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Compliance & Legal
Legal Research
Court opinions, regulatory guidance, and enforcement actions. AI-summarized.
Financial Compliance
SEC, OCC, FDIC, Fed, FINRA, CFPB, FASB, and state banking regulators. One feed.
Insurance Compliance
State commissioner bulletins, NAIC model laws, and DOI enforcement actions.
Environmental Compliance
EPA enforcement, state environmental agencies, PFAS regulatory updates.
Data Privacy
State AG privacy enforcement, FTC actions, CPPA rulemaking, and HIPAA enforcement.
Tax Compliance
IRS guidance changes and state tax department bulletins.
AML Compliance
FinCEN, OCC, FDIC, Fed, FATF, and banking regulator enforcement.
Labor & Employment
NLRB decisions, EEOC guidance, DOL wage updates, and 50-state labor law changes.
Immigration Law
USCIS policy changes, visa bulletin updates, CBP processing changes.
Industry
Pharma & Life Sciences
FDA warning letters, drug approvals, ICH guidelines, EMA updates, and DEA scheduling.
Energy & Utilities
FERC orders, state PUC decisions, and energy regulatory changes.
Cybersecurity
CISA KEV catalog, ICS-CERT, NSA advisories, NIST CSF, and FedRAMP updates.
Healthcare Compliance
CMS transmittals, OIG work plan, HIPAA enforcement, and Medicaid updates.
Trade & Procurement
Recent changes
MHRA Approves Zanidatamab for HER2+ Biliary Tract Cancer
The MHRA has approved zanidatamab (Ziihera) for adult patients with HER2-positive biliary tract cancer that has progressed after previous treatment. This approval provides a new treatment option for a specific patient population with an unmet clinical need.
SEC v. Cutter Financial Group, LLC and Jeffrey Cutter - Investment Adviser Fiduciary Duty Breaches
The SEC announced a final judgment against investment adviser Jeffrey Cutter and Cutter Financial Group, LLC for breaches of fiduciary duties. The judgment orders civil penalties totaling $150,000 and requires client notification and injunctions against future violations.
SEC charges North Texas brothers in real estate fraud
The SEC has charged two brothers and their companies in North Texas for allegedly conducting a real estate offering fraud, raising over $12 million through misrepresentations. The SEC seeks permanent injunctions, disgorgement, and civil penalties.
SEC Obtains Default Judgment Against Bluesky Eagle Capital Management Ltd
The SEC has obtained a final default judgment against Bluesky Eagle Capital Management Ltd. for making misrepresentations in its Form ADV filing. The judgment includes a permanent injunction and a civil penalty of $1,182,254.
EU Investigates Shein Under Digital Services Act
The European Commission has opened formal proceedings against Shein under the Digital Services Act. The investigation will focus on the sale of illegal products, addictive design features, and the transparency of recommender systems. This action follows concerns about potential violations of EU digital regulations.
SEC v. Gasarch - Securities Fraud Enforcement Appeal
The US Court of Appeals for the First Circuit largely affirmed a district court's decision in an SEC civil enforcement action against Zhiying Yvonne Gasarch and others for securities fraud. The appellants participated in a scheme to inflate stock prices through misleading hype and artificial inflation, leading to significant penalties.
Audit of Federal Prison Industries Financial Statements FY 2025
The Department of Justice's Office of the Inspector General has released an audit report for the Federal Prison Industries, Inc. (FPI) financial statements for Fiscal Year 2025. The report, number 26-028, was posted on February 19, 2026, and includes two recommendations.
State AG Launches Public Integrity Unit for Misuse of Public Funds
Florida Attorney General James Uthmeier has launched a new Public Integrity Unit to investigate and prosecute corruption involving public funds and legislative appropriations. The unit will review funds distributed to nonprofits and NGOs from the past two fiscal years, focusing on potential bribery, embezzlement, and misuse of public money.
Willey v. Phoenix Rehabilitation and Health Services - Summary Judgment Order
The Delaware Superior Court granted summary judgment for both parties in Willey v. Phoenix Rehabilitation and Health Services, Inc. The court granted Phoenix Rehabilitation's motion regarding punitive damages and granted Willey's motion concerning three of Phoenix Rehabilitation's affirmative defenses.
Virginia Health Officials Investigating Measles Cases
Virginia health officials are investigating two confirmed measles cases in Northern Virginia. The department has identified potential exposure sites and is advising individuals who may have been exposed to report their exposure and check their vaccination status.
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