Changeflow GovPing Banking & Finance Pacer Funds Trust and Pacer Advisors, Inc. - In...
Routine Notice Added Final

Pacer Funds Trust and Pacer Advisors, Inc. - Investment Company Act Notice

Favicon for www.federalregister.gov FR: Securities and Exchange Commission
Published
Detected
Email

Summary

The SEC has issued a notice regarding a filing by Pacer Funds Trust and Pacer Advisors, Inc. under the Investment Company Act of 1940. The notice provides details on the application and filing dates, but does not impose new obligations.

Published by Securities and Exchange Commission on federalregister.gov . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

The Securities and Exchange Commission (SEC) has published a notice concerning a filing made by Pacer Funds Trust and Pacer Advisors, Inc. The filing, identified by Investment Company Act Release No. 36031 and docket number 812-15987, was submitted on February 11, 2026. This notice serves as an informational record of the filing and does not introduce new regulatory requirements or compliance obligations for regulated entities.

As this is a routine notice of a filing, there are no immediate required actions for compliance officers. The document primarily serves to record the submission of an application by the named entities. No compliance deadlines or penalties are associated with this specific notice.

Archived snapshot

Mar 25, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Legal Status This site displays a prototype of a “Web 2.0” version of the daily
Federal Register. It is not an official legal edition of the Federal
Register, and does not replace the official print version or the official
electronic version on GPO’s govinfo.gov.

The documents posted on this site are XML renditions of published Federal
Register documents. Each document posted on the site includes a link to the
corresponding official PDF file on govinfo.gov. This prototype edition of the
daily Federal Register on FederalRegister.gov will remain an unofficial
informational resource until the Administrative Committee of the Federal
Register (ACFR) issues a regulation granting it official legal status.
For complete information about, and access to, our official publications
and services, go to About the Federal Register on NARA's archives.gov.

The OFR/GPO partnership is committed to presenting accurate and reliable
regulatory information on FederalRegister.gov with the objective of
establishing the XML-based Federal Register as an ACFR-sanctioned
publication in the future. While every effort has been made to ensure that
the material on FederalRegister.gov is accurately displayed, consistent with
the official SGML-based PDF version on govinfo.gov, those relying on it for
legal research should verify their results against an official edition of
the Federal Register. Until the ACFR grants it official status, the XML
rendition of the daily Federal Register on FederalRegister.gov does not
provide legal notice to the public or judicial notice to the courts.

Legal Status

Notice

Pacer Funds Trust and Pacer Advisors, Inc.

A Notice by the Securities and Exchange Commission on 03/25/2026

  • 1.

1.

  • Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Numbers Investment Company Act Release No. 36031 812-15987 Document Citation 91 FR 14608 Document Number 2026-05825 Document Type Notice Pages 14608-14609
    (2 pages) Publication Date 03/25/2026 Published Content - Document Details

  • PDF Official Content

  • Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Numbers Investment Company Act Release No. 36031 812-15987 Document Citation 91 FR 14608 Document Number 2026-05825 Document Type Notice Pages 14608-14609
    (2 pages) Publication Date 03/25/2026 Published Content - Document Details

  • Document Dates Published Content - Document Dates Dates Text The application was filed on February 11, 2026. Published Content - Document Dates

  • Table of Contents Enhanced Content - Table of Contents This table of contents is a navigational tool, processed from the
    headings within the legal text of Federal Register documents.
    This repetition of headings to form internal navigation links
    has no substantive legal effect.

  • Public Comments Enhanced Content - Public Comments This feature is not available for this document.

Enhanced Content - Public Comments
- Regulations.gov Data Enhanced Content - Regulations.gov Data Additional information is not currently available for this document.

Enhanced Content - Regulations.gov Data

- Sharing Enhanced Content - Sharing Shorter Document URL https://www.federalregister.gov/d/2026-05825 Email Email this document to a friend Enhanced Content - Sharing

  • Print Enhanced Content - Print
  • Other Formats Enhanced Content - Other Formats This document is also available in the following formats:

JSON Normalized attributes and metadata XML Original full text XML MODS Government Publishing Office metadata More information and documentation can be found in our developer tools pages.

Enhanced Content - Other Formats
- Public Inspection Public Inspection This PDF is FR Doc. 2026-05825 as it appeared on Public Inspection on
03/24/2026 at 8:45 am.

It was viewed
3
times while on Public Inspection.

If you are using public inspection listings for legal research, you
should verify the contents of the documents against a final, official
edition of the Federal Register. Only official editions of the
Federal Register provide legal notice of publication to the public and judicial notice
to the courts under 44 U.S.C. 1503 & 1507.
Learn more here.

Public Inspection
Published Document: 2026-05825 (91 FR 14608) This document has been published in the Federal Register. Use the PDF linked in the document sidebar for the official electronic format.

Document Headings Document headings vary by document type but may contain
the following:

  1. the agency or agencies that issued and signed a document
  2. the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
  3. the agency docket number / agency internal file number
  4. the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details.
Securities and Exchange Commission
  1. [Investment Company Act Release No. 36031; 812-15987] March 23, 2026. # AGENCY:

Securities and Exchange Commission (“Commission” or “SEC”).

ACTION:

Notice.

Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 15(a) of the Act, as well as from certain disclosure requirements in rule 20a-1 under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and sections 6-07(2)(a), (b), and (c) of Regulation S-X (“Disclosure Requirements”).

SUMMARY OF APPLICATION:

The requested exemption would permit Applicants to enter into and materially amend subadvisory agreements with subadvisers without shareholder approval and would grant relief from the Disclosure Requirements as they relate to fees paid to the subadvisers.

APPLICANTS:

Pacer Funds Trust and Pacer Advisors, Inc.

FILING DATES:

The application was filed on February 11, 2026.

HEARING OR NOTIFICATION OF HEARING:

An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. The email should include the file number referenced above. Hearing requests should be received by the Commission by 5:30 p.m., Eastern time on April 17, 2026, and should be accompanied by proof of service on the Applicants, in the form of an affidavit, or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary.

ADDRESSES:

The Commission: Secretarys-Office@sec.gov. Applicants: ( printed page 14609) John F. Ramirez, Esq., Practus, LLP, john.ramirez@practus.com, with a copy to Alyssa M. Bernard, Vice President, U.S. Bank Global Fund Services, as Administrator for Pacer Funds Trust, alyssa.bernard@usbank.com.

FOR FURTHER INFORMATION CONTACT:

Rachel Loko, Senior Special Counsel, at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION:

For Applicants' representations, legal analysis, and conditions, please refer to Applicants' application, dated February 11, 2026, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field on the SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/​search-filings.

You may also call the SEC's Office of Investor Education and Advocacy at (202) 551-8090.

For the Commission, by the Division of Investment Management, under delegated authority.

Vanessa A. Countryman,

Secretary.

[FR Doc. 2026-05825 Filed 3-24-26; 8:45 am]

BILLING CODE 8011-01-P

Published Document: 2026-05825 (91 FR 14608)

Named provisions

SUMMARY OF APPLICATION APPLICANTS FILING DATES

Get daily alerts for FR: Securities and Exchange Commission

Daily digest delivered to your inbox.

Free. Unsubscribe anytime.

About this page

What is GovPing?

Every important government, regulator, and court update from around the world. One place. Real-time. Free. Our mission

What's from the agency?

Source document text, dates, docket IDs, and authority are extracted directly from Securities and Exchange Commission.

What's AI-generated?

The summary, classification, recommended actions, deadlines, and penalty information are AI-generated from the original text and may contain errors. Always verify against the source document.

Last updated

Classification

Agency
Securities and Exchange Commission
Published
March 25th, 2026
Instrument
Notice
Legal weight
Binding
Stage
Final
Change scope
Minor
Document ID
91 FR 14608 / Investment Company Act Release No. 36031
Docket
Investment Company Act Release No. 36031 812-15987

Who this affects

Applies to
Fund managers Public companies
Industry sector
5239 Asset Management
Activity scope
Investment Company Filings
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Compliance
Compliance frameworks
Dodd-Frank
Topics
Investment Management Fund Operations

Get alerts for this source

We'll email you when FR: Securities and Exchange Commission publishes new changes.

Free. Unsubscribe anytime.

You're subscribed!