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MAS Proposed Guidelines on Third-Party Risk Management

The Monetary Authority of Singapore (MAS) has released proposed guidelines on Third-Party Risk Management for financial institutions. The consultation paper outlines supervisory expectations for the use of third-party services and is open for feedback until April 20, 2026.

MAS Guidelines on Environmental Risk Management for Banks

The Monetary Authority of Singapore (MAS) has issued revised guidelines on environmental risk management for banks, merchant banks, and finance companies. The update includes an addendum on transition planning to address climate change-related risks.

MAS Environmental Risk Management Guidelines for Asset Managers Revised

The Monetary Authority of Singapore (MAS) has revised its Guidelines on Environmental Risk Management for Asset Managers, with an addendum on transition planning. These revisions aim to enhance fund management companies' and REIT managers' management of environmental risks and climate change-related transition and physical risks.

MAS Guidelines on Environmental Risk Management for Insurers

The Monetary Authority of Singapore (MAS) has issued revised guidelines on environmental risk management for all insurers, with an addendum on transition planning effective March 5, 2026. These guidelines detail MAS' expectations for managing climate-related transition and physical risks.

ADGM FSRA Alert on MKT Investing Misleading Claims

The ADGM FSRA has issued an alert regarding Mount Nico Corp Ltd, trading as MKT Investing, for making misleading claims. The firm is not licensed by the FSRA, and the alert warns the financial services community and the public about engaging with this entity.

ADGM RA Warns of Nubia Gold SPV Misrepresentations

The ADGM Registration Authority has issued a warning regarding misrepresentations made by "Nubia Gold SPV," an entity not registered or licensed with ADGM. The alert aims to protect the public and investors from potential fraudulent activities associated with this non-ADGM entity.

ADGM Broker Classification Framework for Real Estate

The Abu Dhabi Global Market's Registration Authority has launched a new Broker Classification Initiative to enhance professionalism and transparency in the real estate sector. This framework aims to elevate service quality and establish a new model for engaging with real estate brokers.

ADGM Consultation on Crypto Mining Activities

The ADGM Registration Authority has published a discussion paper proposing guidance for crypto mining activities. Stakeholders are invited to provide feedback by March 20, 2026. The proposals aim to offer regulatory clarity and support responsible innovation within ADGM.

ADGM Registration Authority Launches Integrated Real Estate Digital Services

The Abu Dhabi Global Market (ADGM) Registration Authority has launched AccessRP, a new integrated digital platform for real estate services. This platform aims to streamline interactions between landlords, developers, and tenants, enhancing accessibility and service standards within the ADGM jurisdiction.

MAS Guidelines on Transition Planning for Insurers

The Monetary Authority of Singapore (MAS) has published guidelines on transition planning for insurers, adding to its existing environmental risk management framework. These guidelines detail supervisory expectations for managing climate-related transition and physical risks.

DFSA Reminder on Working Arrangements

The Dubai Financial Services Authority (DFSA) issued a reminder regarding its current working arrangements, with employees working remotely from March 2-4, 2026. Authorised Firms are reminded to report any operational changes via the DFSA ePortal.

Nasdaq Dubai Trading Reopening Announcement

The Dubai Financial Services Authority (DFSA) has announced that Nasdaq Dubai will reopen for trading on Wednesday, March 4, 2026, at 10:00 AM GST. This notice informs market participants of the resumption of normal trading operations.

DFSA Investor Caution Reminder During Global Tensions

The Dubai Financial Services Authority (DFSA) has issued a reminder to investors to exercise caution and prudence during periods of heightened global tensions. The notice highlights increased risks of short-term volatility, fake news, and phishing attempts, urging investors to verify information sources.

DFSA AML and Glossary Modules Amendments and FAQs Published

The Dubai Financial Services Authority (DFSA) has amended its Anti-Money Laundering, Counter-Terrorist Financing and Sanctions (AML) and Glossary Modules, effective March 2, 2026. These changes align with new UAE federal AML legislation and are accompanied by published FAQs to provide clarity for relevant persons operating within the DIFC.

Nasdaq Dubai Temporary Closure Notice

The Dubai Financial Services Authority (DFSA) announced the temporary closure of Nasdaq Dubai on Monday, March 2, 2026, and Tuesday, March 3, 2026. This notice informs market participants of the exchange's operational status during these dates.

Governor Cook Discusses AI and Productivity at NABE Conference

Federal Reserve Governor Lisa D. Cook delivered remarks on artificial intelligence and its potential impact on productivity at the NABE Economic Policy Conference. She expressed optimism about AI's long-term contributions to innovation and economic growth, while acknowledging the Federal Reserve's cautious approach to its adoption.

Federal Reserve Speech on Basel III and Bank Capital Rules

Federal Reserve Vice Chair Bowman discussed upcoming proposed rules to implement the final phase of Basel III in the United States. The speech outlined the rationale for modernizing capital requirements, aiming for more efficient regulation and better support for economic growth while preserving safety and soundness.

Bowman Speech on Liquidity, Financial Stability, and Fed Role

Federal Reserve Vice Chair for Supervision Michelle W. Bowman delivered a speech on March 3, 2026, discussing the effectiveness of the current bank liquidity framework, including the LCR and NSFR. The speech calls for a critical review of whether existing regulations translate into actual resilience during times of stress.

Federal Reserve Supervision and Regulation Testimony

Vice Chair for Supervision Michelle W. Bowman testified before the Senate Committee on Banking, Housing, and Urban Affairs regarding the Federal Reserve's supervisory and regulatory activities. The testimony covered the current state of the banking sector, highlighting its soundness and resilience, and outlined priorities for enhancing supervision and regulation.

Governor Waller Discusses Operationalizing AI at the Federal Reserve

Federal Reserve Governor Christopher J. Waller delivered a speech on February 24, 2026, discussing the Federal Reserve System's efforts to operationalize artificial intelligence (AI) within its internal systems and applications. The speech highlighted the potential of AI to drive operational efficiencies across various functions.

FDIC Statement on Establishing Office of Supervisory Appeals

FDIC Chairman Travis Hill announced final guidelines for the new Office of Supervisory Appeals. The office will provide an independent review of supervisory determinations, with modifications to panel composition and expanded appellate rights for institutions facing proposed enforcement actions.

FDIC Reports Strong Earnings for Insured Institutions

The FDIC released its Quarterly Banking Profile for Q4 2025, reporting strong full-year earnings for FDIC-insured institutions. The industry finished 2025 with a return on assets of 1.20 percent, driven by increased net interest income and loan growth.

FDIC Proposed Rule for Payment Stablecoin Issuance by Subsidiaries

The FDIC has proposed a rule to establish procedures for FDIC-supervised insured depository institutions (IDIs) seeking to issue payment stablecoins through subsidiaries, as mandated by the GENIUS Act. This proposed rule outlines a tailored application process to evaluate safety and soundness while minimizing regulatory burden.

FDIC Chairman Testimony on Rightsizing Regulation

FDIC Chairman Travis Hill testified before the Senate Banking Committee on the agency's efforts to reform its regulatory and supervisory approach. Key initiatives include defining "unsafe or unsound practices" through a proposed interagency rule and establishing an Office of Supervisory Appeals.

FDIC Chairman Discusses Reforms to Regulatory Toolkit

FDIC Chairman Travis Hill announced updates on reforms to the agency's regulatory and supervisory toolkit. Key initiatives include proposals on defining "unsafe or unsound practices," refocusing examinations on material risks, and overhauling the CAMELS rating system. Changes to consumer compliance supervision aim to focus on actual harm and violations rather than process.

CFTC Secures $2.4M Judgment Against Forex Companies for Fraud

The CFTC announced a default judgment against Safety Capital Management Inc. and GNS Capital Inc. for retail forex fraud. The companies were ordered to pay over $2.4 million in restitution and civil monetary penalties.

NY Governor Announces Auto Insurance Reform Saves MTA $50 Million Annually

New York Governor Kathy Hochul announced that auto insurance reforms have resulted in nearly $50 million in annual savings for the Metropolitan Transportation Authority (MTA). This reform is part of a broader effort to lower costs for New Yorkers.

DFPI Fines Apoyo Financiero $1 Million for Overcharging

The California Department of Financial Protection and Innovation (DFPI) has ordered Apoyo Financiero, Inc. to pay a $1 million penalty and over $218,000 in restitution for charging excessive interest and fees to customers. The enforcement action stems from a routine examination that uncovered violations of California financing laws.

DFPI Orders Coinme to Refund $175,000 to California Consumers

The California Department of Financial Protection and Innovation (DFPI) has ordered crypto kiosk company Coinme to refund $175,000 to consumers for violating the state's Digital Financial Assets Law. This action follows a previous order where Coinme was fined $300,000 and ordered to pay $51,700 in restitution.

DFPI Orders Apoyo Financiero, Inc. to Pay $1M Penalty for Overcharging Customers

The California Department of Financial Protection and Innovation (DFPI) has ordered Apoyo Financiero, Inc. to pay a $1 million penalty and reimburse over $218,000 to customers for charging excessive interest and fees. The lender marketed services to the unbanked community.

DFPI Shares Steps to Protect Family from Scams

The California Department of Financial Protection and Innovation (DFPI) issued a notice sharing practical steps for consumers to protect themselves and their families from scams and fraud. This follows a year where the DFPI and Attorney General's office shut down 48 scam websites.

DFPI Fines Nexo Capital Inc. $500,000 for Unlicensed Crypto Loans

The California Department of Financial Protection and Innovation (DFPI) has fined Nexo Capital Inc. $500,000 for operating as an unlicensed lender and making risky crypto-backed loans to California residents. The company failed to assess borrowers' ability to repay loans, violating California financial laws.

CME Group Market Data, Clearing, and Margin Rules Archive

CME Group provides an archive of market data, clearing advisories, and margin rules. This tool allows users to search and filter historical notices related to trading and clearing operations. Users can subscribe to receive future updates directly.

CME Group Rule Filings and Advisories

CME Group provides access to its rule filings, market data, and clearing advisories, which are submitted to regulatory bodies like the CFTC and SEC. This page serves as a central repository for these official documents, allowing users to find historical and current submissions.

CME Group Trading Notices and Advisories

CME Group provides a tool to search and filter historical and recent trading notices, advisories, and market data. This notice describes the functionality of the search tool and directs users to subscription options for updates.

CME Group Market Regulation Advisory Notices (MRANs)

CME Group has published a collection of Market Regulation Advisory Notices (MRANs) providing guidance on exchange rules. These notices cover various topics including position limits, block trades, and disruptive practices. The MRANs are applicable to CME, CBOT, NYMEX, and COMEX exchanges.

FCA bans Kasim Garipoglu from UK financial services

The FCA has banned Kasim Garipoglu from working in UK financial services due to a lack of honesty and integrity. Garipoglu demonstrated a disregard for regulatory requirements, undermined AML controls, and provided false information to regulators.

SEC v. Elanco Animal Health Inc. - Proposed Plan of Distribution

The SEC has issued a notice regarding a proposed plan of distribution for $15 million in civil penalties collected from Elanco Animal Health Inc. Elanco was fined for misleading revenue statements made between Q1 2019 and Q1 2020. The public has 30 days to comment on the distribution plan.

SEC Approves Amended Distribution Plan for Compass Minerals Disclosure Violations

The SEC has approved an amended distribution plan for Compass Minerals International, Inc. following disclosure violations. The amendment corrects a scrivener's error in the plan of allocation, ensuring fair distribution of the Fair Fund to harmed investors.

SEC v. Vanguard Group - Administrative Proceeding and Settlement

The SEC has issued a second extension order in the administrative proceeding against Vanguard Group, Inc. The Division of Enforcement has requested an extension until July 31, 2026, to submit a Proposed Plan of Distribution for a Fair Fund totaling $146.4 million, stemming from Vanguard's settlement of misleading statements regarding tax consequences to investors.

APRA Releases Quarterly ADI Statistics for December 2025

The Australian Prudential Regulation Authority (APRA) has released its quarterly statistics for Authorised Deposit-taking Institutions (ADIs) for the quarter ending December 2025. The release includes updated data on financial performance, property exposures, and the impact of recently activated debt-to-income (DTI) limits.

APRA Monthly Authorised Deposit-taking Institution Statistics - January 2026

The Australian Prudential Regulation Authority (APRA) has released its Monthly Authorised Deposit-taking Institution Statistics (MADIS) publication for January 2026. This notice provides access to the latest statistical data for deposit-taking institutions.

APRA Quarterly Insurance Statistics - December 2025

The Australian Prudential Regulation Authority (APRA) has released its quarterly industry aggregate insurance statistical publications for the December 2025 quarter. These releases include performance statistics for general, life, and private health insurance sectors.

APRA revokes Bank of Nova Scotia's ADI licence

The Australian Prudential Regulation Authority (APRA) has revoked the authorised deposit-taking institution (ADI) licence of the Bank of Nova Scotia. This action follows the bank's decision to exit the Australian market and voluntarily surrender its licence.

APRA Statement on Gender Pay Gap

The Australian Prudential Regulation Authority (APRA) reported a 5.6% average total remuneration gender pay gap for 2024, a slight increase from the previous year. APRA is implementing initiatives to advance gender equality and reduce the gap.

RBA Guidance for Australian Clearing and Settlement Facility Resolution Regime

The Reserve Bank of Australia (RBA) has published final guidance on its Clearing and Settlement (CS) Facility Resolution Regime. This guidance, developed after a consultation period, outlines the RBA's approach to using its resolution powers over CS facilities to ensure financial system stability.

Reserve Bank of Australia Increases Cash Rate to 3.85%

The Reserve Bank of Australia's Monetary Policy Board has increased the cash rate target by 25 basis points to 3.85%. This decision was made due to rising inflation and capacity pressures, with inflation expected to remain above target for some time.

Reserve Bank of Australia Monetary Policy Board Appointment

The Reserve Bank of Australia announced the appointment of Professor Bruce Preston to its Monetary Policy Board. This notice also acknowledges the contributions of Alison Watkins, whose term concludes on February 28, 2026.

Payments System Board Discusses Cash Distribution and Regulatory Framework

The Reserve Bank of Australia's Payments System Board met in March 2026 to discuss cash distribution, merchant card costs, payments system resilience, and account-to-account payments. The Board is considering a new regulatory framework for cash distribution services and potential amendments to card payment regulations, with a conclusions paper expected by end-March.

RBA Update on BECS Decommissioning Recommendations

The Reserve Bank of Australia (RBA) has released an update on industry progress regarding the decommissioning of the Bulk Electronic Clearing System (BECS). While acknowledging industry efforts, the RBA notes that risks persist due to a lack of consensus on the future of account-to-account payments.