Amends Rule 8210, Electronic Delivery via FINRA Gateway
Summary
FINRA filed SR-FINRA-2026-008 with the SEC proposing to amend paragraph (d) (Notice) of FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books). The amendment would specify that FINRA will deliver electronically its requests for information and testimony to member firms through FINRA Gateway.
What changed
FINRA is proposing to amend Rule 8210(d) to change how it delivers requests for information and testimony to member firms. The amendment would shift from current delivery methods to electronic delivery through FINRA Gateway.
Member firms subject to FINRA Rule 8210 should prepare to receive regulatory requests electronically via FINRA Gateway and ensure their compliance systems are configured to accept and process electronic deliveries from FINRA.
Archived snapshot
Apr 21, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
SR-FINRA-2026-008
Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (d) (Notice) of FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) to specify that FINRA will deliver electronically its requests for information and testimony to member firms through FINRA Gateway.
| Title | Format - Size | Status |
| --- | --- | --- |
| Text of the Proposed Rule Change | PDF - 1.86 MB | New |
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