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Compliance & Legal
Legal Research
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Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
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Industry
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Cybersecurity
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Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
Poynter v. Bennett - Sixth Circuit Grants Rehearing En Banc
The Sixth Circuit Court of Appeals has granted a rehearing en banc in the case of Luther Poynter v. Aaron Bennett. This decision vacates the previous ruling, stays the mandate, and restores the case to the docket for further proceedings, including supplemental briefing and oral argument.
Eitel v. Stoll Keenon Ogden PLLC - Legal Malpractice Appeal
The Sixth Circuit Court of Appeals affirmed a district court's dismissal of a legal malpractice case against Stoll Keenon Ogden PLLC. The court found the claims were time-barred by the statute of limitations and that the plaintiff failed to state a claim for breach of fiduciary duty.
A.M. v. C.C. - Appeal Dismissal
The Hawaii Intermediate Court of Appeals has dismissed the appeal in A.M. v. C.C. due to the appellant's failure to file an opening brief by the established deadline. The court issued a default notice and proceeded with dismissal after no further action was taken by the appellant.
Swoope v. Citizens Insurance Company of the Midwest - Insurance Case
The Michigan Supreme Court reversed a Court of Appeals decision regarding personal protection insurance (PIP) benefits. The Court held that the unlawful taking of a vehicle is distinct from unlawful operation when determining eligibility for PIP benefits under MCL 500.3113(a). The case is remanded for further consideration.
Delaware Court of Chancery Opinion Enters Judgment for Defendants
The Delaware Court of Chancery entered judgment for defendants in a post-trial opinion regarding claims of fraud and breach of an operating agreement. The court found that the plaintiffs failed to prove their theory that defendants intentionally misrepresented information about a company acquisition.
SEC and CFTC Announce Inter-Agency Coordination MOU
The SEC and CFTC have signed a Memorandum of Understanding to enhance coordination and collaboration between the agencies. This agreement aims to support lawful innovation, uphold market integrity, and protect investors and customers by harmonizing regulatory definitions and coordinating oversight.
Hawaii Supreme Court Denies Petition for Writ of Prohibition
The Hawaii Supreme Court denied a petition for a writ of prohibition filed by Jasen Nielsen against Judge Stephanie Char and Jacklyn Perales. The court found that the petitioner had not demonstrated a clear and indisputable right to relief.
Minns Jr. v. Montalbano - Order Denying Reconsideration
The Supreme Court of the State of Hawaiʻi denied a motion for reconsideration in the case of Carl Roger Piʻialii Minns, Jr. v. The Honorable John A. Montalbano. The order, filed on March 11, 2026, indicates that the court has not overlooked or misapprehended points of law or fact.
A.M. v. C.C. - Order Dismissing Appeal
The Intermediate Court of Appeals of the State of Hawaiʻi has issued an order dismissing the appeal in A.M. v. C.C. The dismissal is due to the appellant's failure to file an opening brief or request an extension of time by the established deadline.
Akiona v. Administrative Director of the Courts - Certiorari Application Rejected
The Supreme Court of the State of Hawaiʻi has rejected Brandon M.K. Akiona's application for a writ of certiorari. The court's order, dated March 11, 2026, formally denies the petitioner's request for further review.
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