State of New Jersey v. Joshua Simmons - Appellate Division Opinion
Summary
The New Jersey Superior Court Appellate Division vacated orders compelling the production of a crime victim's mental health records. The court found the lower court abused its discretion by not notifying the victim and by making findings without reviewing the records. The case involves multiple indictments against Joshua Simmons.
What changed
The New Jersey Superior Court Appellate Division vacated orders that compelled the production of mental-health and psychiatric records of an alleged crime victim, A.L., for an in camera review. The appellate court determined that the trial court abused its discretion by granting the motion without providing notice to A.L. and by making factual findings based on representations of a document not seen or in evidence. The defendant, Joshua Simmons, faces charges across three indictments stemming from alleged incidents involving A.L., including robbery and assault.
This decision has significant implications for discovery procedures in cases involving sensitive victim records. Compliance officers and legal professionals should note the heightened procedural requirements for compelling such records, emphasizing the need for proper notice to the affected individual and judicial review of the actual documents. Failure to adhere to these standards could lead to the vacating of discovery orders, as seen in this case, potentially impacting case progression and outcomes. The case is remanded for further proceedings consistent with the appellate court's ruling.
What to do next
- Review procedures for compelling victim mental health records to ensure compliance with notice and in camera review requirements.
- Ensure all relevant documents are presented to the court for review before factual findings are made.
- Consult with legal counsel regarding discovery disputes involving sensitive victim information.
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March 10, 2026 Get Citation Alerts Download PDF Add Note
State of New Jersey v. Joshua Simmons
New Jersey Superior Court Appellate Division
- Citations: None known
- Docket Number: A-3980-24
Precedential Status: Non-Precedential
Combined Opinion
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited . R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3980-24
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JOSHUA SIMMONS,
Defendant-Respondent.
Argued February 25, 2026 – Decided March 10, 2026
Before Judges Gummer and Paganelli.
On appeal from the interlocutory orders of the Superior
Court of New Jersey, Law Division, Hudson County,
Indictment Nos. 24-01-0099, 24-05-0675 and 24-07-
0886.
Colleen Kristan Signorelli, Assistant Prosecutor,
argued the cause for appellant (Wayne Mello, Hudson
County Prosecutor, attorney; Colleen Kristan
Signorelli, on the brief).
Peter T. Blum, Assistant Deputy Public Defender,
argued the cause for respondent (Jennifer N. Sellitti,
Public Defender, attorney; Peter T. Blum, on the brief).
PER CURIAM
On leave granted, the State appeals from orders granting defendant Joshua
Simmons's motion to compel production of the mental-health and psychiatric
records of A.L., an alleged crime victim, and requiring the production of those
records for an in camera review.1 We vacate the orders and remand for further
proceedings because the court abused its discretion by granting the motion even
though A.L. had not received notice of it and by making factual findings based
representations about a document it had not seen and was not in evidence.
Defendant has been charged with crimes in three indictments based on
three separate alleged incidents involving A.L.
On May 22, 2024, a grand jury returned Indictment No. 24-05-0675,
charging defendant with: second-degree unlawful possession of a handgun
without a permit, N.J.S.A. 2C:39-5(b)(1); second-degree possession of a
handgun for an unlawful purpose, N.J.S.A. 2C:39-4(a)(1); second-degree
robbery, N.J.S.A. 2C:15-1(a)(1); third-degree aggravated assault with a deadly
weapon, N.J.S.A. 2C:12-1(b)(2); and fourth-degree contempt of a domestic-
1
We use initials to reference the alleged victim because of the confidential
nature of the allegations and information contained purported mental-health and
psychiatric records at issue. See R. 1:38-3(a)(2) (deeming confidential medical
and psychiatric records) and R. 1:38-3(c)(12) (excluding from public access the
names of alleged victims of domestic violence).
A-3980-24
2
violence order, N.J.S.A. 2C:29-9(b)(1). Those charges were based on an
incident that occurred on January 6, 2023, when, according to A.L., defendant
assaulted her with a handgun.
On July 2, 2024, a grand jury returned Indictment No. 24-07-0886,
charging defendant with: third-degree criminal mischief, N.J.S.A. 2C:17-
3(a)(1); third-degree theft, N.J.S.A. 2C:20-3(a); and fourth-degree contempt of
a domestic-violence order, N.J.S.A. 2C:29-9(b)(1), N.J.S.A. 2C:29-9(b)(1).
Those charges are based on a March 20, 2023 report A.L. made to police,
alleging defendant had ransacked her apartment, had caused property damage,
and had stolen approximately $5,000 worth of clothing and sneakers.
On January 24, 2024, a grand jury returned Indictment No. 24-01-0099,
charging defendant with: first-degree attempted murder, N.J.S.A. 2C:11-3(a)(1)
and N.J.S.A. 2C:5-1(a)(1); second-degree aggravated assault causing serious
bodily injury, N.J.S.A. 2C:12-1(b)(1); third-degree possession of a weapon for
an unlawful purpose, N.J.S.A. 2C:39-4(d); and fourth-degree unlawful
possession of a weapon, N.J.S.A. 2C:39-5(d). Those charges were based on an
incident that occurred on June 23, 2023.
According to the State, on the morning of June 23, 2023, a witness called
9-1-1 and reported A.L. had been stabbed. The witness stated she had observed
A-3980-24
3
defendant, who was identified as A.L.'s former boyfriend and the father of her
child, thrust a knife into A.L.'s midsection while A.L. was on the kitchen floor
of her apartment. Responding police officers found A.L. bleeding and in critical
condition. A.L. was transported to a hospital for treatment. While she was in
the hospital, A.L. was shown a picture of defendant and identified him as the
assailant. According to defendant, police had responded to a report made by
A.L. that defendant had stabbed her with a knife.
On April 28, 2025, defendant moved to compel discovery of A.L.'s
"mental health/psychiatric records." Defendant moved under all three
indictments, contending they were "all based upon statements from" A.L.
Defendant asserted he was entitled to discovery of the records based on
information purportedly contained in a 2018 supplemental report prepared by an
officer with the county prosecutor's office. According to defendant, he was
arrested in 2018 after A.L. told police he had hit her in the face with a handgun.
Defendant described the 2018 supplemental report as indicating A.L. had
recanted her allegation and as paraphrasing her statements about having
"problems coping with her anger along with other mental illnesses" and having
been "in therapy but ha[ving] not attended a session or received treatment for
some period of time." In support of the motion to compel, defendant argued he
A-3980-24
4
was entitled to discovery of A.L.'s mental-health and psychiatric records
because he needed those records to prepare a defense and to cross-examine A.L.
at trial. A copy of the supplemental report was not provided to the trial court or
this court.
Opposing the motion, the State argued defendant had failed to satisfy his
"heavy burden" to overcome the physician-patient privilege. It emphasized that
the 2018 supplemental report did not identify any specific medical diagnosis or
treatment plan and defendant had not established a connection between prior
mental-health illnesses and the current charges. During oral argument of
defendant's motion, the State represented it did not have custody of or control
over A.L.'s records.
The court heard argument and, on July 9, 2025, granted the motion,
entering in each case an identical order in which it stated "access to information
within . . . [A.L.'s] . . . mental health/psychiatric records may be necessary for
determination of issues before the [c]ourt" and "it is not possible for this court
to decide the [d]efendant's motion without the benefit of review of the records
in order to determine relevance." With no temporal limitation on the scope of
the production, the court ordered that A.L.'s "mental health/psychiatric records"
be submitted to the court for an in camera review. It restricted use of the
A-3980-24
5
information contained in the records, if it deemed the records discoverable, to
"only . . . the pending matter (Indictment No. 24-01-00099-I)" and barred
disclosure and dissemination of that information "to any other person for any
other reason." The court directed the State to advise defense counsel by July
23, 2025, if it determined records did not exist or could not be located and the
parties to advise the court in writing prior to a July 30, 2025 conference if they
disagreed about whether the records existed.
While the State's motion for leave to appeal was pending, the trial court
issued an amplification pursuant to Rule 2:5-1(d). In its amplification, the court
concluded defendant had "provided ample support for piercing the victim's
patient[-]physician privilege." The court found defendant had established the
three elements of the privilege-piercing test articulated by the Court in In re
Kozlov, 79 N.J. 232, 243-44 (1979). Specifically, the court concluded:
defendant had demonstrated the first and second prongs of the test because
A.L.'s purported "statement connecting her 'mental illnesses' to the false report
supports the [d]efendant's legitimate need for the information" and A.L.'s
"psychological condition, if true, is also relevant and material." Regarding the
third prong, the court concluded, with no explanatory statement, that "no less
intrusive means" to obtain the information existed. The court indicated it would
A-3980-24
6
conduct an in camera review to determine if any of the records should be
redacted. It also acknowledged it had "neglected" to address whether the records
existed and stated that identification of any provider would be addressed at the
next scheduled conference.
We granted the State's motion for leave to appeal. On appeal, the State
makes the following arguments:
POINT I
THE MOTION COURT ERRED BY ORDERING AN
IN CAMERA REVIEW OF THE VICTIM'S MENTAL
HEALTH/PSYCHIATRIC RECORDS WITHOUT
CONDUCTING ANY MEANINGFUL LEGAL
ANALYSIS TO DETERMINE WHETHER
DEFENDANT MET HIS BURDEN TO PIERCE THE
PRIVILEGE.
POINT II
THE MOTION COURT ABUSED ITS DISCRETION
BY FINDING DEFENDANT MET HIS BURDEN TO
JUSTIFY PIERCING THE PRIVILEGE.
POINT III
EVEN IF AN IN CAMERA REVIEW WERE
APPROPRIATE, THE MOTION COURT'S ORDER
FOR THE STATE TO PRODUCE ANY AND ALL OF
THE VICTIM'S MENTAL HEALTH/PSYCHIATRIC
RECORDS, ASSUMING THEY EVEN EXIST, IS
UNDULY BROAD AND BURDENSOME.
A-3980-24
7
We "review [a] trial court's discovery ruling for an abuse of discretion."
State v. Kane, 449 N.J. Super. 119, 132 (App. Div. 2017). "An abuse of
discretion occurs by making decisions 'without a rational explanation, [that]
inexplicably departed from established policies, or [that] rested on an
impermissible basis.'" State v. Chambers, 252 N.J. 561, 594-95 (2023)
(alterations in the original) (quoting Flagg v. Essex Cnty. Prosecutor, 171 N.J.
561, 571 (2002)). Therefore, a reviewing court "need not defer . . . to a discovery
order that is well wide of the mark, or based on a mistaken understanding of the
applicable law." State v. Knight, 256 N.J. 404, 416 (2024) (quoting State v.
Hernandez, 225 N.J. 451, 461 (2016)) (internal quotation marks omitted).
"New Jersey law has reveal[ed] a steady movement . . . to recognize and
enhance the rights of crime victims." Chambers, 252 N.J. at 583-84 (alteration
and omission in original) (quoting State v. Tedesco, 214 N.J. 177, 196 (2013)).
A motion to compel production of mental-health treatment records "implicate[s]
important issues concerning the confidentiality rights of third party crime
victims." Kane, 449 N.J. Super. at 132.
In Chambers, the Court held that "[i]f a defendant files a motion seeking
access to pre-incident mental health records, a victim is entitled to notice by the
county prosecutor's office and must have an opportunity to be heard, with or
A-3980-24
8
without independent counsel." 252 N.J. at 589. We recognize the defendant in
Chambers was charged with sexual assault, N.J.S.A. 2C:14-2(c)(1), and not
aggravated assault, like defendant. However, the concerns the Court expressed
in Chambers about crime victims' rights and the provisions of the Crime Victim's
Bill of Rights, N.J.S.A. 52:4B-34 to -38, cited by the Court that guarantee those
rights apply equally here. 252 N.J. at 589 (citing N.J.S.A. 52:4B-36(b), (h), and
(k)). That the State failed to provide notice to the alleged crime victim does not
eliminate the court's obligation to ensure compliance with threshold procedural
safeguards governing third-party discovery and victim participation consistent
with Chambers.
A.L. was not served with a copy of the motion and had no notice of it.
Those facts are undisputed. Thus, the court granted the motion and compelled
the production of highly sensitive medical records, assuming they exist, without
affording A.L. notice and an opportunity to be heard. The State's opposition to
the motion and whatever assumptions the parties and the court may have made
about how A.L. would have reacted to the motion had she received notice of it
were insufficient to protect her interests.
As we held in Kane:
We recognize the prosecutor sought to protect [the
alleged victim's] privilege by resisting the motion. Yet,
A-3980-24
9
the prosecutor represents the State, not [the alleged
victim]. The privilege belongs to her. She possessed
or controlled the records and had the greatest interest in
their confidentiality. Furthermore, an order compelling
discovery would presumably have been directed to her,
not the State. See [State in Int. of] A.B., . . . 219 N.J.
[542,] . . . 564 n.4 (2014).
Although a victim may be content to rely on the State's
opposition, she should be afforded the option to
advocate separately for preserving her privilege. As a
crime victim, she was entitled "[t]o appear in any court
before which a proceeding implicating the rights of the
victim is being held." N.J.S.A. 52:4B-36(r). This
included, in our view, the right to appear to oppose the
motion seeking her records.
[449 N.J. Super. at 134 (fourth alteration in original).]
We reach the same conclusion here. The court abused its discretion by granting
the motion to compel and requiring the production of A.L.'s mental-health and
psychiatric records without affording A.L. notice of the motion or an
opportunity to be heard.
We are also troubled that the court granted the motion without making any
factual findings and then in its amplification made factual findings based on a
document, the 2018 supplemental report, it had never seen and was not in
evidence. The court did not make any factual findings regarding the application
A-3980-24
10
of the patient-physician privilege or defendant's ability to pierce it on the record,
in the orders it entered granting the motion, or in any attached statement of
reasons. Given the important nature of the rights involved, the court should
have set forth clear findings of fact that supported its decision to grant the
motion. See R. 1:6-2(f) (when an explanation of a court's decision is "either
necessary or appropriate," "the court shall append to the order a statement of
reasons for its disposition").
In its amplification, the court made factual findings regarding the first two
prongs of the Kozlov test. 79 N.J. at 243-44. Those findings were based wholly
on the 2018 supplemental report, a document the court had not seen because it
was not in the motion record. "The general rule is that findings by a trial court
are binding on appeal when supported by adequate, substantial, credible
evidence." Gnall v. Gnall, 222 N.J. 414, 428 (2015). We uphold "[a] trial court's
factual findings in support of granting or denying a motion to [compel] . . . when
those findings are supported by sufficient credible evidence in the record." State
v. C.J.L., 471 N.J. Super. 477, 483 (App. Div. 2022) (second alteration in
original) (quoting State v. A.M., 237 N.J. 384, 395 (2019)) (internal quotation
marks omitted). The court's factual findings were not supported by evidence in
the record.
A-3980-24
11
In sum, we conclude the court abused its discretion in granting the motion
to compel. The court granted the motion even though A.L. had not received
notice of it and had not had an opportunity to respond to it. The court did not
make factual findings to support its decision until it submitted the amplification
and the factual findings in its amplification were based on a document that it
had not seen and was not in the record. Accordingly, we vacate the July 9, 2025
orders and remand the case for further proceedings consistent with this decision.
Before deciding the motion on remand, the court must confirm A.L. has received
notice of the motion and has had an opportunity to respond. Before rendering
any factual findings on the substance of the motion, the court must review the
2018 supplemental report that is the basis of the motion.
Having decided the appeal on those threshold issues, we need not address
the parties' remaining arguments.
Vacated and remanded for further proceedings consistent with the
opinion. We do not retain jurisdiction.
A-3980-24
12
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