Searching in Securities & Markets · Search everything
16 changes Consultation, last 7 days
FCA Consultation on Regulation for SME Access to Finance
The FCA is seeking views on how its regulations can better support small and medium-sized enterprises (SMEs) in accessing finance. This initiative is part of the FCA's strategy to support growth and improve business access to capital.
IOSCO Consultation Report on Valuing Collective Investment Schemes
IOSCO has published a consultation report proposing 13 updated recommendations for valuing collective investment schemes (CIS). The report seeks feedback from market participants by February 2, 2026, to modernize existing principles and address evolving market dynamics, particularly concerning illiquid assets and retail investment.
CFPB Draft Strategic Plan FY 2026-2030 - Public Comment Invited
The Consumer Financial Protection Bureau (CFPB) has released a draft strategic plan for fiscal years 2026-2030 and is inviting public feedback. Interested parties can submit comments via email until April 17, 2026.
SEC Proposes Amendments to Exchange Act Rule 15c2-11
The SEC has proposed amendments to Exchange Act Rule 15c2-11, which governs information requirements for broker-dealers quoting securities in the OTC market. The proposed changes would clarify that the rule applies only to equity securities.
FCA Consultation on Modernising the Redress System
The FCA and Financial Ombudsman Service are seeking views on proposals to modernise the financial services redress framework. This consultation aims to provide greater certainty for firms and better serve consumers, with a comment deadline of May 11, 2026.
CONSOB Consultation on Issuer and Market Regulations
CONSOB has launched a market consultation on proposed amendments to regulations concerning issuers, markets, and related parties. Key changes include raising the internal dealing communication threshold and simplifying prospectus and offering procedures to reduce burdens while protecting investors. The consultation period ends on April 7, 2026.
Montana Regulatory Program Rule
The Office of Surface Mining Reclamation and Enforcement (OSMRE) is seeking public comment on a proposed amendment to Montana's regulatory program for surface coal mining and reclamation. The comment period closed on February 13.
Tribal Child Support Enforcement Program Funding Consultation
The Office of Child Support Enforcement (OCSE) is announcing a consultation period for a proposed rule that would allow Tribes to apply for direct federal funding for child support automated data processing systems. Informational meetings and consultations will be held across the US.
Mississippi River Basin Floodplain Management; Request for Comments
The Interagency Floodplain Management Review Committee is requesting comments on floodplain management in the Mississippi River Basin. The comment period closed on April 1, 1994, with draft and final reports due in May and June 1994, respectively.
Tribal IV-D Systems and Office Automation Proposed Rule
The Department of Health and Human Services, through the Office of Child Support Enforcement, has published a proposed rule regarding computerized tribal IV-D systems and office automation. This proposal outlines new requirements and guidelines for tribal agencies involved in child support enforcement.
Get alerts for ""
We'll email you when new changes match this search.
Free. Unsubscribe anytime.