Searching in Banking & Finance · Search everything
3,904 changes Banking & Finance
Federal Retirement Thrift Investment Board Meeting Notice
The Federal Retirement Thrift Investment Board has issued a notice announcing an upcoming board meeting. The meeting is scheduled to take place on January 27, 2026, and will include both open and closed sessions. This notice serves to inform relevant parties of the meeting details.
Federal Retirement Thrift Investment Board: Roth In-Plan Conversions
The Federal Retirement Thrift Investment Board has issued a final rule concerning Roth in-plan conversions. This rule, published in the Federal Register, outlines the procedures and conditions for these conversions within the Thrift Savings Plan. The effective date for this regulation is January 28, 2026.
Roth In-Plan Conversion Correction by Federal Retirement Thrift Board
The Federal Retirement Thrift Investment Board has issued a correction to a rule concerning Roth in-plan conversions. This correction clarifies existing provisions and is effective January 28, 2026. The document is a final rule with minor changes.
Federal Retirement Thrift Investment Board - Notice of Board Meeting
The Federal Retirement Thrift Investment Board has issued a notice announcing an upcoming board meeting. The meeting is scheduled for March 24, 2026, and will include both open and closed sessions. This notice serves as an informational announcement regarding the meeting schedule.
Federal Reserve: Change in Bank Control Notices and Share Acquisitions
The Federal Reserve System published a notice regarding applications received under the Change in Bank Control Act for the acquisition of shares of a bank or bank holding company. Interested parties can submit comments by March 26, 2026.
Federal Reserve Notice: Bank Holding Company Formations, Acquisitions, and Mergers
The Federal Reserve System has published a notice regarding the formations, acquisitions, and mergers of bank holding companies. This notice serves as an informational update for regulated entities within the banking sector.
Change in Bank Control Notices; Acquisitions of Shares
The Federal Reserve System has issued a notice regarding change in bank control and acquisitions of shares of a bank or bank holding company. This notice provides information on the procedures and requirements for such transactions.
Federal Reserve System Sunshine Act Meeting Notice
The Federal Reserve System has issued a notice for a Sunshine Act meeting scheduled for March 19, 2026. This notice informs the public about the upcoming meeting and the matters to be considered.
Stablecoins Act Rules for OCC Jurisdiction Entities
The Office of the Comptroller of the Currency (OCC) has issued a proposed rule to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act. This rule outlines the requirements for entities under OCC jurisdiction regarding the issuance of stablecoins. The comment period for this proposed rule closes on May 1, 2026.
OCC: Agency Information Collection Renewal for Savings Associations
The Office of the Comptroller of the Currency (OCC) has submitted a renewal request for an existing agency information collection concerning savings associations to the Office of Management and Budget (OMB) for review. This notice is part of the standard public comment process for such renewals.
Fair Housing Home Loan Data System Rule
The Office of the Comptroller of the Currency has published a final rule establishing the Fair Housing Home Loan Data System. This rule, effective April 3, 2026, introduces new data collection and reporting requirements for certain financial institutions regarding home loan applications.
CFTC - Agency Information Collection Activities Under OMB Review
The Commodity Futures Trading Commission (CFTC) has published a notice regarding agency information collection activities currently under review by the Office of Management and Budget (OMB). The public has a comment period ending March 30, 2026, to provide input on these collections.
Commodity Futures Trading Commission: Agency Information Collection Activities Under OMB Review
The Commodity Futures Trading Commission (CFTC) has announced that certain agency information collection activities are under review by the Office of Management and Budget (OMB). This notice provides an opportunity for public comment on these collections.
CFTC - Intent to Renew Collection for Advisory Committee Qualifications
The Commodity Futures Trading Commission (CFTC) has issued a notice of intent to renew an existing collection of information, specifically the qualification information required for candidates applying to advisory committees and subcommittees. The public has a comment period to provide feedback on this renewal.
CFTC Proposed Rule on Prediction Markets
The Commodity Futures Trading Commission (CFTC) has issued a proposed rule regarding prediction markets. This proposal is open for public comment until April 30, 2026. The rule aims to establish regulatory clarity for entities involved in prediction market activities.
Community Development Financial Institutions Program revised application deadline
Community Development Financial Institutions Program revised application deadline
Amends CDFI Program funds availability notice, revises deadline
Amends CDFI Program funds availability notice, revises deadline
Native American CDFI Assistance Program deadline revised
Native American CDFI Assistance Program deadline revised
Extension of Information Collection for Decedent's Treasury Securities
The Bureau of the Fiscal Service has issued a notice regarding the extension of a currently approved information collection concerning decedent's Treasury securities. The notice provides a comment period for public input.
Extension of Information Collection for Mortgage Guaranty Insurance Bonds
The Bureau of the Fiscal Service has issued a notice regarding the extension of a currently approved information collection concerning the offering of U.S. Mortgage Guaranty Insurance Company Tax and Loss Bonds. The notice includes a public comment period.
Extension of CMIA Annual Report and Direct Cost Claims Collection
The Bureau of the Fiscal Service has issued a notice regarding the extension of an approved information collection for the CMIA Annual Report and Direct Cost Claims. This notice includes a comment period ending on March 30, 2026.
Prompt Payment Interest Rate Update
The Bureau of the Fiscal Service has published a notice regarding the prompt payment interest rate under the Contract Disputes Act. This notice specifies the applicable interest rate for the period of January 1, 2026, to June 30, 2026.
Extension of Information Collection for Savings Bond Indemnity
The Bureau of the Fiscal Service has extended an existing information collection regarding the special bond of indemnity for purchasers of U.S. Savings Bonds/Notes involved in chain letter schemes. The notice provides a comment period for public input.
Appraisal Subcommittee Meeting Notice
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council has issued a notice announcing an upcoming meeting. The notice provides details regarding the meeting date and publication.
Appraisal Subcommittee Meeting Notice
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council has issued a notice announcing an upcoming meeting. The notice provides details regarding the meeting date and publication in the Federal Register.
Appraisal Subcommittee Notice of Meeting
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council has issued a notice announcing a meeting scheduled for January 13, 2026. This notice serves to inform the public about the upcoming meeting details.
Appraisal Subcommittee Notice of Change of Address
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council has issued a notice regarding a change of address. This change is effective December 19, 2025, and impacts how entities should direct correspondence.
Appraisal Subcommittee Meeting Notice
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council has issued a notice announcing a meeting scheduled for December 10, 2025. This notice provides details regarding the upcoming meeting of the subcommittee.
CFTC Announces First Leveraged Spot Crypto on Regulated Exchange
The CFTC announced the upcoming launch of the first leveraged spot cryptocurrency product on the CFTC-regulated Bitnomial Exchange. This initiative is part of the CFTC's 'Crypto Sprint' to foster innovation in digital assets and aligns with a joint CFTC-SEC statement on trading spot digital asset products.
NFA Reminder: Annual Affirmation for CFTC Exemptions Due March 2
The National Futures Association (NFA) has reminded commodity pool operators and commodity trading advisors relying on certain CFTC exemptions that their annual affirmation is due by March 2, 2026. Failure to affirm will result in automatic withdrawal of the exemption.
CLARITY Act: Digital Commodity Pool Regulation Expansion
The House of Representatives passed the Digital Asset Market Clarity Act of 2025, which would expand the CFTC's regulatory authority over digital commodities. This expansion could extend commodity pool regulations to spot digital asset activities, impacting digital asset treasury companies and advisors.
Floor Trader Exemption Use in Event Contract Markets
This advisory discusses the potential use of the Commodity Futures Trading Commission's (CFTC) floor trader exemption as an alternative to swap dealer registration for market makers in event contract markets. It examines the definition of a swap dealer and the implications for entities providing liquidity in nascent prediction markets.
CFTC Leadership Outlook and Roadmap Under Acting Chairman Pham
The CFTC has elected Commissioner Caroline D. Pham as acting chairman, signaling potential reforms in rulemaking, enforcement, and administrative procedures. Her tenure is expected to focus on addressing concerns regarding due process, APA compliance, and the agency's approach to digital assets.
Comptroller of the Currency Remarks on Financial Literacy and Education
Comptroller of the Currency Jonathan V. Gould delivered remarks on financial literacy, emphasizing its importance for informed consumer choices and economic participation. He highlighted the OCC's efforts to reform Community Reinvestment Act examinations and champion technological innovation in banking.
Comptroller Gould Discusses Bank Resolution Planning and Failures
Comptroller of the Currency Jonathan V. Gould discussed the efficacy of bank resolution planning, a tool established by the Dodd-Frank Act. He examined whether current resolution plans are usable in actual resolutions and if the resources dedicated to them are appropriate, based on his experience and observations.
Comptroller Gould Discusses De Novo Charters and Digital Assets
Comptroller of the Currency Jonathan V. Gould discussed the OCC's priority to reinvigorate de novo bank charters, noting an increase in applications in 2025, including those for digital asset activities. He emphasized the importance of a robust pipeline of new banks for a dynamic and competitive financial system.
Rodney Hood Discusses Homeownership at Detroit Fair
Acting Comptroller of the Currency Rodney Hood delivered remarks at the Detroit REACh Homebuyers Fair on June 28, 2025. He discussed the Office of the Comptroller of the Currency's (OCC) priorities regarding financial inclusion and advancing homeownership, highlighting the role of national banks and federal savings associations.
OCC Remarks on Fostering a Resilient Financial System
Acting Comptroller of the Currency Rodney E. Hood delivered remarks on fostering a resilient and resurgent financial system. The speech outlined four key strategies: accelerating bank-fintech partnerships, expanding engagement with digital assets, advancing financial inclusion, and modernizing regulation.
Agencies Release 2025 Shared National Credit Program Report
The Federal Reserve Board, FDIC, and OCC have released the 2025 Shared National Credit (SNC) report. The report indicates that credit risk associated with large, syndicated bank loans remains moderate, with 8.6% of total commitments rated as non-pass.
CRA Small and Intermediate Bank Asset Thresholds Updated for 2026
The Federal Reserve Board and FDIC announced updated asset-size thresholds for Community Reinvestment Act (CRA) small and intermediate banks for 2026. These annual adjustments are based on inflation, ensuring the thresholds reflect current economic conditions.
Federal Reserve Finalizes Stress Test Scenarios, Maintains Capital Requirements
The Federal Reserve Board has finalized its annual stress test scenarios for large banks and voted to maintain current stress test-related capital requirements until 2027. The final scenarios are similar to those proposed in October, and the delay in new capital requirements will allow for public feedback on supervisory models.
Federal Reserve Requests Comment on Proposal to Codify Removal of Reputation Risk
The Federal Reserve Board is requesting public comment on a proposal to codify the removal of reputation risk from its bank supervision framework. This action follows earlier decisions to exclude reputation risk and aims to ensure supervisory decisions focus on material financial risks.
FINMA Invites Thierry Lasseron to Right to be Heard
FINMA has invited Thierry Lasseron to exercise his right to be heard regarding enforcement proceedings. Lasseron is required to provide a Swiss domicile for notification within 15 days of publication, or further communications will be made available at FINMA's offices.
Prudential Authority Guidance Note Status Update
The South African Prudential Authority has issued Guidance Note 1 of 2026, updating the status of previously issued guidance notes for deposit-taking institutions. This annual note clarifies which guidance remains in effect for the upcoming year, ensuring awareness among banks, controlling companies, and their auditors.
Proposed Directive on Bank Reporting Requirements (Regulation 46)
The South African Prudential Authority has issued a proposed directive for consultation regarding reporting requirements under Regulation 46 of the Regulations relating to Banks. This directive aims to specify the Banks Act (BA) returns that require auditing or review under a limited assurance framework.
Prudential Authority Circular C1-2026: Status of Bank Circulars
The Prudential Authority (PA) has issued Circular C1-2026 to confirm the status of previously issued bank circulars. This annual confirmation aims to ensure clarity for regulated entities regarding which circulars remain effective.
Proposed Directive on Internal Liquidity Adequacy Assessment Process
The South African Prudential Authority has issued a proposed directive for consultation regarding the Internal Liquidity Adequacy Assessment Process (ILAAP). This directive is based on Basel Committee on Banking Supervision principles for sound liquidity risk management.
MAS Enforcement Actions Against Market Abuse and Financial Misconduct
The Monetary Authority of Singapore (MAS) has announced significant enforcement actions, including $11.7 million in civil penalties and nine criminal convictions for market abuse and financial misconduct. The MAS Enforcement Report covers January 2019 to June 2020, detailing efforts to combat financial crime and enhance regulatory oversight.
MAS Bans Kevin Michael Swampillai for Life
The Monetary Authority of Singapore (MAS) has issued lifetime Prohibition Orders against former BSI Bank representative Kevin Michael Swampillai. The ban follows his misconduct involving approximately US$5 million in secret profits and misrepresentations to auditors related to 1MDB investments.
MAS Enforcement Actions Against 14 Entities
The Monetary Authority of Singapore (MAS) has taken enforcement actions against 14 entities and individuals for breaches of laws and regulations. These actions include investigations, prohibition orders, civil penalties, and revocation of licenses, impacting financial institutions and their senior management.