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HHS Limits SBIR/STTR Applications Per Small Business Concern to Nine Per Fiscal Year

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Summary

HHS has implemented a new policy under the Small Business Innovation and Economic Security Act limiting the number of SBIR and STTR applications a Small Business Concern, including its affiliates, may submit across HHS per fiscal year. The maximum is nine applications per Small Business Concern per fiscal year, encompassing grants, cooperative agreements, and contract proposals. This policy applies to all SBIR and STTR activity codes for applications with due dates on or after April 13, 2026.

“HHS will accept a maximum of nine new, renewal, resubmission, or revision applications (including grants, cooperative agreements, and contract proposals) from a Small Business Concern, including its affiliates, in a fiscal year.”

NIH , verbatim from source
Why this matters

Small businesses pursuing multiple SBIR/STTR opportunities should inventory their planned submissions early in the fiscal year to identify which proposals to advance and which to defer. Because the nine-application ceiling includes all HHS components and all SBIR/STTR activity codes, a single business with multiple affiliates could reach the limit quickly — teams managing multiple subsidiaries should coordinate to avoid inadvertent disqualification of proposals.

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What changed

HHS has established a maximum of nine competing applications per Small Business Concern per fiscal year across all SBIR and STTR programs. This limit, enacted under the Small Business Innovation and Economic Security Act signed April 13, 2026, covers grants, cooperative agreements, and contract proposals and applies to all activity codes. The policy is retroactive to all applications with due dates on or after the Act's signing date.

Small businesses that currently submit multiple SBIR/STTR proposals across different institutes or topics must now consolidate or prioritize their applications to stay within the nine-application limit. Companies with affiliates should coordinate submission strategies to avoid exceeding the cap, as the limit aggregates applications across all affiliates.

Archived snapshot

Apr 20, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Notice of Information: Implementation of HHS Annual SBIR/STTR Application/Proposal Limit Notice Number: NOT-OD-26-073

Key Dates

Release Date: April 20, 2026

Related Announcements

  • July, 17, 2025 - Supporting Fairness and Originality in NIH Research Applications. See Notice NOT-OD-25-132.
  • July 23, 2018 – NIH/AHRQ Application Submission/Resubmission Policy. See Notice NOT-OD-18-197.

Issued by

NATIONAL INSTITUTES OF HEALTH (NIH)

Purpose

The purpose of this notice is to inform HHS Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) applicants of a new policy limiting the number of applications that HHS, including all components, will consider per Small Business Concern per fiscal year.

Background

The Small Business Innovation and Economic Security Act (the Act), signed into law by President Trump on April 13, 2026, reauthorized the SBIR, STTR and related pilot programs through September 30, 2031. The Act includes a requirement for federal agencies to set a maximum limit on the number of SBIR and STTR applications or proposals a Small Business Concern, including its affiliates, can submit across HHS per fiscal year.

Applicability

This policy applies to all competing applications and proposals submitted to HHS SBIR and STTR programs for due dates on or after April 13, 2026.

Policy

HHS will accept a maximum of nine new, renewal, resubmission, or revision applications (including grants, cooperative agreements, and contract proposals) from a Small Business Concern, including its affiliates, in a fiscal year. This policy applies to all SBIR and STTR activity codes.

Inquiries

Please direct all inquiries to:

SEED (Small business Education and Entrepreneurial Development)
Office of Extramural Research
[email protected]

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Last updated

Classification

Agency
NIH
Published
April 13th, 2026
Instrument
Notice
Branch
Executive
Legal weight
Non-binding
Stage
Final
Change scope
Substantive
Document ID
NOT-OD-26-073

Who this affects

Applies to
Businesses
Industry sector
9211 Government & Public Administration
Activity scope
Research grant applications Technology transfer applications Federal research funding
Threshold
Small Business Concerns including affiliates; all HHS SBIR and STTR programs
Geographic scope
United States US

Taxonomy

Primary area
Government Contracting
Operational domain
Regulatory Affairs
Topics
Small Business Administration Programs Research & Development Funding

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