SEC

SEC Proposes Rule Change for NYSE American Options Trading

The SEC is seeking public comment on a proposed rule change by NYSE American LLC to facilitate the transfer and trading of options based on the MSCI EAFE Index and MSCI Emerging Markets Index. This proposal aims to align NYSE American's rules with those of CBOE for these specific index options.

SEC Proposes Extension of Information Collection for Going Private Transactions

The SEC has submitted a request to the Office of Management and Budget (OMB) for the extension of an existing information collection (OMB Control No. 3235-0007) related to Rule 13e-3 and Schedule 13E-3 concerning going private transactions. The agency is also requesting that this collection be designated as a 'common form'.

SEC Proposes Rule Changes for Cboe Exchange Bitcoin and Ethereum ETF Options

The SEC is seeking public comment on a proposed rule change by Cboe Exchange, Inc. to amend rules regarding options on Bitcoin and Ethereum Exchange-Traded Funds. The proposed changes affect criteria for underlying securities, FLEX option classes, and position/exercise limits.

Proposed Rule Changes for NYSE Arca, Inc.

The SEC has received a proposed rule change from NYSE Arca, Inc. This filing initiates a public comment period for the proposed changes to the exchange's rules. Interested parties are invited to submit their views on the proposal.

SEC No-Action Letter: MegPrime Holding LLC Token Offering

The SEC's Division of Corporation Finance issued a no-action letter to MegPrime Holding LLC regarding its token offering. The Division stated it would not recommend enforcement action if MegPrime proceeds with the offering as described, without registration under the Securities Act or Exchange Act.

SEC No-Action Letter for Fuse Crypto Limited

The SEC's Division of Corporation Finance issued a no-action letter to Fuse Crypto Limited, stating it will not recommend enforcement action if Fuse offers and sells its Tokens without registration under the Securities Act and Exchange Act. This guidance is based on the specific facts presented in Fuse's request.

SEC No-Action Letter: DoubleZero Programmatic Transfers

The SEC's Division of Corporation Finance issued a no-action letter to DoubleZero regarding Programmatic Transfers. The Division will not recommend enforcement action if these transfers are conducted as described, meaning they will not require registration under the Securities Act or Exchange Act.

SEC Grants DigitalBridge Waiver of Ineligible Issuer Status

The SEC's Division of Corporation Finance granted DigitalBridge Group, Inc. a waiver from being considered an "ineligible issuer" under Rule 405 of the Securities Act of 1933. This waiver is due to a prior Commission order against its subsidiary, Colony Capital Investment Advisors, LLC.

SEC - Archer-Daniels-Midland Co. Waiver Request for Ineligible Issuer Status

The SEC is considering a waiver request from Archer-Daniels-Midland Co. (ADM) to maintain its Well-Known Seasoned Issuer (WKSI) status, despite a recent settlement for violations of securities laws. ADM seeks to avoid being classified as an 'ineligible issuer' for three years following the settlement.

SEC Grants Capitolis Relief from Audited Financial Filing

The SEC's Division of Trading and Markets will not recommend enforcement action if Capitolis Global Broker Dealer LLC does not file its audited annual financial statements for the fiscal year ending January 31, 2026. This relief is contingent on the firm's audited financial reports for the subsequent fiscal year covering the entire period since its registration.