State v. Martin - Alford Plea Acceptance Error
Summary
The Ohio Court of Appeals reversed a trial court's judgment, vacating a defendant's attempted murder conviction based on an improperly accepted Alford plea. The court found the trial court failed to establish a sufficient factual basis for the plea by not inquiring into the state's evidence or defense counsel's investigation.
What changed
The Ohio Court of Appeals, in State v. Martin, reversed a trial court's acceptance of an Alford plea for attempted murder. The appellate court determined that the trial court erred by failing to conduct a proper inquiry into the factual basis of the plea. Specifically, the court noted the trial court did not question the State's evidence supporting the charge, nor did it investigate defense counsel's due diligence in assessing the case or their recommendations to the appellant. The court concluded that without these inquiries, the plea could not be considered knowing, intelligent, and voluntary.
This ruling has significant implications for criminal defense attorneys and trial courts in Ohio. It reinforces the requirement for thorough factual basis hearings when accepting Alford pleas. Defense counsel must ensure they have adequately investigated the State's case and advised their clients, and trial courts must actively question both parties to establish a sufficient factual predicate before accepting such pleas. Failure to do so may result in the plea being vacated and the case being remanded for further proceedings, as occurred in this instance.
What to do next
- Review trial court procedures for accepting Alford pleas to ensure proper inquiry into factual basis.
- Ensure thorough investigation and client advisement when recommending Alford pleas.
- Consult legal counsel regarding potential challenges to existing Alford plea convictions if procedural errors are identified.
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March 20, 2026 Get Citation Alerts Download PDF Add Note
State v. Martin
Ohio Court of Appeals
- Citations: 2026 Ohio 954
- Docket Number: 2025-CA-35
Judges: Hanseman
Syllabus
The trial court erred in accepting appellant's Alford plea to attempted murder. The trial court did not inquire into the State's evidence supporting the charge. The trial court also did not inquire about defense counsel's investigation into the strength of the State's case or counsel's recommendations to appellant. The trial court received merely a recitation of appellant's indictment, which is not a sufficient factual basis for a defendant to enter an Alford plea. Absent a proper Alford plea hearing, appellant's plea was not knowing, intelligent, and voluntary. Appellant's plea vacated, trial court judgment reversed, and matter remanded.
Combined Opinion
[Cite as State v. Martin, 2026-Ohio-954.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CLARK COUNTY
STATE OF OHIO :
: C.A. No. 2025-CA-35
Appellee :
: Trial Court Case No. 25-CR-283
v. :
: (Criminal Appeal from Common Pleas
JOSHUA BRICE MARTIN : Court)
:
Appellant : FINAL JUDGMENT ENTRY &
: OPINION
...........
Pursuant to the opinion of this court rendered on March 20, 2026, the trial court’s
judgment is reversed, and the matter is remanded for further proceedings consistent with
the opinion.
Costs to be paid as stated in App.R. 24.
Pursuant to Ohio App.R. 30(A), the clerk of the court of appeals shall immediately
serve notice of this judgment upon all parties and make a note in the docket of the service.
Additionally, pursuant to App.R. 27, the clerk of the court of appeals shall send a certified
copy of this judgment, which constitutes a mandate, to the clerk of the trial court and note
the service on the appellate docket.
For the court,
ROBERT G. HANSEMAN, JUDGE
TUCKER, J., and HUFFMAN, J., concur.
OPINION
CLARK C.A. No. 2025-CA-35
LUCAS W. WILDER, Attorney for Appellant
JOHN M. LINTZ, Attorney for Appellee
HANSEMAN, J.
{¶ 1} Appellant Joshua B. Martin appeals his conviction of one count of attempted
murder, a felony of the first degree, which followed his Alford plea. Martin argues the trial
court erred in accepting his Alford plea because the trial court failed to inquire into the State’s
evidence or counsel’s investigation of the case and therefore did not have a sufficient factual
basis to conclude that Martin’s Alford plea was knowing, intelligent, and voluntary.
Additionally, Martin appeals the trial court’s denial of his pre-sentence motion to withdraw
his plea.
I. Facts and Course of Proceedings
{¶ 2} On March 27, 2023, Martin was indicted for murder, felonious assault, and
discharging a firearm on or near a prohibited premises for an alleged shooting that occurred
on July 24, 2021. Indictment, Clark C.P. No. 2023 CR 0183. Each count contained a firearm
specification that stated Martin committed the offense by discharging a firearm from a motor
vehicle. Id. The indictment did not name a victim or use initials in any of the charges. Id. At
arraignment, Martin entered a not guilty plea and was appointed counsel.
{¶ 3} On November 6, 2024, the State filed a bill of particulars that provided a more
factually detailed account of the State’s case. The bill of particulars stated:
On about July 24, 2021, officers were dispatched to the area of E Grand Ave
and Clifton Ave for reports of shots fired. Officers arrived and saw an individual
suffering a gunshot wound and a crashed vehicle. The individual was later
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identified as Brett Love. It was determined that Josh Martin was in the vehicle
and was giving chest compressions to Brett Love; however, [he] later left. As
the day progressed, Brett Love succumbed to his wound and was pronounced
deceased. Further investigation through eyewitness testimony, social media
data, and ballistic reports revealed that Josh Martin was inside the vehicle with
Brett Love and was shooting at another individual. That individual returned fire
and killed Brett Love.
{¶ 4} On November 27, 2024, Martin filed a notice of self-defense. In his notice,
Martin stated that Robert Gilbert was shooting at Martin’s car and fired shots into Martin’s
house, and that when Gilbert saw Love and Martin, Gilbert intended to kill them both.
Martin’s notice of self-defense indicated that he intended to call four witnesses at trial:
Rhonesia Martin, Brittany Johnson, Jocelyn Greene, and De’Aiyzia Carter.
{¶ 5} Martin’s jury trial was scheduled for April 15, 2025; however, seven days before
the trial, Martin was reindicted. Indictment, Clark C.P. No. 2025 CR 0283. The July 24, 2021
date of the offenses remained the same; but he was charged with the additional offenses of
attempted murder, felonious assault, and tampering with evidence. Id. Additional gun
specifications were added to the charges of attempted murder, felonious assault, and
murder. Id. The indictment again did not provide a name or use initials to identify a victim
associated with the charges. Id.
{¶ 6} At 9 a.m. on the morning of Martin’s jury trial on April 15, 2025, the trial court
was informed that a negotiated plea agreement had been reached and that Martin intended
to enter an Alford plea. Under the agreement, Martin would tender an Alford plea to
attempted murder, and in exchange, the State would dismiss the remaining counts and all
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gun specifications. There was no agreement regarding Martin’s sentence. Instead, the State
agreed to remain silent at sentencing.
{¶ 7} When the trial court asked Martin’s counsel if the State’s recitation of the plea
agreement was his understanding, Martin’s counsel stated “I want the Court to be aware
that Mr. Martin is not admitting that he did anything wrong here. He [is] just taking advantage
of what he believes to be a better deal in—a better deal tha[n] he would have by pleading
than going to trial.” Plea Hearing Tr. 4. Thereafter, the trial court provided the usual
advisements under Crim.R. 11 that accompany a guilty plea, but not the advisements
attendant to an Alford plea. Id.
{¶ 8} When the trial court asked the State to provide a factual statement on the record
supporting the charge of attempted murder, the State merely stated, “On July 24, 2021, the
Defendant was a passenger in a motor vehicle when he purposefully shot a firearm at Robert
Gilbert in an attempt to kill him. This all happened in the area of Grand Avenue and Clifton
Avenue in Clark County, Ohio.” Plea Hearing Tr. 20.
{¶ 9} After the State’s succinct recitation of the facts, the trial court failed to ask Martin
any questions. The trial court also did not discuss Martin’s self-defense claim. The trial court
did not ask the State to provide details of the evidence it had supporting the charge of
attempted murder, nor did it ask Martin’s counsel what he learned during his investigation of
the evidence in the case. Instead, the trial court stated, “The Court, after placing the
indictment on the record and hearing the facts that would support that, does find that there
is sufficient evidence for the conviction of attempted murder.” Id. at 20. The court ordered a
presentence investigation report and set the matter for sentencing on May 6, 2025.
{¶ 10} On May 5, 2025, the day before Martin’s sentencing hearing, Martin filed a
motion to withdraw his plea indicating that he had made a mistake in entering his Alford plea
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and that he wanted to have a jury trial on all charges. Prior to sentencing Martin on May 6,
2025, the trial court heard arguments from Martin’s counsel and the State regarding the
motion to withdraw the plea. The trial court overruled the motion.
{¶ 11} Prior to imposing sentence, the trial court allowed Martin’s counsel to present
evidence in mitigation. Martin’s counsel presented to the trial court evidence in the case,
including Defendant’s Exhibits A through S. Of note, according to the record, Martin was a
front seat passenger in a vehicle driven by Brett Love, the deceased. On July 24, 2021, Love
drove past Robert Gilbert and fired two shots out of the passenger side window of the
vehicle. As Martin and Love drove away, Gilbert fired eight shots at Love’s vehicle, with one
of the bullets penetrating the rear of the vehicle and going into the back of Love’s head. Five
witnesses who were interviewed by law enforcement did not indicate that Martin fired any
shots.
{¶ 12} After hearing approximately one hour of evidence in the case, the trial court
asked Martin if there was anything he would like to say prior to sentencing, to which Martin
responded that he was “truly innocent in this situation.” Sentencing Tr. 43. The court
sentenced Martin to an indefinite prison term of eight to twelve years. This appeal followed.
{¶ 13} Martin raises two assignments of error related to his Alford plea. However, as
set forth below, because we hold that Martin’s Alford plea was not knowing, intelligent, and
voluntary, we do not address the trial court’s denial of Martin’s pre-sentence motion to
withdraw his plea.
II. Martin’s Assignment of Error
{¶ 14} Martin’s first assignment of error states:
MARTIN DID NOT ENTER A KNOWING, INTELLIGENT, AND VOLUNTARY
ALFORD PLEA AND THE TRIAL COURT FAILED TO COMPLY WITH THE
5
CONSTITUTIONAL STANDARDS FOR ACCEPTING [MARTIN’S] ALFORD
PLEA.
{¶ 15} Martin argues the trial court erred by accepting his Alford plea because the
court failed to obtain a sufficient factual basis for the offense, and therefore, failed to weigh
whether the evidence was strong enough against Martin’s claim of innocence to determine
that Martin’s plea was knowing, intelligent, and voluntary.
III. Alford Plea and Its Requirements
{¶ 16} In North Carolina v. Alford, 400 U.S. 25 (1970), the United States Supreme
Court held that a defendant who maintains his innocence may, nevertheless, enter a plea to
an offense or offenses with which he is charged. The Court held that a defendant “may
voluntarily, knowingly, and understandingly consent to the imposition of a prison sentence
even if he is unwilling or unable to admit his participation in the acts constituting the crime”
when the “defendant intelligently concludes that his interests require entry of a guilty plea
and the record before the judge contains strong evidence of actual guilt.” Id. at 37.
{¶ 17} In discussing Alford, the Supreme Court of Ohio noted that a court “‘will accept
a plea of guilty, even though defendant accompanies his plea with a statement that he is not
guilty, on a determination that incriminatory evidence establishes such a high probability of
conviction as to satisfy the requirement that there be a “factual basis for the plea” before
judgment can be entered thereon.’” State v. Piacella, 27 Ohio St.2d 92, 94 fn. 1 (1971),
quoting Bruce v. United States, 379 F.2d 113, 119 (D.C.Cir. 1967).
{¶ 18} While the Supreme Court of Ohio did not discuss the heightened requirements
of a trial court when taking an Alford plea, the Court held “[w]here the record affirmatively
discloses that: (1) defendant’s guilty plea was not the result of coercion, deception or
intimidation; (2) counsel was present at the time of the plea; (3) counsel’s advice was
6
competent in light of the circumstances surrounding the indictment; (4) the plea was made
with the understanding of the nature of the charges; and, (5) defendant was motivated either
by a desire to seek a lesser penalty or a fear of the consequences of a jury trial, or both, the
guilty plea has been voluntarily and intelligently made.” Id. at paragraph one of the syllabus.
If the record of an Alford plea fails to include any one of these factors, the plea is involuntary
and will be vacated. State v. Padgett, 67 Ohio App.3d 332 (2d Dist. 1990).
{¶ 19} We have previously discussed a trial court’s duty in accepting an Alford plea,
stating “[b]ecause an Alford plea involves a rational calculation that is significantly different
from the calculation made by a defendant who admits he is guilty, the obligation of the trial
judge with respect to the taking of an Alford plea is correspondingly different. The trial judge
must ascertain that notwithstanding the defendant’s protestations of innocence, he has
made a rational calculation that it is in his best interest to accept the plea bargain offered by
the prosecutor.” Id. at 338.
{¶ 20} We explained that taking an Alford plea “requires more than a routine litany.”
Id. “This requires, at a minimum, inquiry of the defendant concerning his reasons for deciding
to plead guilty notwithstanding his protestations of innocence; it may require, in addition,
inquiry concerning the state’s evidence in order to determine that the likelihood of the
defendant’s being convicted of offenses of equal or greater magnitude than the offenses to
which he is pleading guilty is great enough to warrant an intelligent decision to plead guilty.”
{¶ 21} “‘Because of the importance of protecting the innocent and of insuring that
guilty pleas are a product of free and intelligent choice, various state and federal court
decisions properly caution that pleas coupled with claims of innocence should not be
accepted unless there is a factual basis for the plea, [citations omitted]; and until the judge
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taking the plea has inquired into and sought to resolve the conflict between the waiver of
trial and the claim of innocence.’” (Bracketed text in original.) Padgett, 67 Ohio App.3d at
338, quoting Alford, 400 U.S. at 38, fn. 10.
IV. Discussion
{¶ 22} As held by Alford, before accepting an Alford plea, a trial court, after a
presentation of facts, must make a determination that the record “contains strong evidence
of actual guilt” to safeguard a defendant’s constitutional right to enter a plea knowingly,
intelligently, and voluntarily. Alford, 400 U.S. at 37. In Alford, the defendant’s plea was
properly accepted by the trial court based on a sufficient factual basis for the plea:
The defendant in Alford was charged with first-degree murder, a capital
offense. The defendant entered a guilty plea to a reduced charge of murder in
the second degree, which involved a lesser penalty. The record showed that
defendant’s attorney had interviewed the witnesses whom defendant claimed
would substantiate his innocence, and each gave contradictory statements
that strongly indicated his guilt. Defendant’s attorney recommended the guilty
plea to the lesser offense, but left the decision to defendant. Before
defendant’s guilty plea was accepted by the court, the court heard the sworn
testimony of a police officer who summarized the State’s case, plus the
testimony of two other witnesses who stated that defendant had left home with
his gun after stating that he intended to kill the victim and returned later,
declaring that he had carried out the killing. Defendant took the stand, told his
version of the events that contradicted the State’s evidence, and stated “that
he was pleading guilty because he faced the threat of the death penalty if he
did not do so.” [Alford, 400 U.S. at 28.] He also stated that he relied on his
8
attorney’s recommendation in making the decision to plead guilty. And,
defendant filed a petition for post-conviction relief on which the trial court had
conducted an evidentiary hearing, after which the trial court denied the petition
on a finding that “the plea was ‘willingly, knowingly, and understandingly’ made
on the advice of competent counsel and in the face of a strong prosecution
case.” [Id. at 29.] Based on these factors, the Alford Court found that the
Defendant’s guilty plea was valid.
State v. Gossard, 2003-Ohio-3770, ¶ 9 (2d Dist.).
{¶ 23} We have applied and followed Alford on numerous occasions and affirmed a
trial court’s acceptance of an Alford plea when the trial court required a sufficient factual
basis to support the offense being pleaded to and determined that the defendant was making
his plea voluntarily, despite the defendant’s failure to admit guilt or continued affirmations of
being innocent. We have previously included a large portion of a trial court’s record in our
opinion “to exhibit a textbook example of how to conduct a plea hearing with an Alford
situation.” State v. Williams, 1993 WL 102632, *5 (2d Dist.). To summarize, in Williams, the
trial court required the prosecutor to explain the evidence he possessed that supported the
charge against the defendant. The prosecutor recited the witnesses who would testify and
the nature of their testimony, which included identification of a palm print and a fingerprint
found at the scene as the defendant’s. The trial court engaged in a lengthy dialogue with the
defendant, asking him if he had talked to his attorney about the risk of going to trial versus
entering a plea when he believed he did not commit the offense.
{¶ 24} We have similarly upheld a trial court’s determination that a defendant’s Alford
plea was voluntarily made after the trial court heard evidence from the prosecutor that
supported the charge against the defendant. State v. Adkins, 2015-Ohio-4605 (2d Dist.). In
9
that case, the trial court received summaries of the State’s case and witness testimony, and
it heard that the State had photographs and medical records of the victim documenting her
injuries. The trial court found that “the state had strong evidence indicating guilt and that
there was a [sufficient] factual basis for the plea.” Id. at ¶ 16.
{¶ 25} Likewise, we affirmed the voluntariness of an Alford plea when the trial court
noted that in taking an Alford plea,
it needed “to investigate the strength of the State’s case by having a case
detective * * * take the witness stand and, under oath, summarize the evidence
that was accumulated by the State,” to hear from defense counsel about what
he had done “to investigate the strength of the State’s case” and whether
counsel recommended the plea to [the defendant], and to hear from [the
defendant] himself about “why he want[ed] to enter into this plea agreement
and enter into the Alford plea of guilt.”
State v. Schalk, 2020-Ohio-3392, ¶ 6 (2d Dist.), quoting the trial court. The trial court heard
testimony from the detective assigned to the defendant’s case and sought from defense
counsel a detailed account of his investigation into the strength of the state’s case as well
as his legal recommendation to the defendant. Id. at ¶ 7-10, 12. The trial court also asked
the defendant to explain why he was entering his Alford plea. Id. at ¶ 13.
{¶ 26} By contrast, we have vacated Alford pleas as involuntarily made when trial
courts failed to inquire into the evidence supporting the charge. We have also found trial
courts deficient in accepting Alford pleas when they did not determine that the defendant’s
decision to plead was a rational calculation to plead notwithstanding the defendant’s
affirmations of being innocent. This court previously determined there was an insufficient
factual basis upon which the trial court could have accepted an Alford plea to rape when the
10
State’s recitation of evidence merely stated that the defendant had “licked (the victim’s)
vaginal area.” State v. Gossard, 2003-Ohio-3770, ¶ 14-15 (2d Dist.).
{¶ 27} In reversing the defendant’s Alford plea in Gossard, we stated that “the record
does not portray what, if anything, Gossard’s counsel did to investigate the strength of the
State’s case. The record does not reflect that Gossard’s attorney recommended the guilty
plea. The court heard no sworn testimony concerning the evidence against Gossard but
instead relied on a summary of evidence the prosecutor presented, which represented to
the court in general terms that Gossard had admitted his criminal conduct to investigating
officers. Gossard never stated or explained what his motivation was for entering the Alford
plea, instead giving only monosyllabic responses to the trial court’s leading questions on the
matter.” Id. at ¶ 10.
{¶ 28} Other courts have vacated Alford pleas when the trial court failed to adequately
determine that there was a sufficient factual basis to support the charge or charges
underlying the Alford pleas. See State v. Hughes, 2021-Ohio-111, ¶ 2 (4th Dist.) (“The
intelligence and voluntariness of an Alford plea must be established by evidence in the
record supporting guilt. Because of the complete absence of the basic facts surrounding the
charge, the trial court could not evaluate the intelligence and voluntariness of Hughes’s
decision to plead guilty notwithstanding his insistence of innocence. Because the record
does not disclose all of the required factors for finding Hughes voluntarily, knowingly, and
intelligently entered into the Alford plea, we sustain his assignment of error, vacate his plea,
and remand this case.”); State v. Timmons, 2019-Ohio-2723, ¶ 11 (7th Dist.) (“Because the
record does not support a finding that the trial court properly held a heightened Alford inquiry,
and because the state failed to provide background information as to the facts and evidence
11
of the case, we cannot find that Appellant entered into his Alford plea knowingly, intelligently,
and voluntarily.”).
{¶ 29} Turning to the record in this case, the trial court failed to require the state to
present a sufficient factual basis to support the charge of attempted murder. The plea
hearing transcript reveals that the state stated, “On July 24, 2021, the Defendant was a
passenger in a motor vehicle when he purposefully shot a firearm at Robert Gilbert in an
attempt to kill him. This all happened in the area of Grand Avenue and Clifton Avenue in
Clark County, Ohio.” Plea Hearing Tr. 20. The mere recitation of an indictment is insufficient
to establish an adequate factual basis to support a charge for the purposes of taking an
Alford plea. The trial court lacked a sufficient factual basis to accept Martin’s Alford plea to
attempted murder.
{¶ 30} The record in this case also reveals that the trial court failed to make any
inquiry into defense counsel’s investigation of the State’s evidence or to ask Martin specific
questions regarding his desire to plea as opposed to going to trial. The plea colloquy lacked
any dialogue with Martin or his counsel regarding the evidence to be presented at trial
regarding self-defense. Nor did the trial court discuss with Martin the State’s burden to prove
at trial that he did not act in self-defense. The trial court did not make any specific findings
that the state had strong evidence indicating guilt before accepting Martin’s Alford plea. As
a result, the trial court failed to adequately determine that Martin made a rational calculation
to submit a plea notwithstanding his belief that he is innocent of the charge.
{¶ 31} While the State urges this court to affirm Martin’s plea arguing that the record
shows the existence of all five factors set out by Piacella, we disagree. Because the trial
court failed to inquire into defense counsel’s investigation of the case or counsel’s
recommendations to Martin regarding his decision to plead versus going to trial on self-
12
defense—or any other defense theory—the record does not show that counsel’s advice was
competent in light of the circumstances surrounding the indictment or that Martin’s decision
to plea was made with the understanding of the nature of the charges. Although it might be
true that Martin was motivated to accept a lesser penalty by pleading instead of risking guilty
verdicts on all counts with accompanying firearm specifications, the record before us does
not clearly and unequivocally establish this. Adkins, 2015-Ohio-4605, at ¶ 13 (2d Dist.),
quoting Gossard, 2003-Ohio-3770, at ¶ 12 (2d Dist.) (“‘a Defendant’s decision to enter the
plea against his protestations of factual innocence [must be] clearly and unequivocally
supported by evidence that he exercised that calculus for the purpose of avoiding some
more onerous penalty that he risks by, instead, going to trial on the charges against him.’”).
{¶ 32} Accordingly, we cannot conclude on this record that Martin’s plea was
knowing, intelligent, and voluntary. We therefore sustain Martin’s first assignment of error.
Given that we have sustained Martin’s first assignment of error regarding his plea, we need
not address whether the trial court erred in overruling his pre-sentence motion to withdraw
his plea, and his second assignment of error is moot.
V. Conclusion
{¶ 33} Having sustained Martin’s first assignment of error, his plea is vacated, the trial
court’s judgment is reversed, and the matter is remanded for further proceedings.
.............
TUCKER, J., and HUFFMAN, J., concur.
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