Changeflow GovPing Banking & Finance SEC Closed Meeting, April 30, 2026
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SEC Closed Meeting, April 30, 2026

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Summary

The SEC has scheduled a closed meeting for 2:00 p.m. on Thursday, April 30, 2026, to be held via remote means and at Commission headquarters, 100 F Street, NE, Washington, DC 20549. The General Counsel certified that exemptions under 5 U.S.C. 552b and 17 CFR 200.402 permit the closed meeting. Matters to be considered include institution and settlement of injunctive actions, institution and settlement of administrative proceedings, resolution of litigation claims, and other matters relating to examinations and enforcement proceedings.

“The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting.”

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What changed

The SEC has published formal notice of a closed meeting scheduled for April 30, 2026 at 2:00 p.m. Eastern Time. The meeting will address institution and settlement of injunctive actions, administrative proceedings, litigation claims, and enforcement-related examination matters. The General Counsel certified that the meeting qualifies for closure under specific exemptions of the Government in the Sunshine Act (5 U.S.C. 552b) and Commission regulations (17 CFR 200.402).

Securities industry participants should be aware that this closed meeting may result in enforcement actions, administrative proceedings, or litigation settlements involving registered entities. While the specific matters under consideration are not disclosed, the meeting scope covers the full range of SEC enforcement and adjudicatory activity. Any entity subject to current SEC investigations or proceedings should anticipate potential resolution activity following this meeting.

Meeting

Date
2026-04-30 at 14:00
Location
100 F Street, NE, Washington, DC 20549 and Virtual

Archived snapshot

Apr 28, 2026

GovPing captured this document from the original source. If the source has since changed or been removed, this is the text as it existed at that time.

Content

TIME AND DATE:

2:00 p.m. on Thursday, April 30, 2026.

PLACE:

The meeting will be held via remote means and at the Commission's headquarters, 100 F Street, NE, Washington, DC 20549.

STATUS:

This meeting will be closed to the public.

MATTERS TO BE CONSIDERED:

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed
meeting. Certain staff members who have an interest in the matters also may be present.

In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time,
date, and/or place of the meeting will be posted on the Commission's website at https://www.sec.gov.

The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions
set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8),
(a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting.

The subject matter of the closed meeting will consist of the following topics:

Institution and settlement of injunctive actions;

Institution and settlement of administrative proceedings;

Resolution of litigation claims; and

Other matters relating to examinations and enforcement proceedings.

At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist
of adjudicatory, examination, litigation, or regulatory matters.

CONTACT PERSON FOR MORE INFORMATION:

For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551-5400.

Authority: 5 U.S.C. 552b.

Dated: April 23, 2026. Vanessa A. Countryman, Secretary. [FR Doc. 2026-08147 Filed 4-23-26; 4:15 pm] BILLING CODE 8011-01-P

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CFR references

17 CFR 200.402

Citations

5 U.S.C. 552b Government in the Sunshine Act exemptions for closed meetings
17 CFR 200.402 Commission regulations governing closed meetings

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Last updated

Classification

Agency
SEC
Published
April 23rd, 2026
Instrument
Notice
Branch
Executive
Legal weight
Non-binding
Stage
Final
Change scope
Minor
Docket
SEC-2026-2582-0001

Who this affects

Applies to
Broker-dealers Public companies Investors
Industry sector
5231 Securities & Investments
Activity scope
Enforcement proceedings Administrative actions Litigation
Geographic scope
United States US

Taxonomy

Primary area
Securities
Operational domain
Regulatory Affairs
Topics
Enforcement Corporate Governance Anti-Money Laundering

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