SEC Adopts HFIA Act Disclosure Rules for Foreign Issuers
The Securities and Exchange Commission (SEC) has adopted new rules under the Holding Foreign Insiders Accountable (HFIA) Act. These rules require public companies to disclose information regarding foreign issuers, aiming to enhance transparency and accountability. The rules become effective on March 18, 2026.
Priority review
Rule
Securities
SEC Sanctions Carole Liston for Investor Fund Misuse
The SEC has sanctioned Carole A. Liston for misusing investor funds, raising at least $5.7 million from approximately 200 investors nationwide. The sanctions follow a civil judgment permanently enjoining Liston from future violations of securities laws.
Urgent
Enforcement
Securities