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Proposed Rule Changes Filed With CFTC and SEC

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Summary

LCH has filed proposed rule changes with the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) under self-certification procedures. The filings apply to both LCH Ltd and LCH SA entities. Details of the specific rule modifications are accessible through the LCH rulebook.

What changed

LCH has submitted proposed rule changes to US regulators under self-certification procedures. The filings, covering both LCH Ltd and LCH SA operations, are now pending with CFTC and SEC. The page serves as an index to these proposed modifications, which will be documented in the LCH rulebook.

Clearing members and market participants should monitor these filings as they may introduce amendments to LCH's clearing house rules. The self-certification process allows LCH to implement changes after regulatory review, potentially affecting operational procedures, risk management frameworks, or membership requirements for participants.

What to do next

  1. Monitor LCH rulebook for proposed rule change details
  2. Review CFTC and SEC filings for specific modifications
  3. Assess impact on clearing operations

Archived snapshot

Apr 16, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

rulebook

Proposed Rule Changes

Rulebooks menu
- Ltd
- SA

Ltd

The following submissions in relation to proposed rule changes have been filed with the Commodity Futures Trading Commission (CFTC) on the date indicated, under the self-certification procedures.

SA

CFTC Filings

SEC Filings

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Source document text, dates, docket IDs, and authority are extracted directly from LCH.

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Last updated

Classification

Agency
LCH
Instrument
Notice
Legal weight
Non-binding
Stage
Consultation
Change scope
Minor

Who this affects

Applies to
Broker-dealers Investors Financial advisers
Industry sector
5231 Securities & Investments
Activity scope
Clearing services Derivatives clearing Risk management
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Compliance
Compliance frameworks
Dodd-Frank
Topics
Financial Services Banking

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