AML Compliance

Agency Information Collection Renewal Comment Request

Agency Information Collection Renewal Comment Request

FDIC proposes collection renewal, comment request

FDIC proposes collection renewal, comment request

OFAC Notice: Persons Added to SDN List

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) has added individuals to the Specially Designated Nationals (SDN) List. These designations block all property and interests in property subject to U.S. jurisdiction and prohibit U.S. persons from transacting with them.

OFAC Notice: SDN List Removals

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) has removed one person and one vessel from the Specially Designated Nationals and Blocked Persons (SDN) List. This action unblocks their property and interests in property subject to U.S. jurisdiction.

OFAC Sanctions Action Notice

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) has added individuals and an entity to the Specially Designated Nationals (SDN) List. These designations block all property and interests in property subject to U.S. jurisdiction and prohibit U.S. persons from engaging in transactions with them.

OFAC Sanctions Action Notice

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) has added individuals and an entity to the Specially Designated Nationals and Blocked Persons List (SDN List). These designations block all property and interests in property subject to U.S. jurisdiction and prohibit U.S. persons from engaging in transactions with them.

OFAC Notice: Property Unblocked and Persons Removed from SDN List

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) has published a notice regarding the unblocking of property and removal of persons from the Specially Designated Nationals (SDN) List. This action is based on OFAC's determination on February 27, 2026.

Error Page - Document Not Found

The FDIC's regulations.gov portal is displaying an error message indicating that the requested document (FDIC-2026-0397-0001) could not be found. Users are advised to check the URL or contact the Help Desk if the problem persists.

FDIC Modifies Privacy Act System of Records FDIC-035

The FDIC is modifying its Privacy Act system of records, FDIC-035, concerning identity, credential, and access management. The system will be renamed and updated to enhance the safety and security of FDIC resources and facilities.

FDIC Collection Renewal and Comment Request

The FDIC is requesting public comment on the renewal of an existing information collection related to acquisition services. The comment period closes on May 1, 2026. This action is part of the FDIC's obligations under the Paperwork Reduction Act.

FDIC Notice and Request for Comment on HMDA Collection Renewal

The FDIC has issued a notice and request for comment regarding the renewal of existing information collections related to the Home Mortgage Disclosure Act (HMDA). This action is part of the FDIC's obligations under the Paperwork Reduction Act, and no comments were received on previous notices.

OCC: Comment Request on Margin and Capital Requirements for Swap Entities

The Office of the Comptroller of the Currency (OCC) has issued a notice requesting public comment on the renewal of its information collection regarding margin and capital requirements for covered swap entities. The comment period closes on May 12, 2026.

NCUA: Regulatory Review and Request for Comments

The National Credit Union Administration (NCUA) is conducting a voluntary review of its regulations as mandated by the Economic Growth and Regulatory Paperwork Reduction Act of 1996. This document, the third in a series, requests public comments on regulations pertaining to Corporate Credit Unions, Directors/Officers/Employees, Anti-Money Laundering, Rules of Procedure, and Safety and Soundness.

National Credit Union Administration Sunshine Act Meeting Notice

The National Credit Union Administration has issued a notice regarding an upcoming Sunshine Act meeting. The meeting is scheduled for Tuesday, March 17, 2026, at 10:00 a.m. The notice specifies the time, date, place, status, and matters to be considered.

NCUA Records Preservation and Retention Guidelines Proposed Rule

The National Credit Union Administration (NCUA) has published a proposed rule concerning records preservation, retention guidelines, and catastrophic act preparedness. This proposal is open for public comment until May 11, 2026.

National Credit Union Administration: Statutory Liens Proposed Rule

The National Credit Union Administration has issued a proposed rule concerning statutory liens. This proposal is currently open for public comment, with a deadline in 44 days.

NCUA - Renewal of Agency Information Collections; Request for Comments

The National Credit Union Administration (NCUA) is seeking public comments on the renewal of previously approved information collections. This notice provides a 16-day comment period for interested parties to submit feedback on these collections.

Notice of OFAC Sanctions Actions

The Office of Foreign Assets Control (OFAC) has published a notice detailing recent sanctions actions. This notice, published on March 10, 2026, serves to inform the public and regulated entities about updated sanctions designations and requirements.

Notice of OFAC Sanctions Actions

The Office of Foreign Assets Control (OFAC) has published a notice detailing recent sanctions actions. This notice serves to inform the public and regulated entities about specific designations and measures taken by OFAC. Further details on the nature of these actions are provided within the document.

Notice of OFAC Sanctions Actions

The Office of Foreign Assets Control (OFAC) has issued a notice regarding sanctions actions. This notice details specific designations and updates to the sanctions list, impacting entities and individuals subject to US sanctions regulations.

Notice of OFAC Sanctions Action

The Office of Foreign Assets Control (OFAC) has issued a notice regarding a sanctions action. This action, published in the Federal Register, details specific measures taken by OFAC. Further details on the nature of the sanctions and affected parties are provided within the document.

Notice of OFAC Sanctions Action

The Office of Foreign Assets Control (OFAC) has issued a notice regarding a sanctions action. This action, published in the Federal Register, details specific sanctions measures taken by the agency. Further details on the nature of the action and affected parties are provided within the document.

Geographic Targeting Order: Minnesota Financial Institutions Recordkeeping

The Financial Crimes Enforcement Network (FinCEN) has issued a Geographic Targeting Order (GTO) imposing specific recordkeeping and reporting requirements on certain financial institutions in Minnesota. This rule aims to combat illicit financial activities by enhancing transaction monitoring and reporting.

Delay of AML/CTF Program and SAR Filing Requirements for Investment Advisers

The Financial Crimes Enforcement Network (FinCEN) is delaying the effective date for Anti-Money Laundering/Countering the Financing of Terrorism (AML/CTF) program and Suspicious Activity Report (SAR) filing requirements for registered investment advisers and exempt reporting advisers. The new effective date is January 1, 2028.

Federal Reserve System Sunshine Act Meeting Notice

The Federal Reserve System has issued a notice for a Sunshine Act meeting scheduled for March 19, 2026. This notice informs the public about the upcoming meeting and the matters to be considered.

Change in Bank Control Notices; Acquisitions of Shares

The Federal Reserve System has issued a notice regarding change in bank control and acquisitions of shares of a bank or bank holding company. This notice provides information on the procedures and requirements for such transactions.

Federal Reserve Notice: Bank Holding Company Formations, Acquisitions, and Mergers

The Federal Reserve System has published a notice regarding the formations, acquisitions, and mergers of bank holding companies. This notice serves as an informational update for regulated entities within the banking sector.

Federal Reserve: Change in Bank Control Notices and Share Acquisitions

The Federal Reserve System published a notice regarding applications received under the Change in Bank Control Act for the acquisition of shares of a bank or bank holding company. Interested parties can submit comments by March 26, 2026.

Stablecoins Act Rules for OCC Jurisdiction Entities

The Office of the Comptroller of the Currency (OCC) has issued a proposed rule to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act. This rule outlines the requirements for entities under OCC jurisdiction regarding the issuance of stablecoins. The comment period for this proposed rule closes on May 1, 2026.

OCC: Agency Information Collection Renewal for Savings Associations

The Office of the Comptroller of the Currency (OCC) has submitted a renewal request for an existing agency information collection concerning savings associations to the Office of Management and Budget (OMB) for review. This notice is part of the standard public comment process for such renewals.

Fair Housing Home Loan Data System Rule

The Office of the Comptroller of the Currency has published a final rule establishing the Fair Housing Home Loan Data System. This rule, effective April 3, 2026, introduces new data collection and reporting requirements for certain financial institutions regarding home loan applications.

Rodney Hood Discusses Homeownership at Detroit Fair

Acting Comptroller of the Currency Rodney Hood delivered remarks at the Detroit REACh Homebuyers Fair on June 28, 2025. He discussed the Office of the Comptroller of the Currency's (OCC) priorities regarding financial inclusion and advancing homeownership, highlighting the role of national banks and federal savings associations.

Comptroller Gould Discusses De Novo Charters and Digital Assets

Comptroller of the Currency Jonathan V. Gould discussed the OCC's priority to reinvigorate de novo bank charters, noting an increase in applications in 2025, including those for digital asset activities. He emphasized the importance of a robust pipeline of new banks for a dynamic and competitive financial system.

Comptroller Gould Discusses Bank Resolution Planning and Failures

Comptroller of the Currency Jonathan V. Gould discussed the efficacy of bank resolution planning, a tool established by the Dodd-Frank Act. He examined whether current resolution plans are usable in actual resolutions and if the resources dedicated to them are appropriate, based on his experience and observations.

Comptroller of the Currency Remarks on Financial Literacy and Education

Comptroller of the Currency Jonathan V. Gould delivered remarks on financial literacy, emphasizing its importance for informed consumer choices and economic participation. He highlighted the OCC's efforts to reform Community Reinvestment Act examinations and champion technological innovation in banking.

OCC Remarks on Fostering a Resilient Financial System

Acting Comptroller of the Currency Rodney E. Hood delivered remarks on fostering a resilient and resurgent financial system. The speech outlined four key strategies: accelerating bank-fintech partnerships, expanding engagement with digital assets, advancing financial inclusion, and modernizing regulation.

Agencies Release 2025 Shared National Credit Program Report

The Federal Reserve Board, FDIC, and OCC have released the 2025 Shared National Credit (SNC) report. The report indicates that credit risk associated with large, syndicated bank loans remains moderate, with 8.6% of total commitments rated as non-pass.

Federal Reserve Finalizes Stress Test Scenarios, Maintains Capital Requirements

The Federal Reserve Board has finalized its annual stress test scenarios for large banks and voted to maintain current stress test-related capital requirements until 2027. The final scenarios are similar to those proposed in October, and the delay in new capital requirements will allow for public feedback on supervisory models.

Federal Reserve Requests Comment on Proposal to Codify Removal of Reputation Risk

The Federal Reserve Board is requesting public comment on a proposal to codify the removal of reputation risk from its bank supervision framework. This action follows earlier decisions to exclude reputation risk and aims to ensure supervisory decisions focus on material financial risks.

CRA Small and Intermediate Bank Asset Thresholds Updated for 2026

The Federal Reserve Board and FDIC announced updated asset-size thresholds for Community Reinvestment Act (CRA) small and intermediate banks for 2026. These annual adjustments are based on inflation, ensuring the thresholds reflect current economic conditions.

MAS Bans Kevin Michael Swampillai for Life

The Monetary Authority of Singapore (MAS) has issued lifetime Prohibition Orders against former BSI Bank representative Kevin Michael Swampillai. The ban follows his misconduct involving approximately US$5 million in secret profits and misrepresentations to auditors related to 1MDB investments.

MAS Enforcement Report: Anti-ML and Market Abuse Penalties

The Monetary Authority of Singapore (MAS) released its 4th Enforcement Report detailing actions taken from January 2022 to June 2023. The report highlights $7.10 million in penalties for anti-ML breaches and $12.96 million for market abuse, alongside other enforcement outcomes.

MAS Enforcement Actions Against 14 Entities

The Monetary Authority of Singapore (MAS) has taken enforcement actions against 14 entities and individuals for breaches of laws and regulations. These actions include investigations, prohibition orders, civil penalties, and revocation of licenses, impacting financial institutions and their senior management.

Goldman Sachs Singapore Penalized for 1MDB Bond Offerings

Singaporean authorities (AGC, CAD, MAS) have taken action against Goldman Sachs (Singapore) Pte. (GSSP) for its role in the 1MDB bond offerings. GSSP will pay US$122 million to the Singapore Government and US$61 million to Malaysian authorities, totaling US$183 million.

MAS Enforcement Actions Against Market Abuse and Financial Misconduct

The Monetary Authority of Singapore (MAS) has announced significant enforcement actions, including $11.7 million in civil penalties and nine criminal convictions for market abuse and financial misconduct. The MAS Enforcement Report covers January 2019 to June 2020, detailing efforts to combat financial crime and enhance regulatory oversight.

MAS Consultation on Updated Operational Risk Management Guidelines

The Monetary Authority of Singapore (MAS) has issued a consultation paper proposing updates to its guidelines on operational risk management for financial institutions. The consultation period closes on April 20, 2026.

MAS Guidelines on Environmental Risk Management for Banks

The Monetary Authority of Singapore (MAS) has issued revised guidelines on environmental risk management for banks, merchant banks, and finance companies. The update includes an addendum on transition planning to address climate change-related risks.

MAS Environmental Risk Management Guidelines for Asset Managers Revised

The Monetary Authority of Singapore (MAS) has revised its Guidelines on Environmental Risk Management for Asset Managers, with an addendum on transition planning. These revisions aim to enhance fund management companies' and REIT managers' management of environmental risks and climate change-related transition and physical risks.

MAS Guidelines on Environmental Risk Management for Insurers

The Monetary Authority of Singapore (MAS) has issued revised guidelines on environmental risk management for all insurers, with an addendum on transition planning effective March 5, 2026. These guidelines detail MAS' expectations for managing climate-related transition and physical risks.

MAS Proposed Guidelines on Third-Party Risk Management

The Monetary Authority of Singapore (MAS) has released proposed guidelines on Third-Party Risk Management for financial institutions. The consultation paper outlines supervisory expectations for the use of third-party services and is open for feedback until April 20, 2026.