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Reminder to Stock Brokers and Portfolio Management Companies Regarding Financial Market Obligations

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Summary

The Tunisia Financial Market Council (CMF Tunisia) issued a reminder to stock exchange intermediaries and portfolio management companies operating on behalf of third parties regarding their regulatory obligations under financial market rules. The document, published on April 3, 2026, reinforces existing compliance requirements for these regulated entities.

Published by CMF Tunisia on cmf.tn . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

The CMF Tunisia issued a reminder notice to stock exchange intermediaries and portfolio management companies, reinforcing existing regulatory obligations in the financial markets. The document references compliance requirements applicable to intermediaries operating on behalf of third parties.

Affected firms—stock brokers and portfolio management companies—should review their current compliance practices to ensure alignment with CMF Tunisia's regulatory expectations. This reminder serves as a prompt to audit internal procedures and documentation related to market intermediary obligations.

Archived snapshot

Apr 21, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

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تذكير لوسطاء البورصة ولشركات التصرف في محافظ الأوراق المالية لفائدة الغير

03/04/2026 15:17

تذكير لوسطاء البورصة ولشركات التصرف في محافظ الأوراق المالية لفائدة الغير

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Last updated

Classification

Agency
CMF Tunisia
Published
April 3rd, 2026
Instrument
Notice
Branch
Executive
Source language
fr
Legal weight
Non-binding
Stage
Final
Change scope
Minor

Who this affects

Applies to
Broker-dealers
Industry sector
5231 Securities & Investments
Activity scope
Broker intermediary compliance Portfolio management regulation
Geographic scope
TN TN

Taxonomy

Primary area
Securities
Operational domain
Compliance
Topics
Banking

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