

SEC Sunshine Act Meeting Notice - March 19, 2026

The Securities and Exchange Commission (SEC) has announced a closed Sunshine Act meeting scheduled for March 19, 2026. The meeting will address the institution and settlement of injunctive actions and administrative proceedings, resolution of litigation claims, and other enforcement-related matters.

SEC: Nasdaq MRX proposes new Outcome-Related Options rule

The SEC is seeking public comment on a proposed rule change by Nasdaq MRX to list and trade Outcome-Related Options (OROs). These cash-settled, European-style binary options would be based on the Nasdaq-100 Index and Nasdaq-100 Micro Index.

SEC approves Cboe BZX Exchange rule change on listing standards

The SEC has approved a rule change for the Cboe BZX Exchange, allowing its staff to grant an additional 180-day compliance period for beneficial holder listing deficiencies. This extends the total potential compliance period to 360 days for certain listed products demonstrating progress.