NYSE Proposed Rule Changes and SEC Filings
Summary
The SEC has published notices of proposed rule changes by the New York Stock Exchange (NYSE) LLC. These filings include proposed amendments to listing standards and fee schedules, with comment periods open for public input. The SEC is also instituting proceedings for certain proposed rule changes to determine approval.
What changed
The Securities and Exchange Commission (SEC) has published several notices regarding proposed rule changes by the New York Stock Exchange (NYSE). Notably, one filing (SR-NYSE-2025-43) involves an amendment to Section 802.01C of the NYSE Listed Company Manual, concerning listing standards, and the SEC has instituted proceedings to determine whether to approve or disapprove this proposal. Another filing (SR-NYSE-2026-13) proposes amendments to the Connectivity Fee Schedule, and a third (SR-NYSE-2026-10) seeks to adopt a new rule related to the listing and trading of Class Exchange-Traded Fund Shares.
These filings represent opportunities for public comment, with specific deadlines provided for initial and rebuttal comments. Compliance officers should review the details of each proposed rule change to assess potential impacts on listed companies and market operations. For SR-NYSE-2025-43, the comment period closes on April 10, 2026, with rebuttal comments due April 24, 2026. For SR-NYSE-2026-13, comments are due April 2, 2026. For SR-NYSE-2026-10, comments are due March 23, 2026. Entities involved with NYSE listings or connectivity services should consider submitting comments to influence the final rule. Failure to comply with future approved rules could result in delisting or other enforcement actions by the NYSE and SEC.
What to do next
- Review proposed rule changes for SR-NYSE-2025-43, SR-NYSE-2026-13, and SR-NYSE-2026-10.
- Submit comments by the respective deadlines if impacts are identified.
- Monitor SEC and NYSE communications for final rule approvals and effective dates.
Source document (simplified)
National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
SRO Organization Title Release Number File Number Year Month
| Release Number | SEC Issue Date | File Number | SRO Organization | Details |
| --- | --- | --- | --- | --- |
| 34-105035 | Mar 17, 2026 | SR-NYSE-2025-43 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: April, 10, 2026.
Rebuttal Comments Due: April 24, 2026
View Received Comments
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2025-43 |
| 34-104945 | Mar 9, 2026 | SR-NYSE-2026-13 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-13 |
| 34-104914 | Mar 2, 2026 | SR-NYSE-2026-02 | New York Stock Exchange LLC (NYSE) | Order Granting Approval of a Proposed Rule Change to Streamline and Modernize Rule 76 |
| 34-104897 | Feb 26, 2026 | SR-NYSE-2026-12 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .03 to Rule 7.19
Comments Due: March 24, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-12 |
| 34-104889 | Feb 25, 2026 | SR-NYSE-2026-10 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2(j)(9) Relating to the Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: March 23, 2026
View Received Comments
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-10 |
| 34-104887 | Feb 25, 2026 | SR-NYSE-2026-11 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 7.35B(g)(2)
Comments Due: March 23, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-11 |
| 34-104868 | Feb 19, 2026 | SR-NYSE-2026-09 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Price List
Comments Due: March 17, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-09 |
| 34-104856 | Feb 18, 2026 | SR-NYSE-2026-08 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to Rule 7.35A and Rule 7.35C
Comments Due: March 16, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-08 |
| 34-104816 | Feb 11, 2026 | SR-NYSE-2026-05 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Amending Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-05 |
| 34-104813 | Feb 10, 2026 | SR-NYSE-2026-07 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: March 6, 2026
See Also - Exhibit 5
Submit a Comment on SR-NYSE-2026-07 |
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