2 results for "Manuel Fernandez"

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DreamFunded Marketplace FINRA Extension Order

The SEC granted FINRA's motion to extend the deadline for filing responses in an administrative review proceeding. FINRA must now file its responses to six filings by April 29, 2026, and Applicants may file replies by May 5, 2026. The extension was granted over Applicants' opposition, citing Rule of Practice 161(a).

Routine Rule Securities
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DreamFunded Marketplace LLC and Manuel Fernandez v. FINRA - Extension of Time Order

The SEC granted FINRA's motion for a 10-day extension of time to file responses in the appeal of disciplinary action against DreamFunded Marketplace, LLC and Manuel Fernandez. FINRA must file its responses by April 23, 2026, and Applicants' replies, if any, must be filed by April 28, 2026. The extension was granted for good cause shown due to the unavailability of FINRA's counsel.

Routine Notice Securities

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