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Nocera Inc Receives Minimum Stockholders' Equity Deficiency Notice From Nasdaq

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Summary

Nasdaq Listing Qualifications Staff notified Nocera, Inc. on April 17, 2026, that the company no longer meets the minimum stockholders' equity requirement of $2.5 million for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(b)(1). The company's stockholders' equity was reported at $(440,735). The company has until June 1, 2026 (45 calendar days) to submit a plan to regain compliance. No immediate effect on listing or trading.

“the Company no longer meets the minimum stockholders' equity requirement of $2.5 million for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(b)(1)”

Nasdaq , verbatim from source
Published by Nasdaq on sec.gov . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

Nocera, Inc. received a delisting notification from Nasdaq based on the company's reported stockholders' equity of $(440,735), which falls below the $2.5 million minimum required for continued listing on The Nasdaq Capital Market under Listing Rule 5550(b)(1). The company does not currently satisfy the alternative continued listing standards based on market value of listed securities or net income from continuing operations.

Companies receiving similar deficiency notices should note the 45-day window to submit a compliance plan and the potential for up to 180 calendar days of additional time if Nasdaq accepts the plan. The notice explicitly states no immediate effect on trading status, allowing continued trading under symbol NCRA during the compliance period.

Archived snapshot

Apr 21, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.


UNITED
STATES

SECURITIES
AND EXCHANGE COMMISSION

WASHINGTON,
D.C. 20549

FORM 8-K


CURRENT
REPORT

Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of
Report (date of earliest event reported): April 17,
2026

NOCERA,
INC.

(Exact
name of registrant as specified in charter)

| Nevada | **** | 001-41434 | **** | 16-1626611 |
| (State or other jurisdiction

of incorporation) | | (Commission

File Number) | | (IRS Employer

Identification No.) |

3F
(Building B), No. 185, Sec. 1, Datong Rd.,
Xizhi
Dist.
, New Taipei City Taiwan 221 ,
ROC

(Address
of principal executive offices and zip code)

(886) 910-163-358

(Registrant’s
telephone number, including area code)

N/A

(Former name or former address, if changed since
last report)

Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any
of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities
registered pursuant to Section 12(b) of the Act: None

| Title
of each class
| Trading
Symbol
| Name
of each exchange on which registered
|
| Common
Stock, par value $0.001 per share | NCRA | The Nasdaq Stock Market LLC |

Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

Emerging
growth company ☒

If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

Item 3.01. Notice of Delisting or Failure to
Satisfy a Continued Listing Rule or Standard; Transfer of Listing.


On April 17, 2026, Nocera, Inc. (the “Company”)
received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
based upon the Company’s stockholders’ equity as reported in its Annual Report on Form 10-K for the year ended December 31,
2025 (the “Form 10-K”) , the Company no longer meets the minimum stockholders’ equity requirement of $2.5 million for
continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(b)(1). As reported in the Form 10-K, the Company had
stockholders’ equity of $(440,735) and does not currently meet the alternative continued listing standards of market value of listed
securities or net income from continuing operations.

Pursuant to Nasdaq Listing Rule 5810(c)(2), the
Company has 45 calendar days, or until June 1, 2026, to submit a plan to regain compliance with the minimum stockholders’ equity
requirement. If Nasdaq accepts the Company’s plan, Nasdaq may grant an extension of up to 180 calendar days from the date of the
letter to evidence compliance.

The Nasdaq letter has no immediate effect on the
listing or trading of the Company’s common stock, par value $0.001 per share, which will continue to trade on The Nasdaq Capital
Market under the symbol “NCRA.” The Company intends to timely submit a plan to regain compliance. There can be no assurance
that Nasdaq will accept the Company’s plan or that the Company will be able to regain compliance within any extension period granted.

| | 2 | |

SIGNATURES

Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| | NOCERA, INC. |

| Date: April 20, 2026 | By: /s/ Andy Ching-An Jin |
| | Name: Andy Ching-An Jin

Title: Chief Executive Officer |

| | 3 | |

Named provisions

Item 3.01 - Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

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Last updated

Classification

Agency
Nasdaq
Published
April 17th, 2026
Compliance deadline
June 1st, 2026 (41 days)
Instrument
Notice
Branch
SRO
Legal weight
Non-binding
Stage
Final
Change scope
Minor

Who this affects

Applies to
Public companies
Industry sector
5231 Securities & Investments
Activity scope
SEC Form 8-K filing Listing compliance disclosure
Threshold
Stockholders' equity < $2.5 million
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Compliance
Topics
Corporate Governance Securities

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