Search

ASIC Bans Former MWL Financial Adviser John Morgan for 5 Years

ASIC has banned former MWL Financial Services financial adviser John Morgan from providing financial services, controlling a financial services entity, or performing any function involved in carrying on a financial services business for five years. The ban took effect 21 October 2025. ASIC found Morgan gave inappropriate advice to clients recommending they invest most of their superannuation into high-risk or medium-risk classes of the Shield Master Fund, and that his statements of advice contained false and misleading claims about Shield's historical returns. Morgan is one of numerous former MWL advisers banned by ASIC in connection with Shield-related advice failures.

Missouri Board of Psychologists Current Disciplinary Actions List 2025

The Missouri Board of Psychologists publishes its current disciplinary actions list, documenting 9 named licensees (Baugh, Harms, Marr, Morgan, Morse, Nanney, Oakley, Paull, Schuetz) with PDF links to their individual disciplinary case files. Case dates span from 2011 to November 2025, with documents ranging from 350 kb to 3517 kb in size. This public roster serves as a compliance and credential-verification resource for employers, patients, and licensing bodies seeking current status information on Missouri-licensed psychologists.