Changeflow GovPing Banking & Finance EBA Final Draft RTS on IRB Model Changes Under CRR
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EBA Final Draft RTS on IRB Model Changes Under CRR

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Summary

The European Banking Authority published a final report containing draft regulatory technical standards amending the framework for assessing materiality of changes to internal ratings-based (IRB) models under the Capital Requirements Regulation. The RTS introduces stronger quantitative thresholds and narrowed qualitative criteria to reduce the volume of model changes classified as material, addressing supervisory resource strain. The draft RTS will be submitted to the European Commission for endorsement before publication in the Official Journal.

What changed

The EBA published final draft RTS amending the framework for assessing the materiality of changes to IRB models under CRR. Key changes include stronger reliance on quantitative thresholds and narrowed qualitative criteria, such that model changes will generally be deemed material only when thresholds are breached. A limited set of criteria for fundamentally significant changes like complete model redesigns remains regardless of quantitative impact. The RTS will be complemented by a further review of Commission Delegated Regulation (EU) 2022/439 on assessment methodology.

For banks using IRB models, this represents a significant streamlining of supervisory approval requirements. Institutions should expect reduced delays in model implementation and fewer material change notifications. However, competent authorities will retain adequate tools for risk-based supervision through the complementary review of Delegated Regulation (EU) 2022/439. The parallel ECB announcement indicates coordinated effort across EU banking supervisors to accelerate internal model approval processes.

What to do next

  1. Monitor for European Commission endorsement
  2. Review internal model change assessment procedures
  3. Track ECB parallel changes to material model change approvals

Archived snapshot

Apr 8, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

April 8, 2026

EBA Final Draft RTS On Changes To The Internal Ratings Based Approach Under CRR

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The European Banking Authority (EBA) has published a final report with final draft regulatory technical standards (RTS) amending the framework for assessing the materiality of changes to internal ratings based models under the Capital Requirements Regulation (CRR). The aim is to streamline supervisory approvals and reduce undue delays in model implementation. The EBA notes that the high volume of model changes classified as "material" has strained supervisory resources under the current approval processes, creating uncertainty for institutions and hampering effective model use and timely model improvements.

In light of constraints introduced by the final Basel III framework on internal models (including input and output floors), the amending RTS seeks to take a pragmatic approach and significantly reduce the number of changes deemed material. It does this by placing stronger reliance on quantitative thresholds and narrowing the qualitative criteria, such that changes will generally be material only where those thresholds are breached. A limited set of criteria categorising changes as material is retained for changes that are fundamentally significant, such as complete model redesigns. These changes will continue to be treated as material regardless of their quantitative impact. The EBA also indicates that these revisions will be complemented by a further review of Commission Delegated Regulation (EU) 2022/439 on assessment methodology to ensure competent authorities retain adequate tools for risk based supervision of model changes. The draft RTS will now be submitted to the European Commission for endorsement prior to publication in the Official Journal of the European Union. On the same day, the ECB also announced changes to make the approval process for material model changes faster and more predictable.

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Last updated

Classification

Agency
A&O Shearman
Instrument
Notice
Legal weight
Non-binding
Stage
Final
Change scope
Minor
Document ID
EBA Final Report RTS on material model changes

Who this affects

Applies to
Banks
Industry sector
5221 Commercial Banking
Activity scope
Internal ratings-based models Capital requirement calculations Model change assessments
Geographic scope
European Union EU

Taxonomy

Primary area
Banking
Operational domain
Compliance
Compliance frameworks
Basel III Dodd-Frank
Topics
Financial Services Securities

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