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Capellini v. FINRA - SEC Grants Motion for Supplemental Briefing on Constitutionality of FINRA Disciplinary Process

Suzanne Marie Capellini filed a motion on April 10, 2026, requesting leave to submit supplemental briefing addressing recent case law concerning the constitutionality of the process by which FINRA disciplined her. The SEC has granted this motion and accepted Capellini's proposed supplemental brief as filed. FINRA may file a response not to exceed 5,000 words by May 22, 2026.