Banking & Finance

Delay of AML/CTF Program and SAR Filing Requirements for Investment Advisers

The Financial Crimes Enforcement Network (FinCEN) is delaying the effective date for Anti-Money Laundering/Countering the Financing of Terrorism (AML/CTF) program and Suspicious Activity Report (SAR) filing requirements for registered investment advisers and exempt reporting advisers. The new effective date is January 1, 2028.

Geographic Targeting Order: Minnesota Financial Institutions Recordkeeping

The Financial Crimes Enforcement Network (FinCEN) has issued a Geographic Targeting Order (GTO) imposing specific recordkeeping and reporting requirements on certain financial institutions in Minnesota. This rule aims to combat illicit financial activities by enhancing transaction monitoring and reporting.

Data Collection on US Repurchase Agreement Market Transactions

The Office of Financial Research has proposed a new rule to collect data on centrally cleared transactions in the U.S. repurchase agreement market. The comment period for this proposed rule closes on September 10, 2018.

Treasury Department Supplemental Ethical Conduct Standards

The Department of the Treasury has published supplemental standards for ethical conduct for its employees. These standards aim to clarify and reinforce ethical obligations for individuals working within the department.

Data Collection of Centrally Cleared Transactions in Repurchase Agreement Market

The Office of Financial Research issued a final rule to establish ongoing data collection for centrally cleared transactions in the U.S. repurchase agreement market. This rule aims to enhance market transparency and systemic risk monitoring. The effective date for this rule is April 22, 2019.

Data Collection on U.S. Repurchase Agreement Market Transactions

The Office of Financial Research is implementing a new rule requiring ongoing data collection for non-centrally cleared bilateral transactions in the U.S. repurchase agreement market. This rule aims to enhance market transparency and data availability for regulatory oversight.

Data Collection on Non-Centrally Cleared Bilateral Repurchase Agreement Transactions

The Office of Financial Research is implementing a new rule for the ongoing data collection of non-centrally cleared bilateral transactions in the U.S. repurchase agreement market. This rule establishes a framework for collecting specific transaction data to enhance market transparency and stability.

Financial Crisis Inquiry Commission Public Hearing Notice

The Financial Crisis Inquiry Commission has issued a notice for a public hearing. The notice provides details regarding the date, time, and location of the upcoming hearing, which is intended to gather information related to the financial crisis.

Financial Crisis Inquiry Commission Public Hearing Notice

The Financial Crisis Inquiry Commission has issued a notice for a public hearing. The hearing is scheduled for September 1 and 2, 2010, to gather information related to the financial crisis.

Financial Crisis Inquiry Commission Open Meeting Notice

The Financial Crisis Inquiry Commission has issued a notice for an open meeting. The meeting is scheduled to take place on January 13 and 14, 2010. This notice provides information regarding the date, time, and nature of the public meeting.