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United States Commodity Funds LLC - Financial Statements

United States Commodity Funds LLC has filed its financial statements for the years ending December 31, 2025 and 2024. The filing includes the Report of Independent Registered Public Accounting Firm, Statements of Financial Condition, and Notes to the Financial Statements.

US Oil Fund LP 2025 Financial Statements Mailed

United States Commodity Funds LLC has mailed the 2025 financial statements for the United States Oil Fund, LP (USO) to investors as required by federal commodities laws. The statements, along with the Form 10-K filed with the SEC, provide details on USO's 2025 results and information on other related commodity-based funds.

United States Commodity Funds LLC Financial Statements

United States Commodity Funds LLC has filed its financial statements for the years ending December 31, 2025, and 2024. The filing includes the report of independent registered public accounting firm, statements of financial condition, and notes to the financial statements.

US Commodity Funds LLC - Financial Statements

The SEC has published the financial statements for US Commodity Funds LLC, including the Report of Independent Registered Public Accounting Firm, Statements of Financial Condition as of December 31, 2025 and 2024, and related notes. This filing provides transparency into the company's financial position.

United States Commodity Funds LLC - Financial Statements

United States Commodity Funds LLC has filed its financial statements for the years ending December 31, 2025 and 2024. The filing includes the report of independent registered public accounting firm, statements of financial condition, and notes to the financial statements.

Rithm Capital Corp. merger with Paramount Group, Inc.

Rithm Capital Corp. announced the completion of its merger with Paramount Group, Inc. on December 19, 2025. The unaudited pro forma condensed combined financial information details the merger terms, including cash consideration of $6.60 per share for Paramount common stock and operating partnership units.

Capstone Green Energy Reports Strong Q3 Results

Capstone Green Energy Holdings, Inc. reported strong financial results for its third quarter of fiscal year 2026, ended December 31, 2025. The company announced a 33% increase in revenue to $26.8 million and achieved its second consecutive quarter of positive net income, reporting $1.2 million.

SEC Concludes Faraday Future Investigation Without Enforcement Action

The SEC has concluded its investigation into Faraday Future Intelligent Electric Inc. (FF) and related persons without recommending any enforcement action or penalties. This conclusion provides regulatory clarity for the company, enabling it to focus on business operations, financing, and strategic partnerships.

Fly-E Group 8-K Filing

The SEC EDGAR system has updated its filing details for Fly-E Group's Form 8-K. This filing provides information on significant corporate events that may affect a public company's financial health or operations.

AEP Reports 2025 Results and Reaffirms Growth Outlook

American Electric Power (AEP) reported its fourth-quarter and full-year 2025 financial results, including GAAP earnings of $6.70 per share and operating earnings of $5.97 per share for the full year. The company reaffirmed its 2026 operating earnings guidance and long-term growth rate, and announced significant increases in anticipated load growth and potential investment opportunities.

Workday Executive Separation Agreement with Carl Eschenbach

Workday, Inc. has entered into an Executive Separation Agreement and General Release of Claims with its former CEO, Carl Eschenbach, effective February 6, 2026. The agreement details separation compensation, including cash severance of $2,625,000 and additional bonus severance of $941,463, along with COBRA payments and equity acceleration.

Astera Labs Transition Services Agreement for CFO Resignation

Astera Labs has entered into a Transition Services Agreement with its Chief Financial Officer, Mike Tate, following his resignation. The agreement outlines his transition from CFO to an employee strategic advisor role from March 2, 2026, to September 1, 2026, with continued salary, benefits, and equity vesting.

Bryan Jones Separation Agreement from Aardvark Therapeutics

Aardvark Therapeutics, Inc. has entered into a separation agreement with Bryan Jones, effective February 9, 2026. Jones will resign from executive officer positions but will serve as CEO of a subsidiary and provide transition services for nine months. The agreement outlines severance benefits contingent on compliance with its terms.

Select Medical Holdings Corporation Announces Q4 2025 Results and 2026 Outlook

Select Medical Holdings Corporation announced its financial results for the fourth quarter and full year ended December 31, 2025, along with its 2026 business outlook and a cash dividend declaration. The company reported increased revenue for both periods and significant improvements in income from continuing operations compared to the prior year.

Semnur Pharmaceuticals - Jaisim Shah Separation Agreement

Semnur Pharmaceuticals has filed a separation agreement with Jaisim Shah, detailing the terms of his departure as an employee and director. The agreement outlines continued base salary payments for six months and a 90-day extension to exercise vested stock options.

GrubMarket, Inc. - Order Appointing Fund Administrator

The SEC has appointed KCC Class Action Services, LLC as the fund administrator for the $8 million Fair Fund collected from GrubMarket, Inc. This follows an earlier order where GrubMarket was fined $8 million for materially overstating revenues to investors between 2019 and 2021.

Mortgage-Backed Securities Notification and Settlement Dates for 2026

SIFMA has published the notification and settlement dates for mortgage-backed securities for 2026. This notice provides key dates for market participants involved in the securitization and housing finance markets.

SIFMA Publishes Updated Reconnection Framework for Financial Sector

SIFMA and FSSCC have published an updated version of the Reconnection Framework for the financial sector. The framework provides a five-step process to guide firms through reconnecting to the financial ecosystem after a cyber incident has been contained and mitigated.

US Treasury Done-Away Clearing Model Design Considerations

SIFMA has published a report outlining design considerations for a US Treasury done-away clearing model, intended to support market participants in implementing the upcoming SEC Treasury Clearing rule. The report addresses eight industry challenges and provides a framework for baseline requirements, roles, and data needs.

TBA Market for Mortgage-Backed Securities Governance

SIFMA provides resources and model documentation for the To-Be-Announced (TBA) market, which facilitates forward trading of mortgage-backed securities. The page includes links to guidelines, operating procedures, and meeting summaries related to TBA market governance, with updated information for 2025.

SIFMA Emergency Crisis Management Command Center Operational Resilience and Cybersecurity

SIFMA has issued guidance for its Emergency Crisis Management Command Center, focusing on operational resilience and cybersecurity for the financial industry. This initiative aims to coordinate business continuity planning and market response during emergencies or disruptive incidents.

PCAOB 2025 Inspection Report: Deloitte Netherlands

The PCAOB has issued its 2025 inspection report for Deloitte Accountants B.V. in the Netherlands, detailing observations on audits of issuers and the firm's system of quality control. The report identifies instances of non-compliance with PCAOB standards and rules, including unsupported audit opinions and issues related to independence.

PCAOB 2025 Inspection Report of KPMG Ireland

The PCAOB has released its 2025 inspection report for KPMG Ireland, detailing observations from audits of issuers and elements of the firm's quality control system. The report, issued on February 9, 2026, follows an inspection conducted in cooperation with the Irish Auditing and Accounting Supervisory Authority.

PCAOB 2025 Inspection Report for Mauldin & Jenkins, LLC

The PCAOB has released its 2025 inspection report for Mauldin & Jenkins, LLC, detailing observations from the audit of an issuer and elements of the firm's quality control system. The report, issued on February 9, 2026, follows a risk-based approach and notes that portions of the full report are omitted to comply with the Sarbanes-Oxley Act.

PCAOB 2025 Inspection Report for KPMG Hong Kong

The PCAOB has released its 2025 inspection report for KPMG Hong Kong, assessing the firm's compliance with auditing standards for issuer audits. The report, issued on January 29, 2026, details observations related to unsupported opinions, non-compliance with PCAOB standards, and quality control elements.

PCAOB 2025 Inspection Report for L J Soldinger Associates, LLC

The PCAOB has released its 2025 inspection report for L J Soldinger Associates, LLC, detailing findings related to issuer audits and the firm's quality control system. The report identifies instances of non-compliance with PCAOB standards and rules, including issues with unsupported audit opinions and independence concerns.

Sustainability Spotlight: Q4 2025 Legal Update on SEC Proxy Advisors

JD Supra's Q4 2025 Sustainability Spotlight highlights the SEC's actions to regulate proxy advisors and state AGs challenging 'greenwashing' by Big Tech. The update also notes litigation concerning electric vehicle rentals.

2025 NBIOs: Success Rates and Engagement Trends Analysis

JD Supra Securities released an analysis of Non-Binding Indicative Offers (NBIOs) and pre-bid stakes in public M&A for calendar year 2025. The analysis shows a 30% success rate for NBIOs, consistent with prior years, but a significant drop in private equity success rates to 14%. Engagement periods have also extended.

California Suspends Enforcement of Venture Capital Diversity Reporting Law

The California Department of Financial Protection and Innovation (DFPI) announced on March 17, 2026, that it is suspending enforcement of the Fair Investment Practices by Venture Capital Companies Law (FIPVCC). This suspension is effective until further notice, pending the completion of a rulemaking process and adoption of final regulations, delaying the April 1, 2026, reporting deadline.

Proposed Rule Change to NYSE American Options Fee Schedule

NYSE American LLC has filed a proposed rule change with the SEC to modify its Options Fee Schedule. The changes affect fees and rebates for Non-Customers and Floor Brokers, including extending a surcharge to manual orders and establishing a new rebate for Floor Broker orders trading with Floor Market Maker orders. The proposed effective date is March 10, 2026.

NYSE American Proposes Rule Change for Options Fee Schedule

NYSE American LLC has filed a proposed rule change with the SEC to amend its Options Fee Schedule. The change will adopt fees for trading options overlying the MSCI EAFE Index and the MSCI Emerging Markets Index, effective March 16, 2026.

NYSE Proposal to Amend Options Series Program for Monday/Wednesday Expirations

The NYSE has proposed amendments to its options series program concerning Monday and Wednesday expirations. This filing initiates a public comment period, allowing interested parties to submit feedback on the proposed changes to the options market structure.

NYSE American Proposal to Amend Rule 7.18E Regarding Halts

NYSE American has proposed an amendment to Rule 7.18E concerning trading halts. The proposal aims to enhance the clarity and efficiency of the halt process by introducing new provisions for the dissemination of information and the duration of trading pauses. Public comments are being accepted on this proposal.

NYSE Arca Modifies Options Fee Schedule for Non-Customers and Floor Brokers

NYSE Arca has filed a proposed rule change with the SEC to modify its Options Fee Schedule. The changes include extending a surcharge to manual complex orders and establishing a rebate for floor broker orders that trade with market maker orders. The filing is open for public comment.

NYSE Arca Options Fee Schedule Rule Change - March 2026

NYSE Arca, Inc. has filed a proposed rule change to modify its Options Fee Schedule. The change seeks to waive the combined cap on Submitting Broker credits and Floor Broker rebates for March 2026, to prevent firms from redirecting order flow due to reaching the cap. The SEC is soliciting comments on this proposal.

NYSE ARCA proposal to amend options series program

NYSE has proposed amendments to its options series program under NYSE Arca Rule 19b-4. The proposed rule change aims to enhance the program's efficiency and flexibility. Public comments are being accepted on this proposal.

BiomX Inc. - Notice of Delisting or Failure to Satisfy Continued Listing Rule

BiomX Inc. received a notice from NYSE American for failing to meet continued listing standards related to minimum stockholders' equity. The company must submit a plan by April 24, 2026, to regain compliance by September 25, 2027.

Immersion Corp - Notice of Delisting or Failure to Satisfy Continued Listing Rule

Immersion Corporation received an additional delinquency notice from Nasdaq for failing to file its Quarterly Reports on Form 10-Q for the fiscal quarters ended January 31, 2026, October 31, 2025, and July 31, 2025. The company has requested a hearing to seek additional time to comply with Nasdaq Listing Rules.

Giftify, Inc. - Notice of Delisting or Failure to Satisfy Listing Rule

Giftify, Inc. received a notice from Nasdaq indicating its common stock is non-compliant with the minimum bid price requirement of $1 per share. The company has 180 days to regain compliance, potentially through a reverse stock split, or face delisting.

AMF Clarifies Asset Management Doctrine, DORA, and Financial Manager Roles

The AMF France has updated its doctrine for asset management companies, incorporating DORA requirements and clarifying rules for financial managers. Asset management companies must update their programs of activity by October 2026 to reflect digital operational resilience arrangements.

SEC Approves Amendment to NMS Plan to Reduce Consolidated Audit Trail Costs

The SEC approved an amendment to the National Market System Plan for the Consolidated Audit Trail (CAT) to reduce operational costs. The amendment is estimated to save $50-70 million annually by implementing measures such as deleting older data and relaxing certain reporting requirements.

SEC charges Krish Kumar for defrauding investors

The SEC filed settled charges against Oklahoma resident Krish Kumar for allegedly defrauding investors in two offerings, raising approximately $7.8 million and misappropriating nearly $7 million. Kumar consented to a judgment enjoining him from future violations and ordering monetary remedies to be determined by the court.

SEC Obtains Final Judgment Against Commonwealth Equity Services

The SEC announced it has obtained a final consent judgment against Commonwealth Equity Services, LLC, an investment adviser, for alleged failures to disclose material conflicts of interest related to revenue sharing agreements. Commonwealth has agreed to pay a civil penalty of $5 million.

SEC Obtains Consent Judgments Against Benjamin Taylor and Darina Windsor in Insider Trading Case

The SEC announced final consent judgments against Benjamin Taylor and Darina Windsor, former investment bankers, in an alleged insider trading scheme. The judgments permanently enjoin them from violating securities laws and order disgorgement and civil penalties totaling $550,000.

SEC Dismisses Civil Enforcement Action Against FAT Brands, Inc. and Executives

The SEC announced the dismissal, with prejudice, of its civil enforcement action against FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, and Rebecca D. Hershinger. The dismissal was based on the facts and circumstances of the case and evidence developed in discovery.

SEC Files Subpoena Enforcement Action Against John Olsen

The SEC has filed a subpoena enforcement action against Florida executive John Olsen and six affiliated companies in the Northern District of Texas. The action seeks to compel the production of documents and information related to an investigation into a possible market-manipulation scheme involving Mondee Holdings, Inc. securities.

FCA Annual Work Programme 2026/27 Strategic Priorities

The Financial Conduct Authority (FCA) has published its annual work programme detailing its strategic priorities for 2026/27. This document outlines the FCA's planned activities and focus areas for the second year of its five-year strategy, covering areas such as smarter regulation, supporting growth, consumer protection, and fighting financial crime.

FCA/ICO Statement on Consumer Duty and Data Protection for Vulnerable Consumers

The FCA and ICO have issued a joint statement outlining regulatory expectations for firms regarding the Consumer Duty and the lawful, fair, and responsible use of personal information for vulnerable consumers. The statement clarifies how firms can support vulnerable consumers while maintaining data protection standards.

FCA Operational Resilience Insights from Firm Self-Assessments

The FCA has published insights from firm self-assessments on operational resilience, one year after the transition period ended on March 31, 2025. The document highlights areas of good practice and areas needing improvement, encouraging firms to review and evolve their resilience approach.

Binance Australia Derivatives fined $10 million for onboarding failures

The Federal Court has ordered Binance Australia Derivatives to pay a $10 million penalty for significant failures in client onboarding and staff training. These failures led to over 85% of its Australian client base being misclassified as wholesale clients, exposing 524 retail investors to high-risk crypto derivative products without required protections, resulting in over $12 million in client losses and fees.