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SEC Notice: JPMorgan Private Markets Fund Co-Investment Application

The SEC has issued a notice regarding an application from JPMorgan Private Markets Fund and affiliated entities. The application seeks an order to permit certain registered closed-end management investment companies and business development companies to co-invest in portfolio companies.

Routine Notice Securities
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SEC Extends Nasdaq Rule Change Review for China Listing Criteria

The SEC has extended the review period for Nasdaq's proposed rule change regarding additional initial listing criteria for companies primarily operating in China. The comment period was originally set to end on March 18, 2026, but has been extended by 60 days.

Priority review Consultation Securities
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SEC Proposed Rule Change: 24X National Exchange LLC Rebates

The SEC is seeking public comment on a proposed rule change by 24X National Exchange LLC. The exchange proposes to amend its transaction rebates, increasing the rebate for added displayed volume and decreasing rebates for added midpoint volume executions. These changes aim to incentivize liquidity provision.

Priority review Consultation Securities
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SEC Proposes Rule Change for MIAX Sapphire Fee Schedule

The SEC is publishing for comment a proposed rule change filed by MIAX Sapphire, LLC. The proposal seeks to amend the exchange's Fee Schedule to update certain non-transaction fee waivers and remove expired text related to trading floor operations. This action follows the exchange's launch of its trading floor in September 2025.

Priority review Consultation Securities
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Nasdaq MRX LLC Proposed Rule Change - Fees and Rebates

Nasdaq MRX LLC has filed a proposed rule change with the SEC to amend its fee schedule. The exchange proposes to discontinue the Tier 4 Priority Customer Maker Rebate for Non-Penny Symbols. The SEC is soliciting comments on this proposal.

Priority review Consultation Securities
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SEC Extends Comment Period for Nasdaq Listing Rule

The SEC has extended the comment period for a proposed rule change by Nasdaq to establish a new continued listing requirement of at least $5 million in market value of listed securities. The new deadline for the SEC to act on the proposal is April 29, 2026.

Priority review Consultation Securities
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ASIC Consultation: Remaking Exchange-Traded Warrant Relief Instruments

ASIC is seeking feedback on its proposal to remake two legislative instruments related to exchange-traded warrants, which are due to sunset in 2026. Minor amendments are proposed to improve clarity and align with current legislation. Feedback is due by 24 March 2026.

Priority review Consultation Securities
20h ago Austrian FMA News
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FMA Fines Private Person €9,000 for Delayed Proprietary Trading Notification

The Austrian Financial Market Authority (FMA) imposed a EUR 9,000 fine on a supervisory board member for failing to notify about proprietary trading within the required three business days. This action stems from a breach of the Market Abuse Regulation (MAR).

Priority review Enforcement Financial Services
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CFTC Proposes Rule on Prediction Markets

The CFTC has issued an advance notice of proposed rulemaking regarding prediction markets and event contracts. The agency is seeking public comment on various aspects, including statutory core principles, prohibited contracts, and cost-benefit considerations, to inform potential future agency actions.

Priority review Consultation Financial Services
21h ago ISDA News
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Global FX Derivatives Market Overview: Size, Structure and Uses

The International Swaps and Derivatives Association (ISDA) has published an overview of the global FX derivatives market, reporting $6.6 trillion in average daily turnover as of April 2025. The report highlights growth in forwards and options and details the market's structure, uses, and geographic concentration.

Routine Notice Financial Services

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