SEC - Agency Information Collection Activities Submission for OMB Review

FR: Securities and Exchange Commission

Published March 20th, 2026

Detected March 20th, 2026

Summary

The Securities and Exchange Commission (SEC) has submitted an agency information collection activity for review by the Office of Management and Budget (OMB). This notice pertains to the extension of an existing information collection related to Exempt Preliminary Roll-Up Communication, identified by OMB Control No. 3235-0452.

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What changed

The Securities and Exchange Commission (SEC) has published a notice regarding an agency information collection activity submitted for OMB review. This submission specifically concerns the extension of an existing information collection related to Exempt Preliminary Roll-Up Communication, identified under OMB Control Number 3235-0452. The document cites the Federal Register publication as 91 FR 13652 and was published on March 20, 2026.

This notice is primarily informational and does not impose new obligations or requirements on regulated entities. It serves to inform the public about the SEC's submission to OMB for the continuation of data collection activities. Compliance officers should note the OMB Control Number for their records and be aware that this is a routine administrative process for information collection approvals.

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Notice

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication

A Notice by the Securities and Exchange Commission on 03/20/2026

Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Number OMB Control No. 3235-0452 Document Citation 91 FR 13652 Document Number 2026-05449 Document Type Notice Page 13652
(1 page) Publication Date 03/20/2026 Published Content - Document Details
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Document Details Published Content - Document Details Agency Securities and Exchange Commission Agency/Docket Number OMB Control No. 3235-0452 Document Citation 91 FR 13652 Document Number 2026-05449 Document Type Notice Page 13652
(1 page) Publication Date 03/20/2026 Published Content - Document Details
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| OMB Control No. 3235-0452
(5 Documents) | | | |
| --- | | | |
| Date | | Action | Title |
| | 2026-03-20 | | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication |
| | 2026-01-12 | | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication |
| | 2010-05-26 | | Submission for OMB Review; Comment Request |
| View More Docket Documents | | | |

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- Public Inspection Public Inspection This PDF is FR Doc. 2026-05449 as it appeared on Public Inspection on
03/19/2026 at 8:45 am.

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Securities and Exchange Commission

[OMB Control No. 3235-0452] Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below.

Rule 14a-6(n) (17 CFR 240.14a-6(n)) requires any person that engages in a proxy solicitation subject to Exchange Act Rule 14a-2(b)(4) (17 CFR 240.14a-2(b)(4)) to file a Notice of Exempt Preliminary Roll-Up Communication (“Notice”) (17 CFR 240.14a-104) with the Commission. The Notice provides information regarding ownership interest and any potential conflicts of interest to be included in statements submitted by or on behalf of a person engaging in the solicitation. The information collected is mandatory and is made publicly available on the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system. We estimate that the Notice takes approximately 0.25 hours per response and is filed once per year by approximately 6 respondents. We estimate that 100% of the burden is carried out internally by the filer. Based on our estimates, we calculate a total annual reporting burden of 2 hours ((0.25 hours per response × 100%) × 6 responses per year), when rounded to the nearest dollar. Because we estimate that 100% of the burden will be carried internally by the filer, we estimate that there is no cost burden associated with the Notice.

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.

The public may view and comment on this information collection request at: https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202512-3235-024 or send an email comment to MBX.OMB.OIRA.SECdeskofficer@omb.eop.gov within 30 days of the day after publication of this notice by April 20, 2026.

Dated: March 17, 2026.

Sherry R. Haywood,

Assistant Secretary.

[FR Doc. 2026-05449 Filed 3-19-26; 8:45 am]

BILLING CODE 8011-01-P

Published Document: 2026-05449 (91 FR 13652)