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CSRC Expands QFII and RQFII Access to Commodity Futures, Options

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Summary

CSRC, in joint deliberation with the People's Bank of China and the State Administration of Foreign Exchange, announces that starting November 1, 2021, Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors will be eligible to trade commodity futures, commodity options and stock index options listed on approved trading venues. Stock index options trading is limited to hedging purposes only.

What changed

CSRC has announced that Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors will be eligible to trade commodity futures, commodity options and stock index options on exchanges approved by the State Council or CSRC, effective November 1, 2021. Stock index options trading is limited to hedging purposes only. This expands the investment scope previously available to foreign investors under CSRC Decree No. 176.

Affected investors and trading venues must prepare for expanded market access and ensure compliance systems accommodate new derivative products. Firms utilizing stock index options must restrict such trading to hedging purposes as specified in the announcement.

What to do next

  1. Prepare systems and compliance programs for November 1, 2021 effective date
  2. Update trading policies to reflect new eligible instruments
  3. Implement hedging controls for stock index options trading

Archived snapshot

Apr 16, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

CSRC Announcement [2021] No. 24

2021-10-15

【字号: 大 中 小 】

C src A nnouncement on trading s by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors in fi nancia l deri va tives

[2021] No.2 4

Oc to ber 13, 2 0 21

Th is CS RC ann ounceme nt is made pe r the joint d eli b era tion s w ith the People ’ s Bank of China (PBC) and the State Administration of Foreign Exchange (SAFE) on matters concerning tradings by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (collectively as Qualified Foreign Investors) in financial derivatives, i n accordance with the Measures for the Administration of Domestic Securities and Futures Investment by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (CSRC Decree No. 176), as follo w:

S tarti ng from N ov ember 1, 2 021, Qualified Foreign Investors wil l be e ligible to trade commodity futures, commodity options and stock index options listed and traded on futures trading venues approved by the State Council or the CSRC. Tr adin gs i n stock index options s hall be limited fo r the s ole p urpo se of hedging.

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Last updated

Classification

Agency
CSRC
Published
October 13th, 2021
Compliance deadline
November 1st, 2021 (1627 days ago)
Instrument
Rule
Legal weight
Binding
Stage
Final
Change scope
Substantive
Document ID
CSRC Announcement [2021] No. 24

Who this affects

Applies to
Investors
Industry sector
5231 Securities & Investments
Activity scope
Foreign securities investment Derivatives trading Futures and options
Geographic scope
CN CN

Taxonomy

Primary area
Securities
Operational domain
Compliance
Topics
Banking International Trade

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