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BaFin warns consumers about unauthorized Renvio websites

BaFin has issued a warning to consumers regarding the websites renvio(.)icu and renvio(.)pro, which are suspected of offering financial, investment, and cryptoasset services without the required authorization. The warning is issued under sections 37 (4) of the German Banking Act (KWG) and 10 (7) of the German Cryptomarkets Supervision Act (KMAG).

BaFin Warns of Tradegateag.com and Webtrader.tradegateag.com for Unauthorized Services

BaFin has issued a warning regarding the websites tradegateag.com and webtrader.tradegateag.com, stating they are offering crypto-asset and financial services without authorization. The agency identified this as an identity misuse case against the legitimate Tradegate AG. Consumers are advised to exercise extreme caution with online financial services.

BaFin warns consumers about unauthorized renvio websites

BaFin has issued a warning to consumers regarding the websites renvio(.)icu and renvio(.)pro, which are suspected of offering financial, investment, and cryptoasset services without the required authorization. The warning is issued under sections of the German Banking Act and the German Cryptomarkets Supervision Act.

BaFin Fines Barclays PLC €1,650,000 for Securities Trading Law Breach

BaFin has imposed an administrative fine of €1,650,000 on Barclays PLC for failing to submit voting rights notifications within the prescribed period. This action stems from a breach of German securities trading laws.

BaFin Fines Barclays PLC €1,650,000 for Violations

BaFin has imposed a fine of €1,650,000 on Barclays PLC for violations of German securities trading laws. The penalty stems from the company's failure to submit timely voting rights notifications. Barclays PLC has the right to appeal the decision.

Broad Street Realty, Inc. (BRST) 8-K Filing

Broad Street Realty, Inc. (BRST) has filed an 8-K report with the SEC on May 15, 2026. The filing pertains to the company's bankruptcy proceedings, indicating a significant event for the publicly traded entity.

BIS Markets Committee Chair Term Extended

The Bank for International Settlements (BIS) announced that John C. Williams will continue as Chair of the BIS Markets Committee for a second three-year term. Mr. Williams, who also serves as President and CEO of the Federal Reserve Bank of New York, was first appointed to this role in January 2023.

ECB Consumer Expectations Survey Results - February 2026

The ECB's Consumer Expectations Survey for February 2026 shows unchanged median perceptions of past inflation, but slight decreases in expectations for the next 12 months and three years ahead. Economic growth expectations improved, while spending growth expectations increased.

Fox Chase Bank Trademark Registration for Banking Services

The USPTO has registered the trademark 'Fox Chase Bank' for banking services, as indicated by registration number TM75103519. The trademark was officially registered on March 26, 2026, following a filing date of May 13, 1996.

Product Intervention Restricts Futures Marketing to Retail Clients

BaFin has issued a general administrative act restricting the marketing, distribution, and sale of futures to retail clients in Germany. The measure, effective January 1, 2023, prohibits investment firms from offering these products to retail clients unless specific exceptions, such as excluding additional payment obligations or confirming hedging purposes, are met.

Equity for Growth (Securities) Limited Ordered into Liquidation

The UK High Court has ordered the liquidation of Equity for Growth (Securities) Limited (EFG) following a petition by the FCA. EFG was found to be insolvent and unable to compensate investors for losses related to mini bonds promoted by its appointed representatives.

FCA Responds to British Steel Pension Scheme Report

The FCA has responded to the Complaint Commissioner's report on the British Steel Pension Scheme, accepting recommendations and detailing implemented improvements. These include enhanced collaboration with other regulators, increased data collection from advisory firms, and enforcement actions against misconduct, resulting in significant redress for affected members.

FCA Plans AI for Faster Authorisations and Risk Identification

The FCA has announced plans to integrate Artificial Intelligence (AI) into its regulatory processes, including authorisations and risk identification, as part of its 2026/27 annual work programme. The initiative aims to create a smarter, more data-driven regulator, with minimal fee increases for firms.

SEC Administrative Proceeding: Fair Fund Distribution Order

The SEC has ordered the transfer of $72,268.46 from a Fair Fund to its escrow account for distribution to harmed investors. This follows a proposed plan of distribution for which no comments were received, and a subsequent approval of the plan. The fund administrator will now distribute the funds according to the approved plan.

The Investorsmith Trademark Published for Opposition

The USPTO has published the trademark application for 'The Investorsmith' for opposition. The application covers a range of financial consultancy, investment, and advisory services. The publication date for opposition is March 26, 2026.

HD Vest Financial Services Trademark Registration

The USPTO has registered trademark TM75025932 for HD Vest Financial Services. The registration covers a range of financial investment and insurance services, including brokerage, money management, and financial planning. The trademark was filed in 1995 and registered on March 26, 2026.

American General Registered Trademark TM72207551

The USPTO has registered trademark TM72207551 for American General, covering underwriting and servicing of insurance. The trademark was registered on March 26, 2026, with a filing date of December 7, 1964.

First National Bank Trademark Registration for Banking Services

The USPTO has registered trademark TM74683970 for First National Bank in Sioux Falls for banking services. The trademark was filed on June 2, 1995, and registered on March 26, 2026.

Vanguard Horizon Funds Registered Trademark for Investment Services

The USPTO has registered the trademark 'Vanguard Horizon Funds' for investment services. The trademark was filed on February 6, 1995, and registered on March 26, 2026. This registration pertains to services in Class 036, covering financial services.

LINDER Trademark Application Published for Opposition

The USPTO has published the LINDER trademark application for opposition. The application, filed on March 25, 2026, seeks to register services related to real estate, specifically rental property management. The publication opens a period for interested parties to oppose the trademark.

Coattail Traders Intent to Use Trademark Application

The USPTO has received an intent-to-use trademark application (TM99725374) from Coattail Traders for services related to providing financial information. The application was filed on March 25, 2026.

Howard Hughes Corporation Trademark TM74656577 Registration

The USPTO has registered trademark TM74656577 for The Howard Hughes Corporation, covering real estate management and development services. The registration was finalized on March 26, 2026, based on a filing date of April 5, 1995.

SELLING ARIZONA trademark published for opposition

The USPTO has published the trademark application for 'SELLING ARIZONA' for opposition. The application, filed on March 25, 2026, is for real estate agency services. The publication date for opposition is March 26, 2026.

KEYCORP Trademark Registration for Banking and Financial Services

The USPTO has registered the trademark KEYCORP for banking and financial services, including estate trust management and financial investment services. The registration covers commercial and retail banking, mutual funds, securities, brokerage, and financial management.

Juan Ramon Vicenty Intent to Use Trademark Application

The USPTO has received an intent-to-use trademark application (TM99725157) from Juan Ramon Vicenty for financial asset management services. The application was filed on March 25, 2026, with an effective date of March 26, 2026.

Carolyn Rogers discusses economic stability and monetary policy

Carolyn Rogers, Senior Deputy Governor of the Bank of Canada, delivered remarks on economic stability and monetary policy in Brandon, Manitoba on March 26, 2026. She discussed key economic drivers, central bank independence, and affordability.

Proposed Merger Comment Period

The National Credit Union Administration (NCUA) is providing a comment period for a proposed merger. The deadline for submitting public comments is May 14, 2026. This notice allows interested parties to provide feedback on the proposed merger.

Macroprudential Decision: Housing Loan Cap and CCyB Unchanged

The FIN-FSA Board decided to keep the housing loan cap at 90% and the first-home loan cap at 95%. The countercyclical capital buffer (CCyB) requirement for banks remains at 0.0%. The Board is monitoring geopolitical risks and their impact on financial stability.

Maryland Adopts Virtual Currency Kiosk Registration Regulations

The Maryland Commissioner of Financial Regulation has adopted new regulations for virtual currency kiosks, effective March 30, 2026. These rules establish registration procedures, fee structures, fraud prevention measures, and operational requirements for virtual currency kiosk operators and kiosks, in accordance with recent legislative changes.

Bank of England Weekly Report - Assets and Liabilities Data

The Bank of England published its weekly report on March 26, 2026, detailing its assets and liabilities as of March 25, 2026. The report provides data on sterling and foreign currency liabilities and assets, including reserve balances, notes in circulation, and various lending operations.

OSFI Superintendent to Participate in Bank of America Fireside Chat

OSFI Superintendent Peter Routledge will participate in a virtual fireside chat at the Bank of America Expert Insights Series on March 30, 2026. Media are invited to attend the live webcast, with registration details provided.

BaFin Orders Unauthorized Insurance Business Cessation

BaFin has ordered Deutsche Krankenvorsorge GmbH and Deutsche Krankenunterstützungskasse e.V. to immediately cease their unauthorized insurance business. The companies offered a 'Private Patient' coverage that effectively bypassed statutory health insurance, leading to BaFin's intervention.

BaFin Warns About green-lmtd.com Website

BaFin has issued a warning regarding the website green-lmtd.com, suspecting that its operators are offering financial, securities, and crypto-asset services in Germany without the required authorization. The website falsely claims supervision by a non-existent 'European Financial Supervisory Authority'.

BaFin Warns About Unlicensed Foris Capital Websites

BaFin has issued a warning regarding the websites aiforis.com and aiforis-trading.com, operated by Foris Capital. The firm is allegedly offering unauthorized investment services in Germany, falsely claiming licensing in Cyprus. BaFin advises consumers to exercise extreme caution with online investment offers.

AGENCY FX trademark application for financial publications and services

The USPTO has received an intent-to-use trademark application from AGENCY FX for various financial publications, electronic content, and consulting services. The application covers downloadable electronic financial publications, audio-visual recordings, and educational services related to finance and investment.

Survey on Covered Deposits Held 31 March 2026

The CSSF has issued a notice regarding a survey on covered deposits held by credit institutions as of March 31, 2026. This notice is relevant for credit institutions and provides a link to the survey document.

EuroSteps Walking Challenge Launched by Christine Lagarde and ECB

The European Central Bank, led by Christine Lagarde, has launched the EuroSteps Walking Challenge, an initiative aimed at improving financial literacy, particularly among women. The program encourages participants to walk daily while receiving financial tips via their phones, with registrations now open for a four-week challenge starting April 1st.

GOLDEN CHILD trademark application - Intent to Use

The USPTO has received an intent-to-use trademark application for the mark "GOLDEN CHILD". The application covers a range of goods and services including clothing, pet insurance underwriting, pet health and financial services, and pet care items. The filing date for this application was July 14, 2025.

ELEVEX CAPITAL trademark published for opposition

The USPTO has published the trademark application for ELEVEX CAPITAL for opposition. The application covers financing services, equipment financing, and commercial lending, including asset-based secured loans and leasing for commercial equipment. The filing date was September 3, 2025.

Patent for Purifying and Isolating Collagenase Compositions

The USPTO has published a patent application (US20260085304A1) detailing a method for purifying and isolating collagenase compositions. The invention aims to improve the reproducibility, purity, and stability of collagenase I and collagenase II, achieving at least 95% purity by area.

Truth Social Intent to Use Trademark for Financial Services

The USPTO has received an intent-to-use trademark application from Truth Social for financial services, including trading of financial instruments and investment advice. The application was filed on April 1, 2025, and is designated for Class 036.

GUOCHUN INTERNATIONAL INC. - Non-Reliance on Previously Issued Financial Statements

GUOCHUN INTERNATIONAL INC. has announced that its previously issued unaudited condensed financial statements for the period ended September 30, 2025, are no longer reliable. The company determined that an error in recording other general and administrative expenses necessitates a restatement.

Testimony on Financial Innovation

Randall Guynn, Director of the Division of Supervision and Regulation at the Federal Reserve, testified before the U.S. House Committee on Financial Services regarding financial sector innovation. The testimony emphasized the Federal Reserve's commitment to facilitating responsible innovation while mitigating associated risks to safety, soundness, and financial stability.

PCAOB Meeting to Consider Request for Public Comment on Strategic Priorities

The PCAOB will hold an open meeting on March 31, 2026, to consider issuing a request for public comment on its strategic priorities for 2026-2030. Feedback will inform the development of the PCAOB's strategic plan and standard-setting initiatives.

PCAOB Publishes Inspection Reports for Deloitte, KPMG, and Others

The PCAOB has published three new inspection reports for Deloitte Accountants B.V. (Netherlands), KPMG (Ireland), and Mauldin & Jenkins, LLC. Additionally, an expanded report for R&A CPAs PLLC was made public due to unaddressed quality control issues. These reports are part of the PCAOB's ongoing oversight of public company audits.

BCSC Halts Trading in Noveris Health Sciences Inc. Securities

The BC Securities Commission (BCSC) has halted trading in Noveris Health Sciences Inc. securities until April 16, 2026. The order was issued due to unexplained trading volume and price fluctuations, discrepancies between offering documents and financial statements, and misleading promotional articles.

PSR Plans Card Fees, Fraud, and Payments Reform for 2026/27

The UK's Payment Systems Regulator (PSR) has outlined its 2026/27 work programme, focusing on reducing high card fees, enhancing APP fraud protections, and fostering innovation in payments. Key initiatives include implementing remedies for weak competition in card fees and continuing efforts against Authorised Push Payment fraud.

FRC Launches Audit Policy Consultations

The Financial Reporting Council (FRC) has launched two consultations seeking stakeholder feedback on UK audit policy. One focuses on the International Standard for Auditing for Less Complex Entities (ISA for LCE), and the other proposes revisions to ISA (UK) 250 and ISA (UK) 270. The FRC is gathering views to inform its engagement with international standard-setters and refine domestic auditing standards.

Federal Reserve Notice of Change in Bank Control Applications

The Federal Reserve Board has published a notice regarding applications filed under the Change in Bank Control Act. These applications seek approval to acquire shares of banks or bank holding companies. Interested parties can submit comments on the applications until April 10, 2026.

ESMA Guidelines and Technical Standards Tracker

The European Securities and Markets Authority (ESMA) has published a tracker for its guidelines and technical standards. This document serves as a reference for understanding ESMA's regulatory output in the financial services sector.