Securities & Markets

SEC Grants Sharing Economy International Inc. Extension of Time

The SEC has granted Sharing Economy International Inc. an extension to respond to a show cause order regarding a motion for summary disposition. The company must now file its response by February 19, 2026, to avoid potential default and revocation of its securities registration.

SEC Dismisses Proceeding Against Epic Capital Wealth Advisors

The SEC has dismissed its proceeding against Epic Capital Wealth Advisors, LLC, and granted its application for registration as an investment adviser. The Division of Enforcement had sought to deny the application based on allegations concerning the conduct of its president, David M. Anthony.

SEC Initial Decision on Nano Magic Inc. EAJA Application

The SEC's Chief Administrative Law Judge denied Nano Magic Inc.'s application for attorney fees and costs under the Equal Access to Justice Act. The decision found that a proceeding to terminate a trading suspension is not an adversary adjudication under the Administrative Procedure Act, making the company ineligible for recovery.

SEC Suspends American CryptoFed DAO LLC Registration Statement

The SEC has suspended the effectiveness of American CryptoFed DAO LLC's registration statement via an Initial Decision. This stop order action stems from the omission of required information, including audited financial statements, and misleading statements within the filing.

SEC v. Horter Investment Management, LLC - Initial Decision

The SEC issued an Initial Decision censuring Horter Investment Management, LLC and imposing a supervisory collateral bar on Drew K. Horter. The decision also orders civil penalties of $250,000 against Horter Investment and $125,000 against Drew K. Horter.

SEC Initial Decision on Remand: Epic Capital Wealth Advisors, LLC

The SEC issued an initial decision on remand concerning the registration application of Epic Capital Wealth Advisors, LLC. The decision addresses whether the firm meets the requirements for registration as an investment adviser and is not prohibited from registering under Section 203A of the Investment Advisers Act of 1940.

SEC Postpones Hearing for Horizon Thread Registration Statement

The SEC has postponed a hearing for Horizon Thread (PTY) Ltd's registration statement by 60 days. This postponement allows the company to amend its statement to cure deficiencies. A joint status update is required by February 9, 2026.

SEC Postpones Horizon Thread Registration Statement Deadline

The SEC has granted a 60-day postponement of deadlines in the administrative proceeding against Horizon Thread (PTY) Ltd. This allows the company additional time to cure deficiencies in its amended registration statement. The next status update is due April 13, 2026.

SEC Postpones Horizon Thread Hearing to December 15

The SEC has postponed the administrative hearing for Horizon Thread (PTY) Ltd from November 25, 2025, to December 15, 2025. This postponement is due to the Division of Enforcement's inability to serve the order instituting proceedings on the respondent.

SEC Redesignates Judge for Epic Capital Wealth Advisors Proceeding

The SEC has redesignated the presiding judge for the administrative proceeding against Epic Capital Wealth Advisors, LLC. The new judge has ordered parties to file opening briefs by December 15, 2025, addressing specific requirements for investment adviser registration.