ESMA Notifications of Compliance with Guidelines Overview Table
Summary
The European Securities and Markets Authority (ESMA) has published an overview table detailing notifications of compliance with its guidelines. This document serves as a reference for market participants regarding adherence to ESMA's technical standards and guidelines.
What changed
ESMA has released an overview table (Reference ESMA42-110-812) that consolidates notifications from entities regarding their compliance with ESMA's guidelines and technical standards. The document is presented as an Excel file and is intended to provide transparency on market adherence to regulatory expectations.
This notice is primarily informational for regulated entities and compliance officers. It does not impose new obligations but serves as a resource to understand the compliance landscape concerning ESMA's guidelines. No specific actions are required from regulated entities based solely on this overview table, but it may inform internal compliance reviews.
Source document (simplified)
Notifications of Compliance with Guidelines – Overview Table
Reference ESMA42-110-812 Section Guidelines and Technical standards Type Reference Main Document
Notifications of Compliance with Guidelines – Overview Table (EN)
Style ESMA document
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