Searching in Banking & Finance · Search everything
734 changes Notice, last 7 days
FDIC Seeks Comment on Bank Info Collection Renewal
The FDIC, under the Paperwork Renewal Act of 1995, seeks public comment on the renewal of two existing information collections (OMB Control Nos. 3064-0029 and 3064-0177). Collection 1 covers Notification of Performance of Bank Services (Form 6120/06) for insured state nonmember banks and state savings associations. Collection 2 covers securitization disclosures required under 12 CFR 360.6 for insured depository institutions. Estimated annual burden hours total 313 and 7,008 respectively. Comment deadline is June 22, 2026.
Lebanon Central Bank Intermediate Circulars Register
Banque du Liban's (BdL) Intermediate Circulars listing page presents a searchable index of 49 pages of circulars addressed to regulated financial institutions including banks, exchange houses, insurance companies, electronic payment providers, and collective investment schemes. The listing includes decision numbers, circular numbers, Arabic titles with English translations, and references to related basic decisions.
BdL Basic Circulars Index January 2026
Banque du Liban's Basic Circulars Index for January 2026 lists existing circulars issued by Lebanon's central bank to regulated financial institutions, including banks, electronic payment services providers, exchange institutions, and insurance companies. The index covers topics such as cash transaction slips, electronic payment services, KYC forms, banking secrecy, foreign sanctions compliance, and foreign currency deposit repayment measures.
BdL February 2026 Regulatory Announcements: KYC, Payment Systems, Enforcement
Banque du Liban published multiple regulatory announcements in February 2026. Key items include: implementation of Basic Decision No. 13769 requiring KYC forms for cash and exchange operations (Announcement 975, addressed to financial institutions, exchange houses, comptoirs, and electronic payment providers); warning against leaking Special Investigation Committee decisions (Announcement 978); BDL-RTGS and BDL-CLEAR retail payment system updates (Announcements 976 and 968); Ramadan work schedule (Announcement 974); and prosecution of circular violators (Announcement 972).
Regulatory Index: CNBS Honduras Circulares y Resoluciones 2024-2026
The CNBS Honduras published a comprehensive index of 17 circulars and resolutions covering 2024 through early 2026. The listing includes administrative items such as holiday schedules and personnel appointments, as well as substantive regulatory amendments to credit portfolio evaluation norms, credit card regulations, investment rules for public pension institutes, and a new financial data capture system for pension fund administrators.
CNBS Honduras Regulatory Circulars and Resolutions 2024-2026
CNBS Honduras published an index of 18 regulatory circulars and resolutions spanning 2024-2026. Key regulatory changes include amendments to credit portfolio evaluation and classification norms, credit card and financing regulations, investment rules for public pension funds, data reporting requirements for private pension fund administrators, credit bureau regulations for telecommunications providers, and preventive recovery plan instructions for banking groups. Personnel appointments to supervisory positions were also included.
CNBS Honduras Regulatory Circulars 2024–2026 Compilation
CNBS Honduras published a compilation of 18 regulatory circulars issued between 2024 and 2026, covering banking supervision, credit portfolio classification, pension fund administration, investment regulations, credit card rules, and holiday closures. Notable items include Circular CNBS No.001/2026, which mandates monthly electronic reporting by pension fund administrators via the Sistema de Interconexión Financiera, and Circular CNBS No.012/2025, which amends credit portfolio evaluation and classification norms.
Ethiopia Launches New Monetary Policy Framework
The National Bank of Ethiopia announced on July 9, 2024 the launch of a new monetary policy framework. The announcement marks a policy development by Ethiopia's central bank but contains no specific compliance obligations, quantitative thresholds, or enforcement mechanisms described in the source text.
NBE Holds First OMO Auction, Collects Birr 19.97B
The National Bank of Ethiopia conducted its first-ever Open Market Operations auction on July 10, 2024. The liquidity-absorbing auction attracted 16 bidders at the National Bank Rate of 15 percent and collected cumulative bids of Birr 19.970 Billion. This inaugural auction follows the announcement of NBE's new Monetary Policy Framework earlier in the week.
NBE and CBUAE Sign Currency Swap Agreement up to AED 3 Billion
The National Bank of Ethiopia (NBE) and the Central Bank of the UAE (CBUAE) signed a bilateral currency swap agreement enabling currency exchange up to AED 3 billion and ETB 46 billion. The parties also executed two MoUs covering local currency settlement for cross-border transactions and interlinking of their payment systems, instant payment platforms, and messaging infrastructure.
MiCA Transition Period Ends July 1, 2026 for Estonian Crypto Firms
Finantsinspektsioon has reminded Estonian crypto asset service providers that the MiCA Regulation transition period ends on July 1, 2026. After this date, crypto asset services may only be provided in Estonia by companies with a licence from Finantsinspektsioon or the supervisory authority of another EU member state. The authority is currently processing 10 licence applications and advises that companies applying now or in coming months must include a wind-down plan with their application.
Heimondo Estonia OÜ Debt Collection Licence
Finantsinspektsioon (Estonia FI) issued a debt collection agency licence to Heimondo Estonia OÜ on 8 September 2025. The licence authorises the company to call in debts arising from credit contracts of banks and creditors, collect overdue payments, and conduct negotiations over repayment conditions with borrowers. The licence also imposes obligations on the company to manage complaints and to inform borrowers of contractual requirements and any changes to interest rates, fees, or payments.
National Working Group Recommends WIBOR Replacement Rate for Debt Securities
The Steering Committee of the National Working Group on benchmark reform adopted a recommendation on the application of a replacement rate for the WIBOR reference rate in debt securities. This recommendation provides guidance on transitioning away from WIBOR, following international benchmark reform initiatives. Affected financial institutions in Poland should monitor ongoing developments regarding the implementation of the replacement rate for existing and new debt instruments.
FIAU REQ Group 3 Deadline Reminder April 2026
The FIAU Malta reminds all subject persons that the Risk Evaluation Questionnaire (REQ) 2026 submission deadline for Group 3 is April 21, 2026. Timely submission is a legal obligation, and failure to meet the deadline constitutes a late submission that may expose subject persons to administrative penalties. Financial institutions required to submit through the MFSA LH Portal are excluded from this reminder.
Cuban Alien With Decades-Long Rap Sheet Detained
ICE Miami announced the detention of Cuban criminal illegal alien Eledoro Valenzuela Rodriguez on March 24, 2026. Valenzuela Rodriguez, who had a final removal order from 1980, was taken into ICE custody from the Miami-Dade Turner Guilford Knight Correctional Center where he faced charges for cocaine possession with intent to sell, felon in possession of a firearm and ammunition, and trespassing. The announcement criticizes sanctuary state policies in New York and Maryland for repeatedly releasing the individual despite extensive prior convictions.
Kazakhstan Keeps Base Rate at 18%
The National Bank of Kazakhstan's Monetary Policy Committee maintained the base rate at 18.0% per annum with a ±1 percentage point corridor on 6 March 2026. The decision was informed by the forecast round results, updated assessments of key macroeconomic indicators, and the balance of inflation risks. Annual inflation declined to 11.7% in February 2026, down from 12.2% in January, with all components showing moderating price growth.
Kazakhstan 2025 Payment Market: 1.04 Billion Card Transactions
The National Bank of Kazakhstan published its annual review of the 2025 payment services market. In 2025, the interbank card payment system processed over 1.04 billion transactions, with 8 out of 10 transactions conducted via internet and mobile banking (including QR codes). Interbank clearing system volumes grew 21% year-over-year, and the interbank transfer system maintained 99%+ uptime.
VI Scientific-Practical Conference on Economic Policy Almaty
The National Bank of Kazakhstan announces its VI scientific-practical conference, 'Retrospective Analysis of Economic Policy: From Expectations to Decisions', to be held on 30 April 2026 in Almaty. The conference will present research findings across four sessions: inflationary expectations and felt inflation; public finance under macro shocks; credit cycles and financial stability; and Kazakhstani capital from macro and micro perspectives. Registration is required via conference@nationalbank.kz.
Multibank MHCs Draw Fresh Attention in Banking
The ABA Banking Journal reports that multibank mutual holding companies (MHCs) are gaining attention as mutual banks seek scale while preserving local identity. Fewer than a dozen exist nationwide per FDIC data, yet recent mergers suggest the model is quietly rising. First Mutual Holding Co. in Lakewood, Ohio, which formed in 2015, now has five mutual banks under its umbrella with $3.3 billion of total assets and has seen combined noninterest expense fall from 3% of assets pre-pandemic to 2.1% today.
Six Main Goals for Financial Stability
Finanstilsynet (Norwegian Financial Supervisory Authority) has published its six main goals and priority areas for 2026, covering financial institution soundness, infrastructure resilience, anti-financial crime, investor protection, consumer protection, and crisis management. The regulator supervises approximately 9,000 entities and 18,000 individuals under a risk-based approach.
SEC Seeks Comments on Form N-Q PRA Reinstatement
The SEC has published a 60-day Paperwork Reduction Act notice seeking public comment on reinstating OMB control number 3235-0578 for Form N-Q. Form N-Q and rule 30b1-5 were rescinded effective August 1, 2019, because the portfolio information they required is now reported through Form N-PORT under OMB control number 3235-0730. The SEC is reinstating the Form N-Q information collection request solely to formally close it out, as the reporting burden shifted to Form N-PORT without a lapse in coverage.
SEC Form N-PX Paperwork Comment Request
The SEC has issued a 60-Day Collection Notice under the Paperwork Reduction Act, soliciting comments on the burden hour estimates and cost burden associated with Form N-PX filings. For funds, the estimated annual burden is 166,138 hours with $15,949,200 in external costs across 13,291 responses. For institutional investment managers, the estimated annual burden is 57,585 hours with $15,356,000 in external costs across 7,678 responses. Comments are due June 22, 2026.
Alger Next Gen Growth Fund Seeks Co-Investment Exemptive Relief
The SEC has published notice of an application filed by Alger Next Gen Growth Fund, Fred Alger Management, LLC, Weatherbie Capital, LLC, and certain affiliated entities seeking an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit certain registered closed-end management investment companies and business development companies to co-invest in portfolio companies with each other and with affiliated investment entities, in transactions otherwise prohibited by those statutory provisions. The application was filed September 25, 2025 and amended March 9, 2026. Interested persons may request a hearing on the application by May 12, 2026.
Man ETF Series Trust and Man Solutions LLC Section 6(c) Investment Company Act Exemption Application
The SEC published a notice of an application filed by Man ETF Series Trust and Man Solutions LLC under section 6(c) of the Investment Company Act of 1940. The applicants seek an exemption from section 15(a) of the Act and from certain fee disclosure requirements to permit subadvisory agreements without shareholder approval. If no hearing is ordered, an order granting the requested relief will be issued.
Nasdaq Texas Rule Change to Add TXSE Quotation Data Feeds
The SEC published a proposed rule change by Nasdaq Texas to amend Equity 4, Rule 4759 (Data Feeds Utilized). The Exchange proposes to add the Texas Stock Exchange (TXSE) as a new market center, receiving direct quotation data as its primary source and CQS/UQDF as its secondary source. The table will also be updated to reflect the recent renaming of an exchange to NYSE Texas.
Financial Inclusion Benefits for All
The Financial Services Regulatory Commission of St. Kitts and Nevis published its February 2026 newsletter providing educational content on financial inclusion. The newsletter covers the definition and benefits of financial inclusion, common barriers such as limited financial literacy and high banking costs, the role of technology including mobile banking and FinTech innovations, and the connection between financial inclusion and economic growth.
Countering the Financing of Terrorism: Definition, Risk, and Best Practices
The FSRC of St. Kitts and Nevis published its March 2026 newsletter on Countering the Financing of Terrorism (CFT), covering definitions of terrorist financing, risk assessment frameworks (threats, vulnerabilities, consequences), high-risk channels (NPOs, hawala, virtual assets), and public/private sector mitigation measures. The newsletter references the Anti-Terrorism Act amendments (Sections 114-119) and Anti-Terrorism (Targeted Financial Sanctions Listing) Regulations No. 13 of 2023.
Fed's Williams on Economic Outlook, Labor Market
Federal Reserve Bank of New York President John C. Williams delivered remarks at the Federal Home Loan Bank of New York 2026 Member Symposium on April 16, 2026, discussing the current economic outlook, labor market conditions, and monetary policy stance. The FOMC maintained the federal funds rate target range at 3-1/2 to 3-3/4 percent at its March meeting. The speech addressed mixed signals in labor market data, with the unemployment rate at 4.3 percent and various indicators showing stabilization, while acknowledging heightened uncertainty from the Middle East conflict and ongoing inflation pressures including tariff effects contributing between one-half and three-quarters of a percentage point to the 2.8 percent PCE inflation rate.
Global Shockwaves to Kiwi Shores - Iran Conflict Impact on New Zealand Economy
Reserve Bank of New Zealand Governor Dr Anna Breman delivered a keynote speech on March 24, 2026 examining how the ongoing Middle East conflict could affect the New Zealand economy. The speech projected higher headline inflation over the near term alongside somewhat weaker growth momentum. The Governor emphasized the RBNZ's readiness to manage challenges to its price stability and financial stability mandates, noting that banks have strong capital and liquidity buffers after recent stress testing.
Smart Money Talks: 2026 Financial Literacy Week Launch Remarks
Dr. Denny H Kalyalya, Governor of the Bank of Zambia, delivered remarks at the launch of the 2026 Financial Literacy Week in Chipata on March 16, 2026. The campaign theme 'Smart Money Talks' emphasizes open, informed conversations about money, particularly among children and young people, aiming to build financial confidence and resilience. The Governor noted that Zambia's financial inclusion currently stands at 69.4 percent and encouraged stakeholders to support the development of Phase III of the National Strategy on Financial Education, expected to be completed by end of 2026.
Slovakia's Economic Transformation, Euro Adoption, Monetary Policy Lessons
National Bank of Slovakia Governor Peter Kažimír delivered a speech at the Central Bank of Uzbekistan sharing Slovakia's experience transitioning from central planning to euro adoption over three decades. The speech emphasizes macroeconomic stability as a precondition for growth, the importance of banking sector health, and lessons on inflation control, fiscal-monetary alignment, and macroprudential tools. The address concludes that central bank mandates require independence, analytical capacity, and public trust.
US Economic Outlook, Iran Conflict Impact, Monetary Policy
Federal Reserve Board Governor Christopher J. Waller delivered the David Kaserman Memorial Lecture at Auburn University on April 17, 2026, discussing the U.S. economic outlook and its implications for monetary policy. The speech addressed two significant recent developments: the Iran conflict's disruption of Middle East energy production and transportation, and the sharp decline in net immigration from 2.3 million in 2024 to approximately 400,000 in 2025, which has slowed labor force growth to near zero. Waller described how these factors complicate assessment of labor market conditions and the path for policy rates.
World Bank Group Reforms and Development Priorities Statement
Fabio Panetta, Governor of the Bank of Italy, delivered a statement at the 113th Development Committee meeting emphasizing the World Bank Group's pivotal role in supporting vulnerable countries amid ongoing conflicts, geopolitical tensions, and economic uncertainty. The statement endorses sharper focus on outcomes, integrated sector strategies, stronger knowledge functions, private capital mobilization, and robust risk management as core reform priorities. Panetta highlighted payment infrastructure, the business-enabling environment, and strategic partnerships with IFC and MIGA as essential development enablers, and noted Italy's co-financing commitments under the Mattei Plan targeting African water investments.
Stablecoin Roundtable, 12th May, Regency Court, Guernsey
The Guernsey Financial Services Commission announced a Digital Forum roundtable on stablecoins scheduled for 12 May 2026 at 9:30am at Regency Court offices. The session is open to representatives of the Bailiwick's financial services sector and other stakeholders with expertise or interest in stablecoins. Topics will include economic and regulatory implications of different stablecoin models, yield-bearing structures, and interaction with existing financial frameworks.
Alger Next Gen Growth Fund Co-Investment Order Application
The SEC published notice of an application by Alger Next Gen Growth Fund and affiliated entities (Fred Alger Management LLC, Weatherbie Capital LLC) seeking an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 to permit co-investment transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1. The application was filed September 25, 2025 and amended March 9, 2026.
Form N-PX Extension; SEC PRA Comment Request
The SEC published a Federal Register notice seeking public comments on extending its existing collection of information for Form N-PX under the Paperwork Reduction Act of 1995. Form N-PX is used by funds and institutional investment managers to disclose proxy voting records. The notice includes updated burden estimates: approximately 166,138 internal annual burden hours and $15.9 million in external costs for funds, and 57,585 hours and $15.4 million for institutional investment managers.
Nasdaq Rule Change Adds Class ETF Shares to ETP Definition
The SEC published notice of Nasdaq's filing to amend Equity 1, Section 1(a)(15) to add Class ETF Shares (listed pursuant to Rule 5703) to the definition of Exchange-Traded Product. Nasdaq filed the proposed rule change on April 7, 2026, and it became effective immediately. The change allows issuers of Nasdaq-listed Class ETF Shares to optionally use the Initial ETP Open halt process on launch day, opening trading using the Nasdaq Halt Cross under Rule 4753 rather than at the start of Pre-Market Hours at 4:00 a.m. ET.
NASDAQ Proposes IM-5101-4 Delisting Authority After Trading Suspension
The SEC has designated June 4, 2026, as the extended deadline for Commission action on NASDAQ's proposed rule change to adopt IM-5101-4. The proposed rule would authorize NASDAQ to delist a security where the SEC has previously suspended trading and NASDAQ determines it appropriate and in the public interest. The original 45-day review period expired April 20, 2026.
Cboe Exchange Amends Fees Schedule; SPX/VIX/Floor Broker Surcharges
Cboe Exchange, Inc. filed a proposed rule change with the SEC to amend its options fees schedule, effective April 1, 2026. The changes expand fee codes currently applicable to Mini-SPX Index options (XSP) to also apply to Mini-Russell 2000 Index options (MRUT) and Dow Jones Industrial Average options (DJX), while deleting existing MRUT-specific fee codes. Additional amendments include modifications to Floor Broker permit fees, SPX and VIX Floor Broker trading surcharges, Market-Maker tier appointment fees, and new SPXW excessive complex instrument creation charges.
Nasdaq Rule Change Amends Equity 4 Rule 4759 To Add TXSE Quotation Data Feeds
The SEC published a notice that Nasdaq filed a proposed rule change to amend Equity 4, Rule 4759 to establish a primary and secondary source of quotation data for the new Texas Stock Exchange (TXSE). The Exchange will receive a direct feed from TXSE as its primary quotation data source and will use CQS/UQDF as the secondary data source. The table also reflects updated names for recently renamed exchanges (Nasdaq Texas and NYSE Texas). The rule change became effective immediately pursuant to Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934.
Rule 3304 Amendment Adds TXSE Quotation Data Sources
The SEC has published notice of Nasdaq PHLX LLC's proposed rule change to amend Equity 4, Rule 3304, establishing primary and secondary quotation data sources for the new Texas Stock Exchange (TXSE). The Exchange will receive a direct feed from TXSE as its primary source and use CQS/UQDF as the secondary source. The filing also updates the table to reflect current names of two recently renamed exchanges. The rule change was effective upon filing under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934.
Nasdaq Texas Amends Rule 4759 to Add TXSE Quotation Data Sources
Nasdaq Texas, LLC filed a proposed rule change with the SEC to amend Equity 4, Rule 4759 (Data Feeds Utilized). The amendment establishes the Texas Stock Exchange (TXSE) as a new market center with direct feed as the primary quotation data source and CQS/UQDF as the secondary source. The rule change also updates an exchange name following a recent rename to NYSE Texas. The filing became immediately effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934.
Man ETF Series Trust and Man Solutions LLC - Notice of Application for Exemption Under Investment Company Act
The SEC published a notice of an application by Man ETF Series Trust and Man Solutions LLC under section 6(c) of the Investment Company Act of 1940. The applicants seek exemption from section 15(a) of the Act and from certain disclosure requirements in rule 20a-1, Form N-1A, Schedule 14A, and Regulation S-X. If granted, the exemption would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and would provide relief from fee disclosure requirements related to subadvisers.
AIFC Regulatory Framework Development Plans 2026–2028
The Astana Financial Services Authority announced its regulatory framework development plans for the AIFC for 2026–2028, covering asset management, FinTech, insurance, Islamic finance, tokenisation, and derivatives. The 2026 priorities include targeted amendments, guidance on fee structures, and AML/CFT guidance updates. AFSA is inviting market participants to submit feedback on the planned initiatives and proposals for further regulatory development.
AFSA Introduces New FinTech Lab Authorisation Approach
The Astana Financial Services Authority has introduced a Class Modification Notice establishing a new single-stage assessment approach for FinTech Lab authorisation, replacing the previous two-stage pre-application and application model. The change takes effect on February 16th and consolidates eligibility assessment of business models, proposed candidates, and financial and non-financial resources into one streamlined process. Applicants will no longer undergo policies and procedures assessment at authorisation stage but must submit AML/CFT policy and procedures.
FDIC Requests Comment on PRA Renewal of Bank Services Notification and Securitization Disclosure Collections
The FDIC invites public comment on the renewal of two existing information collections under the Paperwork Reduction Act: OMB Control No. 3064-0029 covering bank service company notifications (Form 6120/06, 313 annual burden hours) and OMB Control No. 3064-0177 covering securitization disclosure requirements for assets transferred in connection with securitizations or participations after September 30, 2010 (7,008 annual burden hours). Neither collection involves changes to substance or methodology. Comments are due June 22, 2026.
ISDA Response to EC Consultation on EU Banking Sector Competitiveness
ISDA submitted its response to the European Commission's targeted consultation on EU banking sector competitiveness on April 17, 2026. The response addresses trading book capital rules and their impact on market-based financing, liquidity provisions, and hedging solutions for European end users. ISDA advocates for calibration changes to achieve a risk-sensitive framework that supports deep and liquid markets.
Marije Louisse Appointed Head of Legal Services at DNB
De Nederlandsche Bank (DNB) announces the appointment of Marije Louisse as General Counsel and Head of Legal Services, succeeding Frits-Joost Beekhoven van den Boezem, effective 1 May 2026. Louisse previously served as Head of the Supervision – Advice Department in the Legal Services Division since April 2023. This is a routine internal appointment announcement with no regulatory or compliance implications.
Lagarde Outlines Energy Shock Economic Impact at German Banks Association Reception
ECB President Christine Lagarde delivered a keynote speech in Berlin outlining the economic impact of the current energy shock. She described the conflict disrupting the Strait of Hormuz as the largest oil supply disruption in history, with an estimated net loss of around 13 million barrels per day. The speech discussed three scenarios—baseline, adverse, and severe—driven by progressively higher energy prices, noting markets currently bet on short-lived disruption. Lagarde emphasized that monetary policy calibration depends on two uncertain factors: the duration of the disruption and the pass-through of energy prices to broader inflation.
Limoneira CO Reports Material Impairment Under Item 2.06 of Form 8-K
Limoneira CO filed a Form 8-K current report with the SEC disclosing a material impairment under Item 2.06. The company, headquartered in Santa Paula, CA, reported this event as required under SEC Regulation S-K. This disclosure alerts investors and the SEC to a significant event affecting the company's financial condition or results of operations.