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ESMA Fines Regis-TR €1.37M for EMIR/SFTR Breaches

The European Securities and Markets Authority (ESMA) has fined Regis-TR €1.37 million for seven breaches of EMIR and SFTR regulations. This is ESMA's first enforcement action for SFTR breaches and the highest fine imposed on a trade repository, requiring Regis-TR to cease ongoing infringements.

ESMA Publishes Sovereign Bond Deferrals List

The European Securities and Markets Authority (ESMA) has published a list of supplementary deferrals for sovereign bonds under MiFIR, effective May 4, 2026. These deferrals allow for the omission of trade volume publication for medium-sized trades on liquid bonds until the end of the trading day.

Canadian Securities Regulators Amend Benchmark Assurance Report Rules

Canadian securities regulators have adopted final amendments to rules governing designated benchmarks and benchmark administrators, effective May 5, 2026. These changes clarify assurance report requirements for independent public accountants, specifying the level of assurance, report type, and submission timing, and introduce a new requirement for certain designated benchmarks.

ESMA Statement on Prospectus Regulation Changes from Listing Act

The European Securities and Markets Authority (ESMA) has issued a statement clarifying the implementation of certain changes to the Prospectus Regulation introduced by the Listing Act. This guidance aims to provide clarity for market participants on the application of these amendments.

ESMA Compliance Table for Sustainability Information Enforcement Guidelines

The European Securities and Markets Authority (ESMA) has published a compliance table for its Guidelines on Enforcement of Sustainability Information. This document serves as a reference for entities to understand compliance requirements related to sustainability disclosures.

ESMA Consultation on MAR Guidelines for Delaying Inside Information Disclosure

The European Securities and Markets Authority (ESMA) has launched a consultation on draft guidelines concerning the conditions under which companies can delay the disclosure of inside information under the Market Abuse Regulation (MAR). The consultation seeks feedback on the interpretation and application of MAR provisions related to delaying disclosure.

ESMA Consultation on MAR Guidelines for Delayed Inside Information Disclosure

The European Securities and Markets Authority (ESMA) has launched a consultation on draft guidelines concerning the delay of disclosure of inside information under the Market Abuse Regulation (MAR). The consultation aims to provide further clarity and consistent application of MAR provisions across the EU.

SEC Proposes Form N-PORT Amendments to Reduce Reporting Burdens

The SEC has proposed amendments to Form N-PORT to reduce reporting burdens for registered investment companies. Key changes include extending the filing deadline, reducing public disclosure frequency from monthly to quarterly, and streamlining certain reporting items. The SEC also extended compliance dates for Names Rule reporting.

ESMA Statement on Listing Act Prospectus Compliance

The European Securities and Markets Authority (ESMA) has issued a statement providing practical guidance on the Listing Act's revised prospectus framework. The guidance clarifies transitional rules for registration documents and universal registration documents, aiming to simplify compliance for issuers while maintaining investor protection.

ESMA Opinion on Revised European Sustainability Reporting Standards

The European Securities and Markets Authority (ESMA) has issued an opinion on draft revised European Sustainability Reporting Standards (ESRS). ESMA supports the simplification goals but suggests targeted adjustments to enhance investor protection and financial stability, with the European Commission expected to adopt revised standards by summer 2026.