SEC Administrative Proceedings
Thursday, February 26, 2026
SEC Bars Ejiro Ode Okuma for Fraud and Misappropriation
The SEC has barred Ejiro Ode Okuma from associating with any regulated entity following findings of fraud and misappropriation of over $9 million from a client. A final judgment was entered against Okuma, permanently enjoining him from future violations of securities laws.
Urgent
Enforcement
Securities
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