OK Securities Enforcement Order: Answer and Affirmative Defenses
Summary
The Oklahoma Securities Commission has added a new enforcement order to its public records: the Answer and Affirmative Defenses of Defendants in case CJ-25-9405. This filing is part of an ongoing enforcement action.
What changed
The Oklahoma Securities Commission has added a new document to its enforcement orders database: the Answer and Affirmative Defenses of Defendants in case CJ-25-9405. This filing represents a procedural step in an ongoing enforcement action, indicating the defendants' formal response to the allegations and their legal defenses.
Compliance officers should note that this is a procedural filing within an existing enforcement case. While it does not impose new obligations on regulated entities, it signifies continued activity in a securities enforcement matter. Further review of the specific case details and any subsequent orders may be necessary for entities operating within or interacting with the jurisdiction of the Oklahoma Securities Commission.
Source document (simplified)
Page: OK Securities Enforcement Orders
Change summary: A new enforcement order has been added: Answer and Affirmative Defenses of Defendants.
[INSERTS] New enforcement order: Answer and Affirmative Defenses of Defendants
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20 orders found
Answer and Affirmative Defenses of Defendants Filed: 3/13/2026
Reply In Support of Defendants' Motion to Compel Discovery Filed: 3/11/2026
Reply In Support of Defendants' Motion to Compel Discovery Filed: 3/11/2026
Defendants' Response to Plaintiff's Combined Motion to Quash and for Protective Order and Brief in Support Filed: 3/9/2026
Plaintiff's Application to Reset Evidentiary Hearing Filed: 2/20/2026
Journal Entry [01.14.2026] Filed: 2/17/2026
Order Granting Joint Motion for Leave to Submit a Preliminary Pre-Trial Conference Order Filed: 2/17/2026
Joint Motion for Leave to Submit a Preliminary Pre-Trial Conference Order Filed: 2/12/2026
Summary Order and Notice of Opportunity for Hearing on Summary Order Filed: 2/11/2026
Recommendation and Notice of Opportunity for Hearing on Recommendation Filed: 2/11/2026
Notice of Service on the Administrator and Affidavit of Compliance Filed: 2/11/2026
Entry of Appearance [J.Irby] Filed: 2/11/2026
Order Allowing Withdrawal Filed: 2/5/2026
Notice of Subpoena Duces Tecum - Johnson Filed: 2/3/2026
[Notice of Subpoena Duces Tecum - Johnson](https://securities.ok.gov/Enforcement/Orders/PDF/Civil%20Pleadings%20for%...
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