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31 changes Rule, last 7 days

3h ago NYSE Rule Filings
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NYSE American Options Fee Schedule Rule Change Filing

NYSE American LLC has filed a proposed rule change to modify its options fee schedule. This filing, submitted under Section 19(b)(2) of the Securities Exchange Act of 1934, outlines specific adjustments to the fees associated with options trading on the exchange. The filing is currently under review by the SEC.

Priority review Rule Securities
16h ago FCA Publications
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FCA Final Rules: Operational Incident and Third Party Reporting

The FCA has published final rules and guidance for operational incident and material third party reporting. These rules, which will apply from 18 March 2027, aim to standardize reporting processes and enhance oversight of critical third-party arrangements within the financial sector.

Priority review Rule Financial Services
1d ago NYSE Rule Filings
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NYSE American Options Fee Schedule Amendment Proposal

The NYSE American has proposed amendments to its Options Fee Schedule. This filing initiates a public comment period, allowing stakeholders to review and respond to the proposed changes regarding options trading fees.

Priority review Rule Securities
1d ago NYSE Rule Filings
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NYSE Arca Fee Schedule Proposal - Broker Credits

NYSE Arca has proposed amendments to its fee schedule, specifically waiving certain broker credits that were set to expire in March 2026. This filing initiates a public comment period for the proposed changes to the exchange's pricing structure.

Priority review Rule Securities
1d ago NYSE Rule Filings
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NYSE Arca Proposes Rule Change for Fees and Charges

NYSE Arca has filed a proposed rule change with the SEC to introduce the NYSE Arca Equity Membership On-Ramp Program. This program offers discounted fees for new Equity Permit Holders for up to 18 months to encourage participation from smaller, retail-oriented market participants. The rule change is proposed to be effective March 6, 2026.

Priority review Rule Securities
1d ago NYSE Rule Filings
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NYSE American LLC Proposes Market Data Fee Amendments

NYSE American LLC has filed a proposed rule change to amend its market data fees. The filing includes proposed changes to the fees for various data products and services, with a comment period open until February 12, 2026. This action is subject to SEC review.

Priority review Rule Securities
1d ago NYSE Rule Filings
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NYSE Arca Equities Market Data Fees Amendment Proposal

The NYSE Arca has proposed an amendment to its market data fees, specifically concerning the fees for Consolidated Audit Trail (CAT) data. This proposal outlines new fees for CAT data access and related services, with a comment period open until January 15, 2026.

Priority review Rule Securities
2d ago NYSE Rule Filings
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NYSE American Options Regulatory Fee Proposal

The NYSE American has filed a proposal to establish a new Options Regulatory Fee. This fee aims to recover costs associated with regulatory services for options trading on the exchange. The filing details the proposed fee structure and its rationale.

Priority review Rule Securities
2d ago NYSE Rule Filings
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NYSE American Options Fee Schedule Amendment Proposal for MSCI Indices

The NYSE American has proposed an amendment to its options fee schedule concerning MSCI indices. This filing initiates a public comment period, allowing stakeholders to provide feedback on the proposed changes to options trading fees.

Priority review Rule Securities
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IPEC Correction to FOIA Privacy Act Rule

The Intellectual Property Enforcement Coordinator (IPEC) has issued a correction to a previously published rule concerning FOIA and Privacy Act provisions. This correction amends specific text related to the issuance and chapter heading within title 5 of the Code of Federal Regulations.

Routine Rule Government Contracting

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