sec

SEC Suspends JM Group Limited Trading Due to Manipulation

The SEC has suspended trading in JM Group Limited securities due to potential market manipulation. The suspension is in effect for two weeks, from January 15 to January 29, 2026, to protect investors.

SEC Suspends Trading of TechCreate Group Ltd. Securities

The SEC has suspended trading of TechCreate Group Ltd. securities due to potential manipulation through social media recommendations. The suspension is effective for a 24-hour period starting February 2, 2026, to protect investors.

SEC Suspends Trading of MaxsMaking Inc. Securities

The SEC has suspended trading of MaxsMaking Inc. (MAMK) securities on the Nasdaq Capital Market. The suspension is due to potential manipulation designed to artificially inflate the stock price and trading volume. Trading is suspended from November 17, 2025, through December 1, 2025.

SEC Grants Sharing Economy International Inc. Extension of Time

The SEC has granted Sharing Economy International Inc. an extension to respond to a show cause order regarding a motion for summary disposition. The company must now file its response by February 19, 2026, to avoid potential default and revocation of its securities registration.

SEC Order to Show Cause for Huaizhong Health Group

The SEC issued an order to show cause against Huaizhong Health Group, Inc. for failing to respond to an earlier order instituting proceedings. The company must respond by February 25, 2026, or face potential revocation of its securities registration.

SEC Issues Order to Show Cause Against The Healing Company Inc.

The SEC issued an order to show cause against The Healing Company Inc. for failing to file an answer to an earlier order instituting proceedings. The company must respond by February 26, 2026, or face potential revocation of its registered securities.

SEC v. Horter Investment Management, LLC - Initial Decision

The SEC issued an Initial Decision censuring Horter Investment Management, LLC and imposing a supervisory collateral bar on Drew K. Horter. The decision also orders civil penalties of $250,000 against Horter Investment and $125,000 against Drew K. Horter.

SEC Suspends American CryptoFed DAO LLC Registration Statement

The SEC has suspended the effectiveness of American CryptoFed DAO LLC's registration statement via an Initial Decision. This stop order action stems from the omission of required information, including audited financial statements, and misleading statements within the filing.

SEC Initial Decision on Remand: Epic Capital Wealth Advisors, LLC

The SEC issued an initial decision on remand concerning the registration application of Epic Capital Wealth Advisors, LLC. The decision addresses whether the firm meets the requirements for registration as an investment adviser and is not prohibited from registering under Section 203A of the Investment Advisers Act of 1940.

SEC Initial Decision on Nano Magic Inc. EAJA Application

The SEC's Chief Administrative Law Judge denied Nano Magic Inc.'s application for attorney fees and costs under the Equal Access to Justice Act. The decision found that a proceeding to terminate a trading suspension is not an adversary adjudication under the Administrative Procedure Act, making the company ineligible for recovery.