Form PF Amendments for Investment Advisers Proposed
Summary
The Commodity Futures Trading Commission and the Securities and Exchange Commission are jointly proposing amendments to Form PF, the confidential reporting form for SEC-registered investment advisers to private funds, including those also registered with the CFTC as commodity pool operators or commodity trading advisors. The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions designed to eliminate certain burdens. Public comments are due 60 days after publication in the Federal Register.
“The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions.”
What changed
The SEC and CFTC are jointly proposing amendments to Form PF that would eliminate certain filing and reporting obligations, streamline requirements, and make corrections and other revisions for SEC-registered investment advisers to private funds. The proposal is designed to eliminate certain burdens on advisers, including those also registered with the CFTC as commodity pool operators or commodity trading advisors.
Investment advisers to private funds should monitor this proposal during the comment period, as changes could affect filing frequency, reporting scope, and internal compliance procedures for Form PF submissions.
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Apr 22, 2026GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.
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Proposed Rule
Form PF; Reporting Requirements for All Filers
Public Comments
Submit a Comment on S7-2026-13
Overview
The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC”) (collectively, “we” or the “Commissions”) are proposing to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a “CPO”) or a commodity trading advisor (a “CTA”). The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to eliminate certain burdens, among other things.
Last Reviewed or Updated: April 20, 2026
Resources
Proposed Rule: SEC Issued Version (pdf 2.79 MB) Fact Sheet
Details
Public Comments Due 60 days after publication in the Federal Register
File Number S7-2026-13 Rule Type Proposed Release Number IA-6959 SEC Issue Date
April 20, 2026
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