PTAB Grants New Filing Date and Expunges Documents in IPR Proceeding
Summary
The USPTO Patent Trial and Appeal Board (PTAB) has accorded a new filing date of January 5, 2026, to a petition for inter partes review filed by Curium US LLC. This decision follows an updated mandatory notice identifying additional real parties in interest. Consequently, prior filings related to the original petition, including a request for discretionary denial, have been expunged.
What changed
The USPTO Director has issued an order according a new filing date of January 5, 2026, to an inter partes review (IPR) petition filed by Curium US LLC against Universität Heidelberg and The European Atomic Energy Community (EURATOM). This decision stems from Patent Owner's argument that the Petitioner failed to identify all real parties in interest (RPIs) in its initial filing. Although Petitioner initially disputed the RPI status, it subsequently filed an updated mandatory notice naming additional entities, including Curium US Holdings LLC and Curium Netherlands BV, to moot the issue. Citing precedential decisions like Corning Optical Communications RF, LLC v. PPC Broadband Inc., the Director determined that amending the RPI disclosures warrants according the petition a new filing date, aligning with statutory requirements.
As a result of the new filing date, all previous filings related to the original petition, including the Patent Owner's request for discretionary denial and the Petitioner's opposition, have been expunged. All future deadlines for this IPR proceeding will now be calculated from the new filing date of January 5, 2026. This action underscores the importance of accurate and complete RPI disclosures in PTAB proceedings and highlights the procedural consequences, including potential new filing dates and expungement of prior documents, for non-compliance.
What to do next
- Note that all future deadlines for IPR2025_01582 will be calculated from the new filing date of January 5, 2026.
- Ensure all real parties in interest are accurately identified in future PTAB filings.
Source document (simplified)
DirectorDiscretionaryDecision@uspto.gov Paper 11 571-272-7822 Date: February 25, 2026 UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE OFFICE OF THE UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR OF THE UNITED STATES PATENT AND TRADEMARK OFFICE CURIUM US LLC, Petitioner, v. UNIVERSITÄT HEIDELBERG AND THE EUROPEAN ATOMIC ENERGY COMMUNITY (EURATOM), REPRESENTED BY THE EUROPEAN COMMISSION, Patent Owner. Before JOHN A. SQUIRES, Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office. ORDER According the Petition a New Filing Date
Curium US LLC (“Petitioner”) filed a Petition on September 26, 2025, identifying only itself as the real party-in-interest. Paper 2 (“Pet.”), 5. On October 3, 2025, the Board issued a Notice of Filing Date Accorded. Paper 3. Universität Heidelberg and The European Atomic Energy Community (EURATOM) (collectively “Patent Owner”) thereafter filed a request for discretionary denial (Paper 5, “DD Req.”), and Petitioner filed an opposition (Paper 7, “DD Opp.”). Patent Owner argues that Petitioner “is owned and controlled by Curium US Holdings LLC and France-based Curium Pharma, all of which share offices at 111 Westport Plz. Dr., St. Louis, MO, and have an interest in the patented technology.” DD Req. 20 (citing Exs. 2035; 2036). Patent Owner concludes that Petitioner’s “parent companies direct and benefit from this Petition and should have been listed as RPIs [real parties in interest]. This justifies denial.” Id.; see 35 U.S.C. § 312(a)(2). Petitioner responds that it “does not believe Curium US Holdings LLC (or other entity) is an RPI.” DD Opp. 17; see also id. 18–19 (arguing that “Petitioner represents only its own interest in this IPR proceeding.”). Petitioner, however, submitted “an updated mandatory notice naming Curium US Holdings LLC and its direct parent, Curium Netherlands BV,” not because it agrees that the entities are RPIs, but “to moot this issue.” Id. at 17; see Paper 6 (Updated Mandatory Notice dated January 5, 2026). Petitioner argues that the updated mandatory notice fulfills the requirement to identify RPIs “before institution.” DD Opp. 17 (citing Director’s Memorandum dated October 28, 2025, designating precedential Corning Optical Communications RF, LLC v. PPC Broadband Inc., IPR2014-00440, Paper 68 (PTAB Aug. 18, 2015)).
As Corning Optical explains, “under 35 U.S.C. § 312(a)(2), we may consider a petition for inter partes review ‘only if . . . the petition identifies all real parties in interest.’” Corning Optical, Paper 68 at 23; see also 37 C.F.R. § 42.8 (requiring petitioners and patent owners to “[i]dentify each real party-in-interest for the party”). Under Corning Optical, “any Petition corrected to disclose additional RPIs must be given a new filing date.” Id. (citations omitted). Petitioner’s amendment of its RPI disclosures results in according the Petition a new filing date. Petitioner’s updated mandatory notice appears to meet the statutory requirement to name all RPIs. 35 U.S.C. § 312(a)(2). Further, unlike Corning Optical, according a new filing date to the Petition does not implicate a time-bar under 35 U.S.C. § 315(b) that requires terminating the proceeding. Corning Optical, Paper 68 at 25; see also Yangtze Memory Techs. Co. v. Micron Tech., Inc., IPR2025-00098, Paper 38 at 8 (Director January 15, 2026) (informative). Thus, the Petition shall be accorded a new filing date of January 5, 2026—the filing date of Petitioner’s updated mandatory notice. See Corning Optical, Paper 68 at 24 (citing 37 C.F.R. § 42.106(b)). In view of the new filing date accorded, Patent Owner’s Brief Requesting Discretionary Denial of Institution (Paper 5), Petitioner’s Opposition to Patent Owner’s discretionary denial brief (Paper 7), and Patent Owner’s Preliminary Response (Paper 8), and all accompanying exhibits, will be expunged. All future deadlines for this proceeding will be based on the new filing date accorded.
In consideration of the foregoing, it is: ORDERED that the Petition for inter partes review has been accorded the filing date of January 5, 2026; and FURTHER ORDERED that the Patent Owner’s Brief Requesting Discretionary Denial of Institution (Paper 5), Petitioner’s Opposition to Patent Owner’s discretionary denial brief (Paper 7), and Patent Owner’s Preliminary Response (Paper 8), and all accompanying exhibits, shall be expunged from the record.
FOR PETITIONER: James Murphy Patrick Muffo POLSINELLI PC jpmurphy@polsinelli.com pmuffo@polsinelli.com FOR PATENT OWNER: S. Art Hasan Daniell L. Herritt Evan E. Boetticher WOMBLE BOND DICKINSON (US) LLP Art.Hasan@wbd-us.com Danielle.Herritt@wbd-us.com Evan.Boetticher@wbd-us.com
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