CSRC Issues New Short-Swing Trading Regulations
Summary
CSRC has issued new provisions governing short-swing trading by insiders and major shareholders of listed companies, effective 24 April 2026. The regulations establish reporting requirements and profit disgorgement obligations for transactions completed within a six-month lookback window.
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GovPing monitors CSRC China Rules for new securities & markets regulatory changes. Every update since tracking began is archived, classified, and available as free RSS or email alerts — 6 changes logged to date.
What changed
CSRC has issued new provisions on the regulation of short-swing trading, effective 24 April 2026. The regulations establish compliance obligations for securities issuers, listed company insiders, and shareholders meeting specified thresholds regarding the prohibition on short-swing profits.
Listed companies and their insiders, as well as shareholders above the specified threshold, should review their equity transaction practices to ensure compliance with the new short-swing trading restrictions and reporting requirements under these provisions.
Archived snapshot
Apr 24, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
Provisions on the Regulation of Short-Swing Trading
2026-04-24
【字号： 大 中 小 】
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