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Court of Appeal Clarifies Mazur Ruling After Law Society Challenge

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Summary

The Court of Appeal made small amendments to its Mazur ruling on 22 April 2026 to clarify that law firms are not at risk of committing a criminal offence through inadequate supervision of unauthorised persons. The Law Society had sought a declaration that inadequate supervision could constitute the criminal offence of carrying on the conduct of litigation under the Legal Services Act 2007, but the Court disagreed with this analysis and confirmed supervision is a matter for regulators, not courts. The Law Society stated it will review and amend its practice note to ensure consistency with the clarified ruling.

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The Inner Temple Library is one of the four Inns of Court library services in London. Their Current Awareness blog is staffed by professional law librarians who scan the day's English legal news, court judgments, regulatory updates, parliamentary questions, and academic commentary, and post short summaries with links to the source. Around 185 posts a month. The blog has been the standard daily-read for English barristers, solicitors, and law librarians for over a decade because of the editorial filtering: the librarians read more than any practitioner could, and they post only what matters. Watch this if you practice English law, manage a UK firm's research team, or want a curated daily feed of UK legal and regulatory news.

What changed

The Court of Appeal amended its Mazur judgment on 22 April 2026 to remove any ambiguity about the criminal consequences of inadequate supervision of unauthorised persons. The original ruling had been interpreted by the Law Society as meaning that firms or solicitors could commit the criminal offence of conducting litigation without adequate supervision. The Court confirmed it disagreed with this analysis and made small changes to the judgment to clarify that criminal liability requires more than inadequate supervision.

Legal professionals and law firms should note that supervision remains a regulatory matter for the SRA and other approved regulators, not a matter for criminal prosecution based solely on adequacy. The Law Society will need to amend its practice guidance to reflect this clarification. Firms should review their supervision arrangements against regulatory standards but need not fear criminal liability absent evidence of conduct outside the scope of authorisation.

Archived snapshot

Apr 24, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Exclusive: CA clarifies Mazur ruling after Law Society application

23 April 2026 Posted by Neil Rose

Miller: Law Society will have to change its guidance

The Court of Appeal has made amendments to its Mazur ruling to make clear that law firms are not at risk of committing a criminal offence through inadequate supervision of unauthorised persons.

We reported yesterday that the Law Society had decided not to appeal last month’s decision but we were wrong to declare that the drama was over.

It has now emerged that earlier this week it sought a declaration from the Court of Appeal on its description of how the decision should be interpreted.

This followed publication last week of the Law Society’s updated guidance on the conduct of litigation.

As explained today in an article for Legal Futures by Iain Miller, who represented CILEX pro bono in successfully bringing the appeal, the issue concerned the section of the guidance on the consequences of breach.

The Legal Services Act 2007 makes it a criminal offence to carry on the conduct of litigation by a person not entitled to do so or, even if authorised, through an employee or manager who is not.

The guidance quoted the comments of Lady Justice Andrew in Mazur, who said that if the litigation “is not being conducted by the unauthorised person for and on behalf of the authorised individual, they will be committing an offence”.

The guidance went on: “This means that the non-authorised individual themselves and/or their employer/firm may be liable where: there is no authorised individual involved at all in the tasks, these have not been appropriately delegated and supervised, or the non-authorised individual has acted outside the scope of their delegated authority.

“Breach could result in imprisonment or a fine, or both. This may also amount to contempt of court.”

According to Mr Miller, early this week the Law Society sought a declaration from the Court of Appeal which would affirm this interpretation of the judgment, “meaning that, in effect, a firm or solicitor could commit the criminal offence of carrying on the conduct of litigation by not having adequate supervision”.

He said he and many of the other parties disagreed and considered the Law Society’s guidance wrong in so far as it sought to conflate adequate supervision with the criminal offence.

Mr Miller continued: “Throughout the hearing, the Court of Appeal had been keen to avoid circumstances such as those the Law Society was now presenting as a consequence of the judgment, whereby satellite litigation may arise on the question of whether, for example, the supervision of a paralegal was ‘adequate’ with reference to regulatory rules and guidance.

“On 22 April, the Court of Appeal confirmed that it also disagreed with the analysis presented by the Law Society. It has now made small changes to the judgment to remove any ambiguity.”

The general editor of the textbook Cordery on Legal Services, Mr Miller pointed out that supervision was “classically a matter for the regulators, not the courts”, meaning it would be “odd” if the court intended that the effectiveness of supervision was determinative either in a criminal prosecution or a costs challenge.

“No doubt the Law Society will now need to amend its guidance,” he concluded.

A Law Society spokeswoman said: “The Law Society has received an amended judgment from the Court of Appeal and we will review our practice note to ensure it is consistent and provides as much clarity to the profession as possible.”

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Last updated

Classification

Agency
Legal Futures
Published
April 23rd, 2026
Instrument
Notice
Branch
Judicial
Legal weight
Non-binding
Stage
Final
Change scope
Minor
Document ID
Legal Services Act 2007

Who this affects

Applies to
Legal professionals Law enforcement Government agencies
Industry sector
5411 Legal Services
Activity scope
Court ruling Legal supervision standards Regulatory guidance
Geographic scope
United Kingdom GB

Taxonomy

Primary area
Judicial Administration
Operational domain
Legal
Topics
Employment & Labor Legal Services Regulation

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