Changeflow GovPing Government & Legislation ASIC Exchange-Traded Warrants Instrument 2026/247
Routine Rule Added Final

ASIC Exchange-Traded Warrants Instrument 2026/247

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Summary

ASIC registered Legislative Instrument 2026/247 under the Corporations Act 2001, establishing rules governing exchange-traded warrants. The instrument took effect on 31 March 2026 and is administered by the Department of the Treasury. Market participants offering or trading exchange-traded warrants must comply with the new requirements.

Published by ASIC on legislation.gov.au . Detected, standardized, and enriched by GovPing. Review our methodology and editorial standards .

What changed

ASIC issued Corporations (Exchange-Traded Warrants) Instrument 2026/247, a new legislative instrument effective 31 March 2026 that regulates exchange-traded warrants under the Corporations Act 2001. The instrument authorises specific conduct or exemptions related to these financial products.\n\nEntities involved in issuing, distributing, or trading exchange-traded warrants should review their compliance frameworks against this new instrument. As the instrument is already in force, affected market participants should ensure their practices align with any new requirements. Penalties for non-compliance with obligations under the Corporations Act may apply.

What to do next

  1. Review current practices for exchange-traded warrants against new Instrument 2026/247 requirements
  2. Update compliance procedures for any new obligations or exemptions introduced
  3. Verify licensing and disclosure obligations are met under the revised framework

Archived snapshot

Mar 31, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

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ASIC Corporations (Exchange-Traded Warrants) Instrument 2026/247

In force Administered by
- Department of the Treasury
This item is authorised by the following title:


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Classification

Agency
ASIC
Published
March 31st, 2026
Instrument
Rule
Legal weight
Binding
Stage
Final
Change scope
Minor
Document ID
F2026L00390
Docket
F2026L00390

Who this affects

Applies to
Broker-dealers Investors Financial advisers
Industry sector
5231 Securities & Investments
Activity scope
Exchange-Traded Warrants
Geographic scope
Australia AU

Taxonomy

Primary area
Financial Services
Operational domain
Compliance
Topics
Securities Consumer Protection

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