OSC Investor Warnings: FINAD-AI, Prime Wealth, dexfinexpro

Ontario Securities Commission News

Published March 17th, 2026

Detected March 17th, 2026

Summary

The Ontario Securities Commission (OSC) has issued a warning to investors regarding three unregistered companies: FINAD-AI, Prime Wealth, and dexfinexpro. These entities are not registered to deal or advise in securities in Ontario, posing a potential risk to investors.

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What changed

The Ontario Securities Commission (OSC) has issued an investor warning alert identifying FINAD-AI, Prime Wealth, and dexfinexpro as companies not registered to deal or advise in securities in Ontario. This notice serves to inform the public and potentially affected parties about these unregistered entities, which may pose a risk to investors. The OSC maintains a warning list of such companies and urges investors to verify registration before engaging in any investment activities.

Regulated entities and compliance officers should be aware of these warnings and ensure that any interactions or business dealings with these entities are conducted in compliance with securities regulations. Investors are advised to contact the OSC if they have been approached by these or any other unregistered firms. The OSC emphasizes the importance of checking registration status through their website to prevent fraudulent or improper practices and to foster confidence in capital markets.

What to do next

Review internal lists for any association with FINAD-AI, Prime Wealth, or dexfinexpro.
Ensure all client onboarding and due diligence processes include verification of registration with the OSC.
Report any suspicious approaches or activities related to unregistered entities to the OSC.

Source document (simplified)

OSC investor warnings and alerts for February 24 – March 17, 2026

OSC Enforcement

March 17, 2026

For Immediate Release

TORONTO – The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:

FINAD-AI
Prime Wealth
dexfinexpro (new website variant: Dex Finex) At the OSC, we issue investor warnings and alerts about possible harmful or illegal activity in progress, and maintain a warning list of companies or individuals performing activities that may pose a risk to investors.

A full list of OSC investor warnings and alerts is available on the OSC’s website. Investors can sign up for email notifications when new warnings and alerts are issued and can follow the OSC’s X feed at @OSC_News.

Ontarians who have been approached by any of the individuals or firms listed above, or any other unregistered company or individual, are advised to contact the OSC Contact Centre at 1-877-785-1555 or via email at [email protected].

Always check the registration of any person or business trying to sell you an investment or give you investment advice. This can be done by visiting the Check Before You Invest or the Crypto businesses pages on the OSC website.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at https://www.osc.ca.

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