SEC Rules & Proposed Rules

SEC Adopts HFIA Act Disclosure Rules for Foreign Issuers

The Securities and Exchange Commission (SEC) has adopted new rules under the Holding Foreign Insiders Accountable (HFIA) Act. These rules require public companies to disclose information regarding foreign issuers, aiming to enhance transparency and accountability. The rules become effective on March 18, 2026.

Proposed Amendments to Form N-PORT Reporting for Investment Companies

The Securities and Exchange Commission has proposed amendments to Form N-PORT reporting requirements for investment companies and ETFs. This proposal includes changes to the data elements and reporting format, with a comment period ending on April 24, 2026.

SEC Extends Form N-PORT Compliance Dates

The Securities and Exchange Commission (SEC) has extended the compliance dates for Form N-PORT reporting for investment companies. This rule change, published on February 23, 2026, provides additional time for affected entities to comply with the reporting requirements.