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837 changes Securities & Markets
SEC charges Sumit Rai, others; $10.6 million misappropriated
SEC charges Sumit Rai, others; $10.6 million misappropriated
Routine
Notice
SEC dismisses action against Guy Robert Elliott
SEC dismisses action against Guy Robert Elliott
Routine
Notice
Final judgment entered against Mendia-Alcaraz, Toltec Capital LLC
Final judgment entered against Mendia-Alcaraz, Toltec Capital LLC
Routine
Notice
Bradford consented to final judgment in Ponzi scheme
Bradford consented to final judgment in Ponzi scheme
Routine
Notice
Hudzik consented to final judgment, paying $70,000 disgorgement
Hudzik consented to final judgment, paying $70,000 disgorgement
Routine
Notice
Litigation release details final consent judgment amounts
Litigation release details final consent judgment amounts
Routine
Notice
Litigation release final consent judgments obtained December 12
Litigation release final consent judgments obtained December 12
Routine
Notice
SEC obtains final judgment against Mina Tadrus
SEC obtains final judgment against Mina Tadrus
Routine
Notice
Settled charges include final judgment, $373,885 disgorgement
Settled charges include final judgment, $373,885 disgorgement
Routine
Notice
SEC obtains final judgments against Rapid Therapeutic Science Laboratories
SEC obtains final judgments against Rapid Therapeutic Science Laboratories
Routine
Notice
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