2023 Licensee Disciplinary Actions: Citations, Accusations, Revocations

The Professional Fiduciaries Bureau published a comprehensive list of 2023 enforcement actions taken against licensees holding professional fiduciary licenses. The actions span from January 9, 2023 through November 20, 2023 and include 20 citations (with most marked Citation Satisfied), 5 accusations, 1 amended accusation, and 3 revocations. One licensee (Winnie Weshler, License 202) appears three times in the list, progressing from Citation to Accusation to Revocation within the year.

Professional fiduciaries licensed in California should use this compilation to benchmark their own practices against the types of conduct that prompted disciplinary action. The three revocations represent permanent removal from the profession. Regulated entities should review their internal compliance procedures, record-keeping, and client management practices in light of the enforcement patterns documented here.