FG26/2: Primary Market Bulletin No. 63 - Finalised Sponsors Record Keeping Guidance
Summary
The FCA has finalised guidance amending an existing technical note on Sponsors: Record Keeping Requirements (Primary Market/TN/717.3) in the FCA Knowledge Base. This follows consultation in Primary Market Bulletin No. 61, which opened on 12 January 2026. The guidance is part of the FCA's repository of non-Handbook commentary covering the UK Listing Rules, Prospectus Rules, and Disclosure Guidance and Transparency Rules. The change applies to sponsors operating in UK primary markets.
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What changed
The FCA has published finalised guidance amending Technical Note TN/717.3 (Sponsors: Record Keeping Requirements) in the FCA Knowledge Base. The amendment follows consultation in Primary Market Bulletin No. 61, which commenced on 12 January 2026. The FCA's Knowledge Base is a repository of non-Handbook commentary with the status of formal FCA guidance.
Sponsors operating in UK primary markets should review the updated Technical Note TN/717.3 to ensure their record-keeping practices align with current FCA expectations under the UK Listing Rules, Prospectus Rules, and Disclosure Guidance and Transparency Rules. The guidance aims to help issuers, sponsors, and practitioners interpret these regulatory requirements.
Archived snapshot
Apr 27, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
FG26/2: Primary Market Bulletin No. 63
Finalised guidance First published:
27/04/2026
Last updated: 27/04/2026
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 63.
Date of consultation
12 January 2026
Summary of changes to the Knowledge Base
The Knowledge Base is our repository of non-Handbook commentary that has the status of formal FCA guidance. It is a series of short procedural and technical notes ordered by topic. The notes cover aspects of, among other topics, the UK Listing Rules, the Prospectus Rules: Admission to Trading on a Regulated Market (PRM) sourcebook and the Disclosure Guidance and Transparency Rules.
The information aims to help issuers, sponsors and practitioners interpret these rules.
We have made the following change to the Knowledge Base, following our consultation in Primary Market Bulletin No. 61:
Amending the following existing technical note:
Summary and changes to be made
- We summarise these matters in Primary Market Bulletin 63.
Background guidance consultations
Primary Market Bulletin No. 61
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Knowledge Base Primary Market Bulletin 63 GC26/3: Primary Market Bulletin No. 63
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