Matinas BioPharma Delisting Notice
The SEC received an 8-K filing from Matinas BioPharma (CIK: 0001582554) notifying of delisting status. The company disclosed this notification through the EDGAR filing system as required under SEC rules for material corporate events affecting shareholder interests.
Delisting Notice - Brand House Collective
The SEC received an 8-K filing from Brand House Collective disclosing a delisting notice received from a national securities exchange. The filing, made under Item 3.01, notifies shareholders that the company faces delisting due to failure to satisfy continued listing standards. The company will have an opportunity to appeal the exchange's determination.
Limited Exemptions from Rule 605 for Fractional Share Orders
The SEC granted limited exemptions from Rule 605 of Regulation NMS, modifying and rescinding certain previously granted exemptive relief. The order addresses reporting requirements for broker-dealers executing fractional share orders and related interpretive issues raised by the Financial Information Forum. Market participants holding prior exemptions should review the modified terms.
NYSE Arca Rule 5.3-O Amendment for Multi-Crypto Asset Commodity Trust Options
The SEC approved NYSE Arca's proposed rule change to amend Exchange Rule 5.3-O, allowing the exchange to list and trade options on Commodity-Based Trusts holding multiple crypto assets. Each crypto asset held by the trust must meet the existing $700 million average daily market value threshold and underlying derivatives contract requirements. The Exchange may list these options without additional Commission approval.
NYSE American Rule 915 Amendment for Multi-Asset Crypto Trust Options
The SEC approved NYSE American's proposed rule change to amend Exchange Rule 915, allowing the exchange to list and trade options on Commodity-Based Trusts holding multiple crypto assets. Previously, the rule only permitted single crypto asset trusts. Each crypto asset held by the trust must continue to meet existing criteria under Exchange Rule 915, Commentary .06(c), including the $700 million average daily market value threshold. The change enables options on multi-asset crypto trusts without requiring additional Commission approval.
Form of Indemnification Agreement for Officers and Directors
HMH Holding Inc., a Delaware corporation, filed a Form of Indemnification Agreement (Exhibit 10.4) with the SEC. The agreement provides indemnification rights and expense advancement to officers and directors serving the company or its subsidiaries at the company's request. The template form follows standard public company practice and incorporates Delaware corporate law protections.